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2 results for Compliance in Woodbridge, NJ
- New York, NY
- onsite
- Temporary / Contract
- 50 - 60 USD / Hourly
- <p>Our client is seeking a compliance and surveillance analyst with 2 to 5 years of experience to join their newly registered Futures Commission Merchant (FCM). In this role, you will support our Chief Compliance Officer (CCO) in navigating NFA and CFTC frameworks, managing day-to-day regulatory operations, and executing trade surveillance. This position is ideal for an analyst with a foundation in FINRA or NFA regulations who wants to step into the cutting-edge intersection of digital assets and traditional derivatives. This role is onsite 2-3 days a week in Manhattan. </p><p>Key Responsibilities</p><ul><li>Regulatory Responses: Assist the CCO in preparing timely responses to NFA and CFTC inquiries, audits, and routine exams.</li><li>Trade Surveillance: Monitor daily trading activity to detect and investigate potential market abuses, wash trading, or spoofing.</li><li>Policies & Procedures: Update, refine, and maintain the FCM’s written supervisory procedures to match evolving crypto-derivatives regulations.</li><li>Training Program Development: Create and deliver regulatory compliance training modules for internal staff and associated persons.</li></ul><p><br></p>
- 2026-10-27T00:00:00Z
- West Windsor, NJ
- onsite
- Permanent / Full Time
- 90000 - 115000 USD / Yearly
- <p>Benefits:</p><ul><li>medical</li><li>dental insurance</li><li>vision care</li><li>401k plan</li><li>paid time off</li></ul><p>Responsibilities</p><ul><li>Support the development, maintenance, and continuous improvement of quality systems within a regulated medical device environment. </li><li>This role will be responsible for ensuring compliance with FDA Quality Management System Regulations (QMSR), ISO 13485, and EU Medical Device Regulation (MDR) requirements. </li><li>Maintain and improve the Quality Management System (QMS) to ensure compliance with FDA QMSR, ISO 13485, and EU MDR requirements.</li><li>Support product development activities by participating in design reviews, risk management, verification and validation, and design control processes.</li><li>Review and approve quality system documentation, including procedures, work instructions, specifications, and records.</li><li>Lead or support investigations involving nonconformances, complaints, deviations, CAPAs, and root cause analysis.</li><li>Partner with Engineering, Manufacturing, Regulatory Affairs, and Operations teams to ensure quality requirements are effectively implemented.</li><li>Support internal, supplier, customer, and regulatory audits, including audit preparation, response coordination, and corrective action implementation.</li></ul>
- 2026-10-22T00:00:00Z