<p><strong>Overview</strong><br />We are seeking a Compliance Manager to join a company operating in the financial services and online trading industry. This role will act as a regulatory compliance leader, strengthening trust within and outside the organization. The position involves managing compliance with laws and regulations at the forefront, while designing and operating effective compliance frameworks. It is a key role that contributes to the organization's growth and trust-building in a dynamic industry environment.</p><p><strong>Job Responsibilities</strong></p><ul><li>Regulatory compliance management</li><li>Policy development and implementation</li><li>Auditing and risk management</li><li>Regulatory authority interaction</li><li>Incident management</li><li>Training and compliance awareness</li></ul><p><strong>Qualifications</strong></p><ul><li>Experience in compliance-related roles within the financial industry, fintech, or online trading sector</li><li>Strong understanding of financial regulations and compliance frameworks such as AML (Anti-Money Laundering), GDPR, and MiFID II</li><li>Excellent communication skills, with the ability to explain complex regulatory issues clearly</li><li>Demonstrated leadership and effectiveness in cross-functional team collaboration</li><li>Ethical decision-making skills that promote organizational transparency and trustworthiness</li><li>Business-level English proficiency</li></ul><p><strong>Location</strong><br />Tokyo</p><p><strong>Compensation</strong><br />Hourly rate: ¥9,000</p><p><strong>Reference Number:</strong> 06940-0013266981</p><p><em>By clicking 'apply', you give your express consent that Robert Half may use your personal information to process your job application and to contact you from time to time for future employment opportunities. For further information on how Robert Half processes your personal information and how to access and correct your information, please read the Robert Half privacy notice <a href="https://www.roberthalf.com/jp/en/privacy">https://www.roberthalf.com/jp/en/privacy</a>. Please do not submit any sensitive personal data to us in your resume (such as such as race, beliefs, social status, medical history or criminal record) as we do not collect your sensitive personal data at this time.</em></p><hr /><p>お客様が「今すぐ応募」ボタンをクリックすることにより、ロバート・ハーフ（以下、当社）がお客様の応募内容を処理し、求人情報を今後随時ご連絡する目的で個人情報を使用することに明示的に同意ただいたこととなります。当社による個人情報の処理方法、またお客様自身の個人情報へのアクセスおよびその訂正に関する詳細については、プライバシー規約（<a href="https://www.roberthalf.com/jp/ja/privacy">https://www.roberthalf.com/jp/ja/privacy</a>）をお読みください。当社は、要配慮個人情報はお預かりしておりませんので人種、信条、社会的身分、病歴、犯罪の経歴など、取扱いに特に配慮を要する個人情報は、ご提出いただく職務経歴書・レジュメ等に含めないようお願いいたします。</p><img src="https://counter.adcourier.com/YXlha2EubmFvdGEuMjU2NjcuMTA4OThAcmhpanAuYXBsaXRyYWsuY29t.gif">
<h3 data-start="186" data-end="248"><strong data-start="190" data-end="248">Internal Audit Compliance Manager - Financial Services</strong></h3><p data-start="250" data-end="568">A leading organization in the financial services industry is seeking an experienced professional to support internal audit activities related to compliance. The position involves working closely under the supervision of the Head of Internal Audit and focuses on thematic audits tied to legal and regulatory compliance.</p><h4 data-start="570" data-end="600"><strong data-start="575" data-end="600">Key Responsibilities:</strong></h4><ul data-start="602" data-end="1113"><li data-start="602" data-end="852"><p data-start="604" data-end="675">Conduct compliance-themed internal audits, focusing on areas including:</p><ul data-start="678" data-end="852"><li data-start="678" data-end="696"><p data-start="680" data-end="696">Legal compliance</p></li><li data-start="699" data-end="721"><p data-start="701" data-end="721">Disclosure practices</p></li><li data-start="724" data-end="751"><p data-start="726" data-end="751">Whistleblowing procedures</p></li><li data-start="754" data-end="775"><p data-start="756" data-end="775">Internal fraud risk</p></li><li data-start="778" data-end="807"><p data-start="780" data-end="807">Anti-Money Laundering (AML)</p></li><li data-start="810" data-end="852"><p data-start="812" data-end="852">Information exchange with parent company</p></li></ul></li><li data-start="854" data-end="959"><p data-start="856" data-end="959">Coordinate with relevant stakeholders to assess current compliance practices and recommend improvements</p></li><li data-start="960" data-end="1018"><p data-start="962" data-end="1018">Document audit findings and support remediation tracking</p></li><li data-start="1019" data-end="1113"><p data-start="1021" data-end="1113">Utilize digital platforms for audit work and collaboration, in a fully paperless environment</p></li></ul><h4 data-start="1115" data-end="1137"><strong data-start="1120" data-end="1137">Requirements:</strong></h4><ul data-start="1139" data-end="1435"><li data-start="1139" data-end="1218"><p data-start="1141" data-end="1218">Experience and knowledge in compliance within the financial services industry</p></li><li data-start="1219" data-end="1308"><p data-start="1221" data-end="1308">Strong IT literacy, including familiarity with cloud-based platforms (Google Workspace)</p></li><li data-start="1309" data-end="1377"><p data-start="1311" data-end="1377">Ability to work effectively in a remote, digital-first environment</p></li><li data-start="1378" data-end="1435"><p data-start="1380" data-end="1435">Hands-on experience supporting internal audit functions</p></li></ul><h4 data-start="1437" data-end="1471"><strong data-start="1442" data-end="1471">Preferred Qualifications:</strong></h4><ul data-start="1473" data-end="1680"><li data-start="1473" data-end="1517"><p data-start="1475" data-end="1517">Experience with companies listed on NASDAQ</p></li><li data-start="1518" data-end="1573"><p data-start="1520" data-end="1573">Knowledge of AML regulations and compliance practices</p></li><li data-start="1574" data-end="1610"><p data-start="1576" data-end="1610">Prior experience in internal audit</p></li><li data-start="1611" data-end="1680"><p data-start="1613" data-end="1680">Familiarity with Google Workspace tools (Docs, Sheets, Drive, etc.)</p></li></ul><h4 data-start="1682" data-end="1712"><strong data-start="1687" data-end="1712">Language Requirement:</strong></h4><ul data-start="1714" data-end="1751"><li data-start="1714" data-end="1751"><p data-start="1716" data-end="1751">Japanese only (no English required)</p></li></ul><p> </p><p>Location: Tokyo</p><p>Hourly Rate: JPY 9,000</p><p>Reference Number: 06940-0013255657</p><p><em>By clicking 'apply', you give your express consent that Robert Half may use your personal information to process your job application and to contact you from time to time for future employment opportunities. For further information on how Robert Half processes your personal information and how to access and correct your information, please read the Robert Half privacy notice <a href="https://www.roberthalf.com/jp/en/privacy" target="_blank">https://www.roberthalf.com/jp/en/privacy</a>. Please do not submit any sensitive personal data to us in your resume (such as such as race, beliefs, social status, medical history or criminal record) as we do not collect your sensitive personal data at this time.</em></p><hr /><p>お客様が「今すぐ応募」ボタンをクリックすることにより、ロバート・ハーフ（以下、当社）がお客様の応募内容を処理し、求人情報を今後随時ご連絡する目的で個人情報を使用することに明示的に同意ただいたこととなります。当社による個人情報の処理方法、またお客様自身の個人情報へのアクセスおよびその訂正に関する詳細については、プライバシー規約（<a href="https://www.roberthalf.com/jp/ja/privacy">https://www.roberthalf.com/jp/ja/privacy</a>）をお読みください。当社は、要配慮個人情報はお預かりしておりませんので人種、信条、社会的身分、病歴、犯罪の経歴など、取扱いに特に配慮を要する個人情報は、ご提出いただく職務経歴書・レジュメ等に含めないようお願いいたします。</p><img src="https://counter.adcourier.com/QW5uYS5LYXRvLjg1NDIyLjEwODk4QHJoaWpwLmFwbGl0cmFrLmNvbQ.gif">
<p><strong>C</strong><strong>ompany Profile</strong></p><ul><li>We're hiring a Compliance Assistant for our client who is a growing payment company in Tokyo! This is a support role where you'll be assisting across a wide range of compliance matters-from AML/KYC/CFT to regulatory filings and internal controls.</li><li>This is a fantastic opportunity for a junior candidate who may not have direct compliance experience yet, but shows strong potential, interest in the FinTech space, and has the mindset to learn and grow.</li></ul><p><strong>The Role</strong></p><ul><li>Support the Compliance Manager/Officer in daily operations</li><li>Assist in AML, KYC and CFT checks and documentation</li><li>Prepare and review regulatory reports and filings</li><li>Help maintain compliance frameworks, manuals, and internal policies</li><li>Liaise with internal stakeholders across legal, operations, and product teams</li></ul><p><strong>Y</strong><strong>our Skills</strong></p><ul><li>0-2 years of work experience (compliance or legal-related background is a plus, but not required)</li><li>Strong attention to detail and interest in compliance, finance, or fintech</li><li>Good communication skills (Japanese fluency required; English a plus)</li><li>Proactive, eager to learn, and comfortable handling administrative tasks with ownership</li></ul><p><strong>Salary</strong></p><ul><li>6,000,000 yen - 10,000,000 yen</li></ul><p><strong>Location</strong></p><ul><li>Tokyo</li></ul><p>Reference number :67040-0012985182</p><p><em>By clicking 'apply', you give your express consent that Robert Half may use your personal information to process your job application and to contact you from time to time for future employment opportunities. For further information on how Robert Half processes your personal information and how to access and correct your information, please read the Robert Half privacy notice <a href="https://www.roberthalf.com/jp/en/privacy">https://www.roberthalf.com/jp/en/privacy</a>. Please do not submit any sensitive personal data to us in your resume (such as such as race, beliefs, social status, medical history or criminal record) as we do not collect your sensitive personal data at this time.</em></p><hr /><p>お客様が「今すぐ応募」ボタンをクリックすることにより、ロバート・ハーフ（以下、当社）がお客様の応募内容を処理し、求人情報を今後随時ご連絡する目的で個人情報を使用することに明示的に同意ただいたこととなります。当社による個人情報の処理方法、またお客様自身の個人情報へのアクセスおよびその訂正に関する詳細については、プライバシー規約（<a href="https://www.roberthalf.com/jp/ja/privacy">https://www.roberthalf.com/jp/ja/privacy</a>）をお読みください。当社は、要配慮個人情報はお預かりしておりませんので人種、信条、社会的身分、病歴、犯罪の経歴など、取扱いに特に配慮を要する個人情報は、ご提出いただく職務経歴書・レジュメ等に含めないようお願いいたします。</p><img src="https://counter.adcourier.com/RGFsZS5JYmFkdXJyYWhtYW4uOTAwOTkuMTA4OThAcmhpanAuYXBsaXRyYWsuY29t.gif">
<p>Company Profile<br />Multinational growing insurance firm looking for a Compliance Analyst.<br /><br />The Role<br />- Provide Compliance Advisory: Offer guidance on compliance matters, including privacy and data protection under Japanese law, aligned with the business model and risk profile.<br />- Monitor and Enhance Compliance Framework: Oversee the effectiveness of compliance policies and procedures (e.g., trade compliance, supply chain, anti-bribery, gifts and entertainment), and integrate emerging risks into the compliance framework.<br />- Incident and Issue Management: Investigate compliance concerns or incidents, implement corrective actions, and report to Assurant's Compliance function as needed.<br />- Third-Party Risk Management: Conduct due diligence and ongoing oversight of vendors, buyers, aggregators, and other third parties.<br />- Audit and Policy Governance: Support internal audits, develop remediation plans, and maintain up-to-date documentation of key processes, controls, and company policies.<br />- Franchise and Approval Oversight: Monitor franchisees' compliance (if applicable) and manage approval processes for gifts, meals, and entertainment.<br /><br />Your Skills<br />- Fluent Japanese and business English<br />- Minimum 3 years of general Compliance experience in multinational / global organization<br />- Experience in third-party risk management<br />- Strong in stakeholders management<br /><br />Highlights about Role / Company<br />- Gain a wide range of experience at a smaller multinational organization<br />- Almost fully remote. Only need to go to the office 1 - 2 times a week<br />- Full flex time</p><p><em>By clicking 'apply', you give your express consent that Robert Half may use your personal information to process your job application and to contact you from time to time for future employment opportunities. For further information on how Robert Half processes your personal information and how to access and correct your information, please read the Robert Half privacy notice <a href="https://www.roberthalf.com/jp/en/privacy">https://www.roberthalf.com/jp/en/privacy</a>. Please do not submit any sensitive personal data to us in your resume (such as such as race, beliefs, social status, medical history or criminal record) as we do not collect your sensitive personal data at this time.</em></p><hr /><p>お客様が「今すぐ応募」ボタンをクリックすることにより、ロバート・ハーフ（以下、当社）がお客様の応募内容を処理し、求人情報を今後随時ご連絡する目的で個人情報を使用することに明示的に同意ただいたこととなります。当社による個人情報の処理方法、またお客様自身の個人情報へのアクセスおよびその訂正に関する詳細については、プライバシー規約（<a href="https://www.roberthalf.com/jp/ja/privacy">https://www.roberthalf.com/jp/ja/privacy</a>）をお読みください。当社は、要配慮個人情報はお預かりしておりませんので人種、信条、社会的身分、病歴、犯罪の経歴など、取扱いに特に配慮を要する個人情報は、ご提出いただく職務経歴書・レジュメ等に含めないようお願いいたします。</p><img src="https://counter.adcourier.com/QnJlbm5hLkh5YWt1bm8uMTE0ODEuMTA4OThAcmhpanAuYXBsaXRyYWsuY29t.gif">
<p><strong>Company Profile</strong></p><ul><li> A leading provider of insurance and risk management solutions in Japan.</li></ul><p><strong>The Role</strong></p><ul><li>This role is responsible for designing, establishing, and executing the compliance program for a recently acquired subsidiary and its franchise network as part of the post-merger integration process. The successful candidate will collaborate with key stakeholders within the compliance functions of the organization and the leadership team of the acquired entity to achieve compliance objectives.</li></ul><p><strong>Skills</strong></p><ul><li>Conduct a comprehensive compliance assessment of the acquired company, utilizing the due diligence report from the acquisition process to evaluate its current compliance status.</li><li>Develop and implement a tailored compliance program that aligns with organizational standards and adheres to Japanese legal requirements and local business practices. This includes areas such as trade compliance, data privacy, gift and entertainment policies, anti-bribery measures, and more.</li><li>Perform due diligence on all third-party partners engaged by the subsidiary to ensure compliance standards are maintained.</li><li>Establish and document core processes, controls, and company policies to support compliance efforts.</li><li>Create a compliance checklist for franchise management and develop a monitoring plan to ensure ongoing adherence.</li><li>Deliver compliance training sessions to the acquired company's staff and franchisees to promote awareness and understanding of compliance policies.</li><li>Prepare reports and dashboards to track progress and provide visibility on the integration and compliance initiatives.</li></ul><p><strong>Hourly Salary </strong></p><p>3,500 yen</p><p><strong>Location</strong></p><p>Tokyo</p><p> </p><p>Reference Number: 06940-0013245483</p><p><em>By clicking 'apply', you give your express consent that Robert Half may use your personal information to process your job application and to contact you from time to time for future employment opportunities. For further information on how Robert Half processes your personal information and how to access and correct your information, please read the Robert Half privacy notice <a href="https://www.roberthalf.com/jp/en/privacy" target="_blank">https://www.roberthalf.com/jp/en/privacy</a>. Please do not submit any sensitive personal data to us in your resume (such as such as race, beliefs, social status, medical history or criminal record) as we do not collect your sensitive personal data at this time.</em></p><hr /><p>お客様が「今すぐ応募」ボタンをクリックすることにより、ロバート・ハーフ（以下、当社）がお客様の応募内容を処理し、求人情報を今後随時ご連絡する目的で個人情報を使用することに明示的に同意ただいたこととなります。当社による個人情報の処理方法、またお客様自身の個人情報へのアクセスおよびその訂正に関する詳細については、プライバシー規約（<a href="https://www.roberthalf.com/jp/ja/privacy">https://www.roberthalf.com/jp/ja/privacy</a>）をお読みください。当社は、要配慮個人情報はお預かりしておりませんので人種、信条、社会的身分、病歴、犯罪の経歴など、取扱いに特に配慮を要する個人情報は、ご提出いただく職務経歴書・レジュメ等に含めないようお願いいたします。</p><img src="https://counter.adcourier.com/UGV0cmFzLlN0b3JwaXJzdGlzLjAwMTQwLjEwODk4QHJoaWpwLmFwbGl0cmFrLmNvbQ.gif">
<div class="--aL-581 "><div class="-Cg-615 " data-automation-id="questionContent"><div class="-Ns-617 "><div class="--lc-638"><div class="-Ix-669">Our client is a global B2B payment FinTech company embarking on their expansion into the Japanese market. As part of their initial market entry, they are seeking a dedicated Compliance Officer to lead all regulatory and compliance-related initiatives in Japan. This is a unique opportunity to join as the second hire in Japan, directly supporting the Country Manager and playing a critical role in establishing the local entity.<br /><br />Key Responsibilities:<br /><br />Serve as the key point of contact with the Japan Financial Services Agency (JFSA) and other relevant regulatory bodies.<br /><br />Lead the end-to-end process for obtaining necessary financial licenses to operate in Japan.<br /><br />Build and implement internal compliance frameworks aligned with Japanese regulatory standards (AML, KYC, CFT, etc.).<br /><br />Develop and maintain policies and procedures to ensure ongoing compliance with local regulations.<br /><br />Collaborate with global compliance and legal teams to ensure local operations are aligned with global standards.<br /><br />Provide regulatory guidance on new products and services being launched in the Japan market.<br /><br /><br />Ideal Candidate:<br /><br />5-10+ years of compliance experience in the financial services or FinTech industry, ideally with exposure to B2B payments or related areas.<br /><br />Strong understanding of the Japanese financial regulatory landscape and licensing processes.<br /><br />Proven track record of liaising with the JFSA or other relevant authorities.<br /><br />Self-starter mindset with the ability to operate in a fast-paced, startup-like environment.<br /><br />Fluent in Japanese and proficient in English, both written and spoken.<br /><br /><br />This is a rare opportunity to take ownership of the compliance function from day one and help shape the regulatory foundation of a global FinTech's Japan operations.<br /><br />To explore this role further, please get in touch with our team.</div></div></div></div></div><div class="--aL-581 "> </div><p>Reference Number:67040-0013035939<br /> </p><p><em>By clicking 'apply', you give your express consent that Robert Half may use your personal information to process your job application and to contact you from time to time for future employment opportunities. For further information on how Robert Half processes your personal information and how to access and correct your information, please read the Robert Half privacy notice <a href="https://www.roberthalf.com/jp/en/privacy">https://www.roberthalf.com/jp/en/privacy</a>. Please do not submit any sensitive personal data to us in your resume (such as such as race, beliefs, social status, medical history or criminal record) as we do not collect your sensitive personal data at this time.</em></p><hr /><p>お客様が「今すぐ応募」ボタンをクリックすることにより、ロバート・ハーフ（以下、当社）がお客様の応募内容を処理し、求人情報を今後随時ご連絡する目的で個人情報を使用することに明示的に同意ただいたこととなります。当社による個人情報の処理方法、またお客様自身の個人情報へのアクセスおよびその訂正に関する詳細については、プライバシー規約（<a href="https://www.roberthalf.com/jp/ja/privacy">https://www.roberthalf.com/jp/ja/privacy</a>）をお読みください。当社は、要配慮個人情報はお預かりしておりませんので人種、信条、社会的身分、病歴、犯罪の経歴など、取扱いに特に配慮を要する個人情報は、ご提出いただく職務経歴書・レジュメ等に含めないようお願いいたします。</p><img src="https://counter.adcourier.com/RGFsZS5JYmFkdXJyYWhtYW4uNzMzMzIuMTA4OThAcmhpanAuYXBsaXRyYWsuY29t.gif">
<p><strong>Overview:</strong></p><ul><li>A leading global asset management firm with a strong presence in Asia is seeking a Senior Compliance Officer to join their Japan office. This is a key role supporting the Head of Compliance in ensuring the business operates to the highest regulatory standards and maintains strong relationships with local regulators.</li></ul><p><strong>Key Responsibilities:</strong></p><ul><li>Support the Head of Compliance in managing all aspects of regulatory compliance for the Japan business.</li><li>Monitor and interpret local regulatory requirements; provide clear, practical advice to internal stakeholders.</li><li>Review and enhance compliance policies, procedures, and training programs to ensure ongoing adherence.</li><li>Perform compliance monitoring, testing, and reporting in line with group standards and local regulations.</li><li>Prepare regulatory filings and maintain regular communication with relevant authorities.</li><li>Act as a trusted partner to business teams on compliance-related matters, balancing regulatory obligations with commercial needs.</li><li>Support local and regional projects, including implementation of new regulations and global initiatives.</li></ul><p><strong>Requirements:</strong></p><ul><li>Bachelor's degree or higher in Law, Business, or related field.</li><li>Minimum 5-8 years of relevant compliance experience within asset management, investment management, or broader financial services.</li><li>Solid knowledge of Japanese financial regulations (FIEA, JSDA, FSA requirements).</li><li>Ability to interpret and communicate complex regulations clearly and practically.</li><li>Business-level proficiency in both Japanese and English.</li><li>Strong interpersonal and stakeholder management skills; proactive and detail-oriented.</li></ul><p><strong>Why Apply:</strong></p><ul><li>Work for a reputable global player in asset management with a collaborative culture.</li><li>Partner closely with senior leadership and regional teams.</li><li>Opportunity to grow and expand responsibilities as part of a stable, growing platform.</li><li>Tokyo-based, competitive package and work-life balance. </li></ul><p><strong>Salary:</strong></p><ul><li>11 million yen - 17 million yen</li></ul><p><strong>Location:</strong></p><ul><li>Tokyo</li></ul><p>Reference number : 06940-0013199198</p><p><em>By clicking 'apply', you give your express consent that Robert Half may use your personal information to process your job application and to contact you from time to time for future employment opportunities. For further information on how Robert Half processes your personal information and how to access and correct your information, please read the Robert Half privacy notice <a href="https://www.roberthalf.com/jp/en/privacy">https://www.roberthalf.com/jp/en/privacy</a>. Please do not submit any sensitive personal data to us in your resume (such as such as race, beliefs, social status, medical history or criminal record) as we do not collect your sensitive personal data at this time.</em></p><hr /><p>お客様が「今すぐ応募」ボタンをクリックすることにより、ロバート・ハーフ（以下、当社）がお客様の応募内容を処理し、求人情報を今後随時ご連絡する目的で個人情報を使用することに明示的に同意ただいたこととなります。当社による個人情報の処理方法、またお客様自身の個人情報へのアクセスおよびその訂正に関する詳細については、プライバシー規約（<a href="https://www.roberthalf.com/jp/ja/privacy">https://www.roberthalf.com/jp/ja/privacy</a>）をお読みください。当社は、要配慮個人情報はお預かりしておりませんので人種、信条、社会的身分、病歴、犯罪の経歴など、取扱いに特に配慮を要する個人情報は、ご提出いただく職務経歴書・レジュメ等に含めないようお願いいたします。</p><img src="https://counter.adcourier.com/RGFsZS5JYmFkdXJyYWhtYW4uOTk3MjguMTA4OThAcmhpanAuYXBsaXRyYWsuY29t.gif">
