We are looking for a detail-oriented Compliance Officer to join our team in Charleston, South Carolina. This role is vital in ensuring adherence to regulatory standards and internal policies within the wealth management industry. The ideal candidate will bring expertise in risk assessment, compliance auditing, and anti-money laundering practices to safeguard the organization’s integrity.<br><br>Responsibilities:<br>• Conduct thorough audits to ensure compliance with regulatory standards and internal policies.<br>• Monitor and evaluate risk management processes to identify potential vulnerabilities.<br>• Develop and implement anti-money laundering (AML) strategies to minimize financial crimes.<br>• Collaborate with various departments to ensure compliance initiatives are effectively integrated.<br>• Provide training and guidance to staff on compliance-related topics and best practices.<br>• Prepare detailed reports on compliance findings and recommend corrective actions.<br>• Stay updated on changes in laws and regulations affecting the wealth management industry.<br>• Oversee the implementation of compliance programs and assess their effectiveness.<br>• Act as a key point of contact for regulatory agencies during inspections or inquiries.
<p>We are looking for a Vendor Management Analyst to join our team in Bedford, NH, on a long-term contract basis. In this role, you will oversee the evaluation and management of third-party vendors to ensure compliance with industry regulations and organizational standards. This position offers an excellent opportunity to work within the banking sector, collaborating with stakeholders and addressing vendor-related risks to maintain operational excellence.</p><p><br></p><p>Responsibilities:</p><p>• Conduct thorough due diligence and regular reviews of third-party vendors to ensure adherence to compliance standards.</p><p>• Collaborate with the Risk & Compliance team to align third-party risk management practices across the organization.</p><p>• Assess vendor-related risks and provide recommendations to mitigate potential issues.</p><p>• Build and maintain strong relationships with external vendors and internal teams to facilitate smooth operations.</p><p>• Prepare detailed reports and presentations on vendor performance, risk assessments, and compliance findings for leadership review.</p><p>• Monitor vendor activities to identify and address fraud-related risks.</p><p>• Implement anti-money laundering (AML) practices and ensure vendors comply with regulatory requirements.</p><p>• Perform compliance risk assessments and evaluate vendor adherence to FFIEC guidelines.</p><p>• Develop strategies to identify and prevent potential fraud in vendor activities.</p><p>• Support issue resolution processes by coordinating with vendors and internal departments.</p>
We are looking for a dedicated Senior Investigator specializing in Fraud, Waste, and Abuse to join our team on a long-term contract basis. This position offers the opportunity to contribute to meaningful work in the non-profit sector, ensuring compliance and safeguarding organizational integrity. Based in Los Angeles, California, this role requires an experienced and detail-oriented individual capable of conducting thorough investigations and implementing effective strategies to address complex compliance matters.<br><br>Responsibilities:<br>• Collaborate with the risk management department to address open and pending investigations, ensuring timely resolution.<br>• Develop and execute plans to review and prioritize pending claims based on urgency and deadlines.<br>• Conduct impartial, detailed investigations into allegations of fraud, waste, and abuse.<br>• Analyze and review contracts between the organization and various parties for potential compliance issues.<br>• Interview relevant individuals and gather necessary documentation to support investigative findings.<br>• Prepare comprehensive reports summarizing investigation outcomes and recommendations.<br>• Maintain accurate and updated logs of ongoing investigations to ensure transparency and accountability.<br>• Assess risks and implement measures to mitigate potential compliance challenges.<br>• Support auditing processes to strengthen anti-money laundering (AML) and compliance efforts.
<p>Our client is looking for an experienced Risk Analyst to join their team in the Bordentown, New Jersey area. In this role, you will play a critical part in identifying, assessing, and mitigating risks across various domains within the organization. You will collaborate with senior management to ensure effective governance and regulatory compliance while supporting the organization's strategic goals.</p><p><br></p><p>Salary is 120,000 - 140,000. </p><p><br></p><p>Benefits include health insurance, 401k, and PTO. </p><p><br></p><p>Responsibilities:</p><p>• Oversee the organization's enterprise risk management initiatives, including credit, market, compliance, and operational risk programs.</p><p>• Continuously monitor and evaluate risk management activities to ensure alignment with the organization’s mission and strategic objectives.</p><p>• Enhance enterprise risk management processes and systems to improve efficiency in risk assessments.</p><p>• Lead discussions within the Enterprise Risk Management Committee and provide solutions to address risk-related challenges.</p><p>• Identify and verify risk areas within the organization, ensuring comprehensive risk assessments are conducted.</p><p>• Develop risk assessments for new products or significant modifications to existing offerings.</p><p>• Serve as a subject matter expert to guide departmental leaders in implementing effective governance and risk management strategies.</p><p>• Analyze and report on key risks and their interdependencies, helping senior management maintain a focus on robust risk management.</p><p>• Ensure compliance with regulatory requirements and industry standards related to risk management.</p>
We are looking for a detail-oriented Fraud Prevention Investigator to join our team on a long-term contract basis in Hanover, Massachusetts. In this role, you will contribute to safeguarding both customers and the organization by identifying and investigating potential fraudulent activities. This position offers an excellent opportunity to develop your expertise in fraud prevention within the banking industry.<br><br>Responsibilities:<br>• Review alerts and analyze suspicious transactions to identify potential fraudulent activity.<br>• Conduct thorough investigations into account activity, ensuring findings align with bank policies and regulatory standards.<br>• Collaborate with internal teams to resolve complex cases effectively and escalate issues when necessary.<br>• Prepare detailed investigation reports and maintain accurate documentation for compliance purposes.<br>• Support the development and implementation of process improvements to enhance fraud prevention operations.<br>• Assist with special projects aimed at strengthening the bank’s fraud detection capabilities.<br>• Monitor transactions to detect patterns and trends that may indicate fraud.<br>• Provide input for compliance reporting to regulatory authorities.<br>• Stay informed about industry best practices and emerging fraud schemes to proactively address risks.
We are looking for an experienced Risk Manager to join our team in Bloomington, Minnesota. In this role, you will play a pivotal part in managing counterparty systems and processes, ensuring they align with business objectives and regulatory standards. This is a long-term contract position offering the opportunity to collaborate with stakeholders and contribute to enhancing operational efficiency and reporting accuracy.<br><br>Responsibilities:<br>• Monitor and oversee updates and enhancements to the Counterparty Application, ensuring alignment with business priorities.<br>• Coordinate requirements for system integrations with platforms such as LauraMac, Vesta, and BeSmartee, ensuring seamless implementation.<br>• Maintain and update Counterparty process documentation to reflect evolving system requirements and integrations.<br>• Develop and manage operational tools, including manual guides, to streamline team workflows across multiple systems.<br>• Support the creation and refinement of Power BI reports by mapping data fields and ensuring consistency with reporting templates.<br>• Assist in establishing a comprehensive glossary for the Counterparty Application, defining rules and filters to enhance data governance.<br>• Act as a liaison between business stakeholders and technology teams to prioritize and implement system improvements.<br>• Provide analytical support for reporting initiatives, ensuring accurate data alignment and visualization.<br>• Perform additional tasks as needed to support the Counterparty team’s operational goals.
<p><strong><u>ONSITE ROLE IN CINCINNATI, OHIO - No Remote Workers</u></strong></p><p>We are looking for multiple Risk Analysts to join our team in Blue Ash (Cincinnati), Ohio. In this long-term contract role, you will play a critical part in identifying and analyzing potential fraudulent activities within financial transactions. This position offers an excellent opportunity for professionals with strong analytical skills and a keen eye for detail to contribute to a high-production environment. MUST BE AN OHIO RESIDENT -- Degree required</p><p><br></p><p>Responsibilities:</p><p>• Investigate alerts generated by banking systems to identify potential fraudulent patterns within financial transactions.</p><p>• Conduct research on customer accounts using both public and private databases to gather relevant data and insights.</p><p>• Analyze transaction details and compile comprehensive reports based on findings.</p><p>• Apply anti-money laundering (AML) principles and operational risk knowledge to assess suspicious activities.</p><p>• Utilize intermediate Excel skills to manipulate and analyze data efficiently.</p><p>• Collaborate with team members to ensure timely and accurate completion of tasks in a fast-paced environment.</p><p>• Maintain high attention to detail while reviewing extensive datasets and identifying anomalies.</p><p>• Communicate findings effectively through clear and concise written documentation.</p><p>• Ensure compliance with regulatory standards and organizational policies during investigative processes.</p><p>• Contribute to ongoing process improvements to enhance fraud detection and risk analysis capabilities.</p>
We are looking for a dedicated Transaction Monitor Analyst to join our team on a contract basis in Everett, Washington. This role is an excellent opportunity for professionals with extensive experience in quality control and financial transaction monitoring. The position requires a keen understanding of auditing investigations, transaction reviews, and regulatory compliance within the financial services industry.<br><br>Responsibilities:<br>• Conduct thorough audits of case investigations to ensure accuracy and compliance with established standards.<br>• Review transaction alerts to identify potential irregularities and escalate suspicious activities as needed.<br>• Prepare and file Suspicious Activity Reports (SARs) in accordance with regulatory requirements.<br>• Collaborate on ad hoc projects to support organizational goals and improve processes.<br>• Maintain detailed records and documentation of reviewed cases to support regulatory and internal audits.<br>• Monitor banking transactions for compliance with anti-money laundering (AML) regulations.<br>• Implement quality control measures to improve the accuracy and efficiency of transaction monitoring processes.<br>• Provide insights and recommendations to enhance overall compliance and risk management strategies.
<p>We are looking for a skilled Sr. Compliance Analyst to join our team in New York, New York. In this Contract to permanent position, you will play a crucial role in ensuring adherence to regulatory standards and company policies while contributing to fraud prevention and compliance efforts. The ideal candidate will have strong analytical abilities and a proven track record in compliance operations, particularly within financial institutions or fintech environments.</p><p><br></p><p>Responsibilities:</p><ul><li>Analyze user transactions using Microsoft Excel to identify violations of company rules and terms of use.</li><li>Document findings from routine reviews of user activities to maintain compliance records.</li><li>Collaborate with Engineers and Data Scientists to enhance compliance analytics and tools.</li><li>Assess risk scoring results from third-party providers against internal thresholds to ensure accuracy.</li><li>Investigate flagged users and determine appropriate actions based on fraud or customer success reports.</li><li>Decide whether to approve user requests for increased risk limits based on compliance evaluations.</li><li>Build and maintain a strong relationship with the Responsible Gaming advisor to support compliance efforts.</li><li>Establish and document thresholds, escalation procedures, and external filing protocols for regulatory adherence.</li><li>Prepare and submit Suspicious Activity Reports (SARs) to FinCEN in accordance with regulatory requirements.</li><li>Basic knowledge of data analytics (you will NOT be writing code)</li><li>Basic knowledge of AI</li></ul>
<p>We are looking for a motivated and experienced Manager, Risk & Assurance to join a dynamic team in the financial services industry. This role focuses on conducting comprehensive risk assessments, operational reviews, and process improvement initiatives to enhance governance and efficiency. As a contract-to-permanent position based in Dallas, Texas, it offers hybrid work flexibility, long-term career growth opportunities, and direct exposure to senior leadership.</p><p><br></p><p>Responsibilities:</p><p>• Lead and oversee operational, financial, and compliance review projects, ensuring thorough analysis and actionable outcomes.</p><p>• Design project scopes, perform risk assessments, and develop tailored procedures to address identified risks.</p><p>• Evaluate business processes and recommend control enhancements to improve efficiency and governance.</p><p>• Present findings and strategic recommendations to senior leadership in a clear and impactful manner.</p><p>• Apply detail-oriented auditing standards and leverage sound business judgment throughout all engagements.</p><p>• Collaborate with cross-functional teams and build strong relationships with stakeholders.</p><p>• Drive continuous improvement efforts, incorporating data analytics and emerging auditing tools.</p><p>• Provide advisory support to strengthen organizational risk management strategies.</p><p>• Ensure adherence to compliance requirements while maintaining a focus on operational enhancement.</p><p>• Utilize expertise in risk management frameworks, due diligence, and anti-money laundering practices.</p>
<p>We are looking for a detail-oriented AML/KYC Analyst to join a team in Newark, Delaware. This contract to long-term position offers an exciting opportunity to contribute to the financial services industry by conducting thorough due diligence and compliance reviews. The ideal candidate will ensure adherence to credit policies and regulatory requirements.</p><p><br></p><p>Responsibilities:</p><p>• Conduct in-depth Enhanced Due Diligence (EDD) investigations for commercial loan borrowers, ensuring compliance with credit policies and regulatory standards.</p><p>• Perform thorough reviews of new and existing client relationships, ensuring accuracy and completeness of documentation.</p><p>• Review and assess potential negative news alerts for new clients and during periodic client reviews, escalating findings when necessary.</p><p>• Evaluate prospect client profiles prior to onboarding, providing well-supported recommendations to relevant stakeholders.</p><p>• Utilize internal banking systems and external research tools to gather, analyze, and document investigation findings.</p><p>• Collaborate with team members and other departments to resolve discrepancies and gather additional information if required.</p><p>• Provide timely and well-supported decisions during investigations, ensuring compliance with the Patriot Act and other applicable regulations.</p><p>• Maintain up-to-date knowledge of industry standards and complete required training programs.</p><p>• Support quality assurance efforts to uphold the integrity of the KYC program.</p><p>• Perform additional duties as assigned to support the team and organizational goals.</p>
We are looking for a detail-oriented Compliance Analyst to join our team on a contract basis in Miami, Florida. This role is ideal for someone with a background in financial services and a strong understanding of compliance procedures. The position requires a versatile individual capable of handling administrative tasks, updating policies, and supporting operational needs.<br><br>Responsibilities:<br>• Assist with the creation, review, and updates of policies and procedures to ensure compliance with regulations.<br>• Provide administrative support, including document updates and data organization.<br>• Analyze contracts and legal documents to extract key information and ensure accuracy.<br>• Draft and prepare loan agreements and other financial documents.<br>• Utilize Excel and PowerPoint to compile reports and presentations.<br>• Support Anti-Money Laundering (AML) and Bank Secrecy Act (BSA) compliance efforts.<br>• Collaborate with team members to maintain operational efficiency and regulatory standards.<br>• Conduct research and provide insights on compliance-related issues.<br>• Organize and manage office tasks to facilitate smooth workflow.<br>• Communicate effectively with stakeholders to address compliance-related queries.
