Search compliance manager Jobs

Tax Compliance Manager
Southfield, MI
Contract

Our client is a national technology company whose clients include Fortune 500 clients. They are seeking a Tax Compliance Manager to join their team. The Tax Compliance Manager reports to the VP of Finance. The Tax Compliance Manager is in...
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SEC Compliance Manager/Director
Atlanta, GA
$100000 - 125000/year
Permanent

My client located in Atlanta, GA is looking for a SEC Reporting Manager reporting to a Director of SEC Reporting Help prepare all SEC filings including 10-Qs, 10-Ks, 8-Ks, S-8s, 11-Ks, proxy material, and annual reports Ensure compliance...
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Compliance Manager
Houston, TX
$31.66 - 36.66/hr
Temporary

A healthcare company near the Greenspoint area is looking for a Compliance Manager. This candidate will be responsible for ensuring the company follows ethical standards held by local laws, regulations and procedures. This person will...
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Import / Export Global Compliance Manager
COLUMBUS, OH
Contract

Robert Half Legal is assisting a Northern Columbus Corporation on finding a Import/Export Compliance Manager on a temporary basis. Duties include managing the import and export regulatory area for both internal and external customers....
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SEC Reporting & Sox Compliance Manager
San Antonio, TX
$100000 - 125000/year
Permanent

SEC Reporting Manager $125,000 Global public company is adding a SEC Reporting Manager position in San Antonio. The SEC Manager will be responsible for SEC filing documents and manage the external reporting calendar. The company is a leader...
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AML/BSA Reporting Manager
Minneapolis, MN
$30 - 35/hr
Contract

Our client, a large Financial Services company, would like to engage a team of Wealth Management compliance resources for a long term engagement to fill a key role on the Wealth Management Anti-Money Laundering Compliance team. This...
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Senior Manager Risk and Compliance
Northbrook, IL
$120000 - 135000/year
Permanent

Excellent Senior Manager opportunity with Fortune 500 Company focused on Risk and Compliance. The client offers an outstanding culture with great work / life balance and opportunities for advancement within the organization. The...
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Deputy Chief Compliance Officer
Chicago, IL
Permanent

Position Purpose: Responsible for compliance and regulatory affairs for Futures and Swaps market. Primary Accountabilities/Responsibilities: • • Identifies and interprets CFTC, NFA, state, federal, foreign jurisdiction, and self-regulatory...
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BSA - Compliance
Costa Mesa, CA
Permanent

Job Summary • Responsible for maintaining a working level understanding of The Bank Secrecy Act, USA Patriot Act, OFAC Compliance, Right to Financial Privacy Act, and Bank Protection Act. Reviews updates and guidance related to regulatory...
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Regulatory Reporting Manager
San Francisco, CA
$60 - 65/hr
Contract

RHMR is looking for a Regulatory Reporting Manager for a Bank, walking distance from BART! •Reviewing and disseminating documentation received outlining issues identified by the data providers, or other key stakeholders. •Facilitating...
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Regulatory Reporting Analyst
San Francisco, CA
$65 - 70/hr
Contract

RHMR is looking for a Regulatory Reporting Manager for a Bank, walking distance from BART! •Reviewing and disseminating documentation received outlining issues identified by the data providers, or other key stakeholders. •Facilitating...
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IT Compliance Analyst
Austin, TX
Contract

Robert Half's north Austin client is in urgent need of an IT Compliance Analyst! Please submit resumes directly to [email protected] for immediate consideration...
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Compliance Officer
Newport Beach, CA
Contract

Prestigious Orange County company seeks a compliance professional for a long term engagement. Candidates must understand and be able to speak the language associated with security instruments, stocks, and exchange traded funds. Technically...
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Compliance Consultant
San Francisco, CA
$35 - 40/hr
Contract

Working for a large financial services institution based in downtown SF easily accessible by BART. This is a 6 month contract role that has the opportunity to be extended for another 6 months. The role is looking for an compliance tester...
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Compliance Analyst
Orland Park, IL
Temporary

RESPONSIBILITIES: • Will be reviewing and analyzing formation docs to verify accuracy and assess the risk of potential customers • Identifies and assesses operational risk issues and assigns risk ratings consistent with established policy...
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Regulatory Reporting Consultant
San Francisco, CA
$60 - 65/hr
Contract

Robert Half is sourcing candidates for a major bank located in downtown San Francisco for a regulatory reporting consultant. This individual must have strong regulatory reporting & remediation experience and strong knowledge of Fed...
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Compliance Coordinator
Burlington, VT
$13 - 14/hr
Temporary

We are looking for Compliance Coordinators in Burlington Vermont for a full time opportunity! The position would manage a monthly recurring compliance submission process for a book of clients. The position would entail troubleshooting...
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Compliance Associate
Stamford, CT
$55000 - 65000/year
Permanent

Our client, a global multi-billion dollar fund is looking to add a junior Compliance Analyst to their department. Responsibilities will include but are not limited to: Using stellar interpersonal skills to develop, maintain, and provide...
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Financial Crimes Analyst
West Des Moines, IA
$15.50 - 16.50/hr
Temporary

A major financial services institution in Des Moines is seeking applicants for a Financial Crimes Analyst opportunity. The Financial Crimes Analyst will be responsible for researching and analyzing complex transactions and referrals to...
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Compliance Risk Professional
San Francisco, CA
$40 - 45/hr
Contract

RHMR is looking for a Compliance Risk detail oriented for a Bank in downtown San Francisco! • working knowledge of compliance and operational risk processes, especially in compliance and risk monitoring, quality assurance, surveillance and...
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REGULATORY COMPLIANCE OFFICER (PRIVATE EQUITY)
Phoenix, AZ
$55000 - 65000/year
Permanent

Our client, a financial services company, is seeking an experienced (3-5 years) SECURITIES COMPLIANCE, DUE DILIGENCE, AND INVESTOR RELATIONS COORDINATOR. Series 7 or 65 licenses preferred but not required. You will report directly to the...
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Compliance Administrator
San Jose, CA
$15.84 - 18.34/hr
Temporary

If you're looking for work as an Administrative Assistant, OfficeTeam has an opening for someone who is results-oriented and deeply passionate about growing their career. Administrative and office support duties will be the main role of...
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Senior Compliance Officer
Chicago, IL
Permanent

Coordinate, organize and respond to all requests from regulatory organizations and exchanges, including but not limited to the Commodity Futures Trading Commission (CFTC), National Futures Association (NFA), CME Group, and ICE,...
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Compliance Specialist
CANFIELD, OH
$50000 - 65000/year
Permanent

Our client in Erie, PA is currently seeking a Compliance Supervisor. As the Compliance Supervisor, you will work on a wide range of functions for our clients Wealth Advisory Services. The primary responsibility of the Compliance Supervisor...
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Regulatory Affairs Specialist
Providence, RI
Permanent

A growing pharmaceutical company is opening a Providence office and now is the time to join their team! They are looking to add a Regulatory Analyst with FDA application experience. Do you want to come in on the ground floor of something...
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