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2 results for Compliance in Princeton, NJ
- New York, NY
- onsite
- Permanent
- 75000 - 90000 USD / Yearly
- <p>We are looking for a Compliance/Operations Analyst to join our team in New York, New York. In this role, you will play a vital part in ensuring adherence to regulatory standards and operational excellence within a dynamic financial services environment. The ideal candidate will have a strong understanding of compliance processes and a keen eye for detail.</p><p><br></p><p><u>Client Onboarding</u></p><p>• Review and process new account documentation</p><p>• Ensure completeness and regulatory accuracy of client files</p><p>• Follow up on missing documentation</p><p>• Maintain organized electronic records</p><p><u>Compliance Support</u></p><p>• Perform KYC, CIP, and AML documentation checks</p><p>• Conduct TRACE trade reporting reviews and reconciliations</p><p>• Assist with internal and external audit preparation</p><p>• Escalate potential compliance concerns appropriately</p><p><u>Credit & Documentation</u></p><p>• Support periodic credit review processes</p><p>• Gather and analyze required credit documentation</p><p>• Ensure alignment with internal policies and regulatory requirements</p><p><u>Operational Support</u></p><p>• Track workflow deadlines and maintain process integrity</p><p>• Update internal systems accurately and consistently</p><p>• Communicate effectively with internal stakeholders</p>
- 2026-03-11T00:00:00Z
- Toms River, NJ
- remote
- Temporary
- 21 - 24 USD / Hourly
- We are looking for a skilled Compliance Analyst to join our team on a long-term contract basis. This fully remote position involves supporting the administration and implementation of compliance management tools to ensure regulatory adherence across multiple sites. The role requires a detail-oriented individual with strong organizational and communication abilities, who can effectively collaborate with cross-functional teams.<br><br>Responsibilities:<br>• Facilitate the onboarding of various sites into the compliance management platform.<br>• Evaluate and update regulatory compliance questions in coordination with sustainability and site operations teams.<br>• Gather necessary documentation by collaborating with site managers and subject matter experts.<br>• Maintain and upload compliance-related documents into designated systems and tools.<br>• Track remediation efforts and monitor compliance health metrics to ensure timely resolution.<br>• Assist in preparing audit documentation for quarterly Badge and Network Access reviews.<br>• Escalate any gaps in compliance adherence to 24-hour requirements and propose solutions.<br>• Generate status reports and update dashboards for leadership and committee reviews.
- 2026-03-09T00:00:00Z