Our client is an Asset Management firm in Boston looking to add a Compliance Manager to the team. As a Compliance Manager, you will:✔ Supervise the Guideline Monitoring team’s work and engage as a trusted resource for investment and trading staff.✔ Develop, implement, and test policies and procedures to ensure adherence to evolving regulations.✔ Conduct internal audits, manage compliance risks, and address challenges from external compliance examinations.✔ Liaise across departments and participate in senior-level committees, driving key initiatives.✔ Resolve trade errors, review disclosures, and oversee corrective actions to maintain organizational integrity.📈 What You’ll Bring to the Table:

We’re seeking candidates who thrive in dynamic environments and meet the following qualifications:7-10 years of experience in financial services compliance, particularly with equity securities at an asset management firm.Expertise in securities regulations (Securities Acts of 1933 and 1934; Investment Advisers/Company Act of 1940).Strong project management, research, and communication skills.Hands-on experience with the Charles River Order Management System (preferred). A Bachelor’s degree, complemented by exceptional attention to detail and the ability to manage priorities seamlessly. 📍 Work Environment:This role involves being in-office 5 days a week—an exciting opportunity to collaborate face-to-face with stellar professionals in a fast-paced, engaging environment.Please reach out to Thatiane Abrantes with an updated resume for immediate consideration. Thank you!

Robert Half is the world’s first and largest specialized talent solutions firm that connects highly qualified job seekers to opportunities at great companies. We offer contract, temporary and permanent placement solutions for finance and accounting, technology, marketing and creative, legal, and administrative and customer support roles. Robert Half works to put you in the best position to succeed. We provide access to top jobs, competitive compensation and benefits, and free online training. Stay on top of every opportunity - whenever you choose - even on the go. <a href="https://www.roberthalf.com/us/en/mobile-app" target="_blank">Download the Robert Half app</a> and get 1-tap apply, notifications of AI-matched jobs, and much more. All applicants applying for U.S. job openings must be legally authorized to work in the United States. Benefits are available to contract/temporary professionals, including medical, vision, dental, and life and disability insurance. Hired contract/temporary professionals are also eligible to enroll in our company 401(k) plan. Visit <a href="https://roberthalf.gobenefits.net/" target="_blank">roberthalf.gobenefits.net</a> for more information. © 2025 Robert Half. An Equal Opportunity Employer. M/F/Disability/Veterans. By clicking “Apply Now,” you’re agreeing to <a href="https://www.roberthalf.com/us/en/terms">Robert Half’s Terms of Use</a>.

Boston, MA
onsite
Permanent
- USD / Yearly
Our client is an Asset Management firm in Boston looking to add a Compliance Manager to the team. As a Compliance Manager, you will:✔ Supervise the Guideline Monitoring team’s work and engage as a trusted resource for investment and trading staff.✔ Develop, implement, and test policies and procedures to ensure adherence to evolving regulations.✔ Conduct internal audits, manage compliance risks, and address challenges from external compliance examinations.✔ Liaise across departments and participate in senior-level committees, driving key initiatives.✔ Resolve trade errors, review disclosures, and oversee corrective actions to maintain organizational integrity.📈 What You’ll Bring to the Table:
2025-09-12T12:13:50Z