We are looking for a detail-oriented AML Compliance Analyst to join our team in Columbus, Ohio. In this long-term contract position, you will play a key role in ensuring adherence to regulatory standards by analyzing compliance alerts and conducting thorough investigations. This opportunity is ideal for professionals with strong analytical skills and a passion for maintaining the integrity of financial systems.<br><br>Responsibilities:<br>• Review and interpret risk guidelines, policies, and procedures to ensure compliance with organizational standards.<br>• Conduct quality checks on cleared compliance alerts to determine whether proper actions were taken.<br>• Collect and document relevant data, including investigations, suspicious activity reports, currency transaction reports, and Know Your Customer (KYC) information.<br>• Perform deep-dive research and analysis of large datasets to identify potential risks or irregularities.<br>• Collaborate with internal teams to ensure accurate and thorough documentation of account and transaction details.<br>• Evaluate the effectiveness of compliance processes and recommend improvements as needed.<br>• Stay informed about changes in regulatory requirements and apply them to ongoing investigations.<br>• Assist in the preparation of reports and summaries for management and regulatory review.<br>• Maintain a high level of accuracy and attention to detail in all compliance activities.
<p>We are looking for a detail-oriented Entry Level AML Analyst to join our team in Princeton, NJ. In this contract position, you will play a key role in financial compliance by analyzing customer transactions and identifying patterns indicative of potential risks. This opportunity is ideal for individuals with a background in finance, accounting, or economics, or those with banking experience who are eager to launch their careers in the financial services industry.</p><p><br></p><p>Responsibilities:</p><p>• Review customer transaction files to identify unusual patterns and potential compliance risks.</p><p>• Analyze and interpret data from currency transaction reports to ensure adherence to regulatory requirements.</p><p>• Document findings through clear and concise written summaries.</p><p>• Utilize Microsoft Excel to organize, analyze, and present data effectively.</p><p>• Perform accurate and efficient data entry to support compliance activities.</p><p>• Collaborate with team members to address compliance-related inquiries and issues.</p><p>• Stay informed on anti-money laundering (AML) regulations and best practices to enhance analysis.</p><p><br></p>
We are looking for a dedicated Anti-Money Laundering Specialist to join our team in Miami, Florida. In this long-term contract role, you will play a pivotal part in ensuring compliance with financial regulations by analyzing customer transactions and identifying potential risks. This position offers the opportunity to collaborate with cross-functional teams and contribute to enhancing our compliance processes.<br><br>Responsibilities:<br>• Conduct comprehensive investigations into alerts generated by transaction monitoring systems to identify potential suspicious activities.<br>• Evaluate client transactional behavior against expected benchmarks, investigating any discrepancies or unusual patterns.<br>• Perform thorough due diligence on flagged transactions to verify their legitimacy and mitigate risks.<br>• Prepare detailed and well-documented reports on findings for review by senior compliance personnel or regulatory authorities.<br>• Collaborate with internal teams to gather necessary information for customer due diligence and enhanced due diligence processes.<br>• Stay informed about current financial regulations and apply this knowledge effectively in daily compliance operations.<br>• Participate in ongoing training programs to remain up-to-date with regulatory changes and industry best practices.<br>• Work closely with the technology team to optimize transaction monitoring systems for improved accuracy and efficiency.
We are seeking a detail-oriented AML Analyst to join our team. This position is on-site. As an AML Analyst, you will play a key role in identifying and investigating potential suspicious activities while collaborating with stakeholders to mitigate risks. If you have a strong analytical mindset and a passion for combating financial crimes, we encourage you to apply! <br> Responsibilities: Collect and analyze data, including alert, transactions, customer demographics and relevant account information to identify potential suspicious activity Disposition and fully document the investigation, including supporting data, analysis, and rationale for disposition within the case management system Complete the Suspicious Activity Report (SAR) form, if applicable, in accordance with Financial Crimes Enforcement Network (FinCEN) requirements Effectively communicate with associates, management and various stakeholders on risks identified, possible typologies and recommend next steps Balance inventory queues, deadlines, and priorities to achieve departmental standards and production goals. Demonstrate teamwork by accepting ad-hoc requests to assist other associates on inventory
We are looking for an experienced IT Risk and Compliance Specialist to lead and enhance our organization's compliance programs. This role requires an individual with a strong understanding of banking regulations, risk management principles, and anti-money laundering (AML) practices. Based in Kerrville, Texas, this position offers the opportunity to collaborate across departments and ensure adherence to regulatory requirements.<br><br>Responsibilities:<br>• Develop, implement, and maintain the organization's compliance program, including conducting risk assessments and ensuring regulatory reporting is accurate and timely.<br>• Monitor and evaluate changes in banking laws and regulations, ensuring all compliance measures align with current requirements.<br>• Design and deliver training programs for staff on compliance topics such as suspicious activity reporting, customer due diligence, and enhanced due diligence.<br>• Investigate and address compliance violations or suspicious transactions, escalating issues when necessary.<br>• Collaborate with various departments to identify and mitigate compliance risks while ensuring effective controls are in place.<br>• Maintain an in-depth understanding of the organization's products, services, and customer base to accurately assess risk exposure.<br>• Prepare detailed compliance reports and documentation to support audits and regulatory reviews.<br>• Provide expert guidance on interpreting complex regulations and implementing effective policies to meet compliance standards.
We are looking for an FCC Senior Analyst to join our team in Blue Ash, Ohio. In this role, you will contribute to financial compliance efforts by conducting thorough assessments, preparing reports, and collaborating with team members to meet client needs. This position offers an opportunity to build expertise in anti-money laundering (AML) and financial crimes compliance while working in a dynamic, collaborative environment.<br><br>Responsibilities:<br>• Analyze transactional data and information to identify suspicious or unusual activities related to anti-money laundering (AML) compliance.<br>• Conduct client system searches, open-source media reviews, and negative news checks to compile comprehensive client profiles.<br>• Document findings in a standardized template, providing clear recommendations for further review when necessary.<br>• Prepare detailed project status reports, highlighting key accomplishments, discussion points, and next steps.<br>• Guide entry-level analysts by providing support on project work and offering constructive feedback for skill development.<br>• Review and validate the work of analysts to ensure accuracy, quality, and adherence to client requirements.<br>• Collaborate with project team management to address roadblocks, share findings, and communicate project updates effectively.<br>• Identify and suggest improvements to processes, enhancing efficiency and effectiveness in service delivery.<br>• Build strong relationships with clients, ensuring clear communication and high-quality service.<br>• Participate in innovation initiatives by recommending automation or standardization improvements to enhance service delivery.
<p>Our financial servcies client needs a Compliance Manager with BSA/AML experience. Responsible for monitoring day-to-day compliance, serve as the subject matter expert in internal policies and procedures and work closely with external legal counsel on regulatory requests.</p>
<p><strong>Location: Doral- Blue Lagoon - 33126</strong></p><p><strong>Pay: $23</strong></p><p><strong>Duration: TEMP- 6 or more months</strong></p><p><strong>Project for Bank!</strong></p><p>We are seeking a detail-oriented and motivated Entry-Level AML Analyst to join our team. In this role, you will be responsible for assisting with the identification and investigation of potential money laundering activities and ensuring compliance with regulatory requirements. This is an excellent opportunity for individuals looking to start a career in financial crime prevention and compliance.</p><ul><li>Must have a bachelor's degree in accounting, economics, math, finance, marketing or strong BANKING BACKGROUND.</li><li>Able to work 40 hours a week <strong>– onsite.</strong></li><li>Strong data entry skills and able to work with Excel. <strong><u>Data entry test will be given</u></strong>.</li><li>Excellent communication skills – oral and written.</li><li>Start date: Mid October </li><li><strong>Interviews: Early next week </strong></li><li>Pay Rate: <strong>$23.00/hour</strong> and opportunity for overtime (with production and quality metrics met)</li><li><strong>In office five days per week</strong>, flex on the hours once out of training</li><li><strong>Training first three weeks</strong> no time off please during this period will be approved. </li></ul><p><strong><u> Please send your resume to: Jacqueline.Mejia@RobertHalf and call Jacqueline @ 786-698-7072</u></strong></p>
<p><strong>THE OPPORTUNITY</strong></p><p>We're seeking a <strong>Senior Compliance Associate</strong> with a robust background in securities compliance to join our wealth management client. The ideal candidate will be a detail-oriented, analytical thinker who can work both independently and collaboratively to maintain and enhance our firm's compliance program, and be able to communicate fluently with colleagues and clients in Spanish speaking countries. This role is perfect for a proactive individual with a deep understanding of the regulatory landscape for broker-dealers and investment advisers.</p><p><br></p><p><strong>HOW YOU WILL MAKE AN IMPACT</strong></p><ul><li><strong>Policy and Procedure Management</strong>: Assist in the development, implementation, and maintenance of compliance policies and procedures in line with <strong>FINRA</strong>, <strong>SEC</strong>, and state regulations.</li><li><strong>Regulatory Filings</strong>: Prepare and submit regulatory filings, including but not limited to, Form ADV and Form BD amendments.</li><li><strong>Examinations and Audits</strong>: Act as a key point of contact and support during regulatory examinations and internal audits.</li><li><strong>Communication</strong>: Serve as a liaison between the compliance department and other business units, providing guidance on regulatory requirements and best practices.</li><li><strong>Advertising and Marketing Review</strong>: Review and approve marketing materials, advertisements, and other communications to ensure compliance with <strong>FINRA</strong> and <strong>SEC</strong> rules.</li><li><strong>Training and Education</strong>: Help develop and deliver compliance training programs for employees on topics such as anti-money laundering, cybersecurity, and regulatory updates.</li><li><strong>Monitoring and Surveillance</strong>: Conduct regular surveillance and monitoring of trading activities, electronic communications, and other activities to detect and prevent potential violations.</li><li><strong>Issue Resolution</strong>: Investigate and resolve compliance-related issues, escalating complex matters to senior management as needed.</li></ul><p><br></p>
We are looking for an experienced Analyst to join our team in Odessa, Texas. This role involves analyzing financial data, preparing reports, and supporting the organization with critical insights to drive decision-making. The ideal candidate will possess a strong analytical mindset, attention to detail, and exceptional communication skills to collaborate across all levels of the company.<br><br>Responsibilities:<br>• Analyze financial statements, including balance sheets, profit and loss reports, and cash flow statements, to identify trends and insights.<br>• Develop and maintain financial models using advanced Excel functions such as pivot tables and VLOOKUP.<br>• Collaborate with management and detail-focused staff to provide recommendations based on data analysis.<br>• Ensure accuracy in reporting and meet tight deadlines for deliverables.<br>• Apply critical thinking to solve complex problems and improve organizational processes.<br>• Take initiative in identifying areas for improvement and implementing solutions.<br>• Contribute to team projects and foster a collaborative work environment.<br>• Utilize knowledge of credit risk management and anti-money laundering (AML) practices to enhance analysis.<br>• Work with various software tools, including Environ and Chef, to streamline workflow and reporting processes.<br>• Stay up-to-date with industry standards and best practices to ensure high-quality outputs.
<p>We are looking for an experienced Community Bank Director level or CFO to join our team on a contract basis in Cary, North Carolina. This role is pivotal in guiding a community bank through the Federal Reserve Bank registration process and compliance with state and federal regulations. The ideal candidate will bring extensive expertise in financial strategy and banking operations, ensuring the organization meets all regulatory and financial requirements.</p><p><br></p><p>Responsibilities:</p><p>• Lead the bank registration process with the Federal Reserve Bank and other relevant state and federal agencies.</p><p>• Develop and maintain financial projections, ensuring alignment with the bank application and registration requirements.</p><p>• Oversee asset and liability management, interest rate risk, and liquidity risk strategies.</p><p>• Manage relationships with third-party banking providers and vendors, ensuring seamless operations.</p><p>• Prepare and update the business plan to reflect accurate revenue, expense management, and cash flow projections.</p><p>• Ensure compliance with anti-money laundering (AML) and know-your-customer (KYC) regulations.</p><p>• Provide strategic guidance on capital management and cash flow analysis.</p><p>• Monitor financial reporting and ensure adherence to banking compliance standards.</p><p>• Support monthly close processes and ensure accuracy in financial outcomes.</p><p>• Serve as a key advisor in risk management and regulatory strategy.</p>
We are looking for an experienced and detail-oriented Senior Accountant to join our team in Durham, North Carolina. In this role, you will play a key part in ensuring the organization’s financial health by managing accounting processes, analyzing financial data, and supporting compliance efforts. This position offers an opportunity to contribute to strategic decision-making and enhance operational efficiency.<br><br>Responsibilities:<br>• Prepare and analyze financial data to ensure accurate accounting entries and maintain well-organized accounts.<br>• Manage general ledger activities, including posting entries, reconciling accounts, and preparing detailed financial statements.<br>• Develop budgets and financial forecasts to support organizational strategies and goals.<br>• Create balance sheets, profit and loss statements, and other financial reports to provide insights into current and future financial positions.<br>• Collaborate with the Controller on monthly Board reporting and Investor Relations financial packages.<br>• Ensure adherence to compliance standards, including Bank Secrecy Act and Anti-Money Laundering policies.<br>• Investigate and resolve discrepancies in financial entries, reports, and documentation.<br>• Implement and oversee accounting systems and controls to optimize operational efficiency.<br>• Conduct studies and analyses to recommend improvements to accounting processes and workflows.<br>• Collect and analyze financial data for federal, state, and local filings, including tax returns.
<p>Robert Half is seeking a detail-oriented <strong>Transaction Monitoring Analyst</strong> to join our client’s Anti-Money Laundering (AML) team on a temporary contract basis. This is a fully remote opportunity ideal for professionals with a strong background in AML compliance, suspicious activity monitoring, and fraud detection.</p><p><strong> </strong></p><p><strong>Job Title:</strong> AML Transaction Monitoring Analyst (Remote)</p><p><strong>Location:</strong> Fully Remote (U.S.-based)</p><p><strong>Duration:</strong> 6+ Months (Contract)</p><p><strong>Pay Rate:</strong> $35/hour</p><p><strong>Schedule:</strong> Monday–Friday, Normal Business Hours</p><p><strong> </strong></p><p><strong>Key Responsibilities:</strong></p><ul><li>Review and analyze transaction monitoring and fraud detection alerts.</li><li>Identify unusual or potentially suspicious activity.</li><li>Escalate cases that may involve fraud, money laundering, or other financial crimes.</li><li>Document findings clearly and accurately in accordance with internal procedures and regulatory expectations.</li><li>Collaborate with internal teams to ensure timely resolution of alerts and cases</li></ul><p><br></p>
We are looking for a detail-oriented Sales Analyst to join our team in Odessa, Texas. This role is essential for driving sales performance through data analysis, customer engagement, and efficient inventory management. The ideal candidate will have a strong analytical mindset and excellent interpersonal skills to support sales operations effectively.<br><br>Responsibilities:<br>• Analyze sales data to identify trends, opportunities, and areas for improvement.<br>• Provide clear and actionable reports to support decision-making within the sales team.<br>• Assist with customer inquiries, ensuring satisfaction and maintaining strong relationships.<br>• Manage inventory processes to ensure accuracy and availability of parts.<br>• Handle sales transactions, including processing tax returns and ensuring compliance with regulations.<br>• Collaborate with team members to pull and organize parts for customer orders.<br>• Deliver exceptional customer service by addressing concerns and offering solutions.<br>• Utilize computer systems to enhance efficiency and accuracy in daily tasks.<br>• Support Know Your Customer (KYC) and Anti-Money Laundering (AML) compliance requirements.
