We are looking for a detail-oriented Compliance Analyst to join our team on a contract basis in Miami, Florida. This role is ideal for someone with a background in financial services and a strong understanding of compliance procedures. The position requires a versatile individual capable of handling administrative tasks, updating policies, and supporting operational needs.<br><br>Responsibilities:<br>• Assist with the creation, review, and updates of policies and procedures to ensure compliance with regulations.<br>• Provide administrative support, including document updates and data organization.<br>• Analyze contracts and legal documents to extract key information and ensure accuracy.<br>• Draft and prepare loan agreements and other financial documents.<br>• Utilize Excel and PowerPoint to compile reports and presentations.<br>• Support Anti-Money Laundering (AML) and Bank Secrecy Act (BSA) compliance efforts.<br>• Collaborate with team members to maintain operational efficiency and regulatory standards.<br>• Conduct research and provide insights on compliance-related issues.<br>• Organize and manage office tasks to facilitate smooth workflow.<br>• Communicate effectively with stakeholders to address compliance-related queries.
<p>We are looking for a skilled Sr. Compliance Analyst to join our team in New York, New York. In this Contract to permanent position, you will play a crucial role in ensuring adherence to regulatory standards and company policies while contributing to fraud prevention and compliance efforts. The ideal candidate will have strong analytical abilities and a proven track record in compliance operations, particularly within financial institutions or fintech environments.</p><p><br></p><p>Responsibilities:</p><ul><li>Analyze user transactions using Microsoft Excel to identify violations of company rules and terms of use.</li><li>Document findings from routine reviews of user activities to maintain compliance records.</li><li>Collaborate with Engineers and Data Scientists to enhance compliance analytics and tools.</li><li>Assess risk scoring results from third-party providers against internal thresholds to ensure accuracy.</li><li>Investigate flagged users and determine appropriate actions based on fraud or customer success reports.</li><li>Decide whether to approve user requests for increased risk limits based on compliance evaluations.</li><li>Build and maintain a strong relationship with the Responsible Gaming advisor to support compliance efforts.</li><li>Establish and document thresholds, escalation procedures, and external filing protocols for regulatory adherence.</li><li>Prepare and submit Suspicious Activity Reports (SARs) to FinCEN in accordance with regulatory requirements.</li><li>Basic knowledge of data analytics (you will NOT be writing code)</li><li>Basic knowledge of AI</li></ul>
<p>We are looking for a detail-oriented AML/KYC Analyst to join a team in Newark, Delaware. This contract to long-term position offers an exciting opportunity to contribute to the financial services industry by conducting thorough due diligence and compliance reviews. The ideal candidate will ensure adherence to credit policies and regulatory requirements.</p><p><br></p><p>Responsibilities:</p><p>• Conduct in-depth Enhanced Due Diligence (EDD) investigations for commercial loan borrowers, ensuring compliance with credit policies and regulatory standards.</p><p>• Perform thorough reviews of new and existing client relationships, ensuring accuracy and completeness of documentation.</p><p>• Review and assess potential negative news alerts for new clients and during periodic client reviews, escalating findings when necessary.</p><p>• Evaluate prospect client profiles prior to onboarding, providing well-supported recommendations to relevant stakeholders.</p><p>• Utilize internal banking systems and external research tools to gather, analyze, and document investigation findings.</p><p>• Collaborate with team members and other departments to resolve discrepancies and gather additional information if required.</p><p>• Provide timely and well-supported decisions during investigations, ensuring compliance with the Patriot Act and other applicable regulations.</p><p>• Maintain up-to-date knowledge of industry standards and complete required training programs.</p><p>• Support quality assurance efforts to uphold the integrity of the KYC program.</p><p>• Perform additional duties as assigned to support the team and organizational goals.</p>
<p><strong>Position: Compliance Analyst – Advanced - Contract Role </strong></p><p><strong>Location:</strong> Tampa, FL 33610</p><p><strong>Type:</strong> 100% Onsite (No WFH Supported)</p><p><strong>Schedule:</strong> Monday–Friday (standard business hours; must be punctual and reliable)</p><p><strong>Tentative Pay Rate:</strong> $41 per hour</p><p><strong>Interview Process: 2 Rounds </strong> </p><p><strong>Key Responsibilities</strong></p><p><strong>Control Testing & Compliance Execution</strong></p><ul><li>Perform end‑to‑end compliance and operational risk control testing across various lines of business within CIB market operations.</li><li>Review procedures, assess controls, and determine whether risks are properly mitigated.</li><li>Conduct SOX testing, operational controls testing (reconciliations, fund transfers, payment controls), and validate adherence to SLAs.</li><li>Analyze call box controls, queues, dashboards, and operational monitoring frameworks.</li><li>Design, update, and execute test scripts; prepare supporting artifacts.</li><li>Manage large volumes of controls and tasks within the established framework.</li></ul><p><strong>Risk Identification & Analytical Review</strong></p><ul><li>Dig into details, assess gaps, and challenge assumptions.</li><li>Translate information gathered during calls into clear documentation.</li><li>Identify risk themes, control deficiencies, or process weaknesses across front office, middle office, and back office workflows.</li><li>Apply strong judgment to determine effectiveness of operational processes (e.g., trade lifecycle: booking → confirmation → settlement).</li></ul><p><strong>Communication & Stakeholder Management</strong></p><ul><li>Draft clear, concise, and professional documentation, summaries, and testing results.</li><li>Lead calls with stakeholders; gather information and ensure follow‑through on action items.</li><li>Influence busy or difficult stakeholders and manage competing priorities in a fast‑moving environment.</li><li>Maintain strong executive presence during meetings and cross‑functional discussions.</li></ul><p><strong>Data Analysis & Tools</strong></p><ul><li>Work with large data sets (sometimes 1M+ lines) to identify trends, attributes, or discrepancies.</li><li>Use Excel for analysis; <strong>Alteryx experience is a strong plus</strong> (workflow building or data manipulation).</li></ul>
<p>Looking to advance your career in the world of compliance? One of our premier clients is currently looking for a Sr. SOX Compliance Analyst with proven expertise overseeing organizational Sarbanes-Oxley programs. As the Sr. SOX Compliance Analyst, you will assess, document, test, and enhance the effectiveness of internal controls over financial reporting, lead and execute the SOX compliance program, coordinate with external auditors and provide audit support, identify risk by performing risk assessments, prepare SOX compliance status updates, document and evaluate key business processes and ITGC controls, perform design and operating effectiveness testing of controls, and track remediation of control deficiencies, and coordinate operational activities for the organization ensuring compliance with local, federal, and state government regulations. This candidate will also assist with developing policies and risk management strategies.</p><p><br></p><p>Primary Duties</p><p>· Research regulations and policies</p><p>· Manage compliance regulatory requests</p><p>· Assist with the internal and external audit process</p><p>· Develop trend analysis</p><p>· Maintain and update risk assessments</p><p>· Perform compliance monitoring and testing</p><p>· Account Analysis</p><p>· Prepare reports for management</p><p>· Train employees on industry compliance requirements</p>
