Search compliance officer Jobs

Private Equity Compliance Officer / Analyst
Phoenix, AZ
$55000 - 65000/year
Permanent

Robert Half Legal is seeking an experienced Securities Compliance, Due Diligence, and Investor Relations Coordinator with 3+ years of experience for our client, a financial services company. If you have the requisite experience, please...
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Senior Compliance Officer
Chicago, IL
Permanent

Coordinate, organize and respond to all requests from regulatory organizations and exchanges, including but not limited to the Commodity Futures Trading Commission (CFTC), National Futures Association (NFA), CME Group, and ICE,...
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REGULATORY COMPLIANCE OFFICER (PRIVATE EQUITY)
Phoenix, AZ
$55000 - 65000/year
Permanent

Our client, a financial services company, is seeking an experienced (3-5 years) SECURITIES COMPLIANCE, DUE DILIGENCE, AND INVESTOR RELATIONS COORDINATOR. Series 7 or 65 licenses preferred but not required. You will report directly to the...
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Deputy Chief Compliance Officer
Chicago, IL
Permanent

Position Purpose: Responsible for compliance and regulatory affairs for Futures and Swaps market. Primary Accountabilities/Responsibilities: • • Identifies and interprets CFTC, NFA, state, federal, foreign jurisdiction, and self-regulatory...
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Compliance Tester
San Francisco, CA
$40 - 45/hr
Contract

Robert Half is sourcing candidates for a major bank located in downtown San Francisco for a Compliance tester. Ideal candidates will have a background within financial services conducting audit/compliance tests within various lines of...
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Compliance Consultant
San Francisco, CA
$35 - 40/hr
Contract

Working for a large financial services institution based in downtown SF easily accessible by BART. This is a 6 month contract role that has the opportunity to be extended for another 6 months. The role is looking for an compliance tester...
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Compliance Analyst
Orland Park, IL
Temporary

RESPONSIBILITIES: • Will be reviewing and analyzing formation docs to verify accuracy and assess the risk of potential customers • Identifies and assesses operational risk issues and assigns risk ratings consistent with established policy...
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Compliance Coordinator
Burlington, VT
$13 - 14/hr
Temporary

We are looking for Compliance Coordinators in Burlington Vermont for a full time opportunity! The position would manage a monthly recurring compliance submission process for a book of clients. The position would entail troubleshooting...
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Compliance Associate
Stamford, CT
$55000 - 65000/year
Permanent

Our client, a global multi-billion dollar fund is looking to add a junior Compliance Analyst to their department. Responsibilities will include but are not limited to: Using stellar interpersonal skills to develop, maintain, and provide...
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Financial Crimes Analyst
West Des Moines, IA
$15.50 - 16.50/hr
Temporary

A major financial services institution in Des Moines is seeking applicants for a Financial Crimes Analyst opportunity. The Financial Crimes Analyst will be responsible for researching and analyzing complex transactions and referrals to...
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Compliance Risk Professional
San Francisco, CA
$40 - 45/hr
Contract

RHMR is looking for a Compliance Risk detail oriented for a Bank in downtown San Francisco! • working knowledge of compliance and operational risk processes, especially in compliance and risk monitoring, quality assurance, surveillance and...
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Compliance Administrator
San Jose, CA
$15.84 - 18.34/hr
Temporary

If you're looking for work as an Administrative Assistant, OfficeTeam has an opening for someone who is results-oriented and deeply passionate about growing their career. Administrative and office support duties will be the main role of...
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Compliance Specialist
CANFIELD, OH
$50000 - 65000/year
Permanent

Our client in Erie, PA is currently seeking a Compliance Supervisor. As the Compliance Supervisor, you will work on a wide range of functions for our clients Wealth Advisory Services. The primary responsibility of the Compliance Supervisor...
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Compliance Business Analyst
Stamford, CT
$14.25 - 16.50/hr
Temporary

Fortune 100 company, based in Stamford CT has two immediate openings. These role require a Bachelors degree (Finance, Mathematics or Economics) coupled with internship experience that lends itself to financial compliance. In this role you...
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Tax Compliance Manager
Southfield, MI
Contract

Our client is a national technology company whose clients include Fortune 500 clients. They are seeking a Tax Compliance Manager to join their team. The Tax Compliance Manager reports to the VP of Finance. The Tax Compliance Manager is in...
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Compliance Director
Addison, TX
Permanent

Excellent opportunity to join a nationally recognized firm with incredible benefits including a pension plan! Candidates should be interested in being part of an overall culture that not only provides world class service, but leverages...
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Regulatory Reporting Consultant
San Francisco, CA
$60 - 65/hr
Contract

Robert Half is sourcing candidates for a major bank located in downtown San Francisco for a regulatory reporting consultant. This individual must have strong regulatory reporting & remediation experience and strong knowledge of Fed...
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Senior Manager Risk and Compliance
Northbrook, IL
$120000 - 135000/year
Permanent

Excellent Senior Manager opportunity with Fortune 500 Company focused on Risk and Compliance. The client offers an outstanding culture with great work / life balance and opportunities for advancement within the organization. The...
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SEC Compliance Manager
CHICAGO, IL
Permanent

To apply to this SEC Reporting Manager position please email your resume to John Sadofsky - [email protected] In the subject line of your email type "SEC Reporting Manager". - Supervise key aspects of the SEC and FERC reporting...
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SEC Reporting & Sox Compliance Manager
San Antonio, TX
$100000 - 125000/year
Permanent

SEC Reporting Manager $125,000 Global public company is adding a SEC Reporting Manager position in San Antonio. The company is a leader in the communication industry, providing solutions to customers worldwide. The company offers top notch...
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Regulatory Affairs Specialist
Providence, RI
Permanent

A growing pharmaceutical company is opening a Providence office and now is the time to join their team! They are looking to add a Regulatory Analyst with FDA application experience. Do you want to come in on the ground floor of something...
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Import / Export Global Compliance Manager
COLUMBUS, OH
Contract

Robert Half Legal is assisting a Northern Columbus Corporation on finding a Import/Export Compliance Manager on a temporary basis. Duties include managing the import and export regulatory area for both internal and external customers....
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AML/BSA Reporting Manager
Newark, DE
$52.25 - 60.50/hr
Contract

Robert Half Management Resource has an immediate opportunity for a BSA/AML Officer. The BSA/AML Officer must be knowledgeable of all policies, procedures and regulations related to be proficient in all job responsibilities. Perform intake...
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Market Regulation Officer
Chicago, IL
Temporary

A reputable trading firm in Downtown Chicago is looking to grow their team with an experienced Compliance Officer. The Market Regulation Officer will be responsible for daily surveillance of all trading, reporting on any signs of market...
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Auditing Clerk
San Leandro, CA
$18 - 22/hr
Temporary

What We Need Auditing clerk will review, track, and submit all audits and appeals. They are to conduct periodic internal claims audits and provide support to the Compliance Officer and team when needed. Job Description • Oversee 3rd...
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