<h3 data-start="186" data-end="248"><strong data-start="190" data-end="248">Internal Audit Compliance Manager - Financial Services</strong></h3><p data-start="250" data-end="568">A leading organization in the financial services industry is seeking an experienced professional to support internal audit activities related to compliance. The position involves working closely under the supervision of the Head of Internal Audit and focuses on thematic audits tied to legal and regulatory compliance.</p><h4 data-start="570" data-end="600"><strong data-start="575" data-end="600">Key Responsibilities:</strong></h4><ul data-start="602" data-end="1113"><li data-start="602" data-end="852"><p data-start="604" data-end="675">Conduct compliance-themed internal audits, focusing on areas including:</p><ul data-start="678" data-end="852"><li data-start="678" data-end="696"><p data-start="680" data-end="696">Legal compliance</p></li><li data-start="699" data-end="721"><p data-start="701" data-end="721">Disclosure practices</p></li><li data-start="724" data-end="751"><p data-start="726" data-end="751">Whistleblowing procedures</p></li><li data-start="754" data-end="775"><p data-start="756" data-end="775">Internal fraud risk</p></li><li data-start="778" data-end="807"><p data-start="780" data-end="807">Anti-Money Laundering (AML)</p></li><li data-start="810" data-end="852"><p data-start="812" data-end="852">Information exchange with parent company</p></li></ul></li><li data-start="854" data-end="959"><p data-start="856" data-end="959">Coordinate with relevant stakeholders to assess current compliance practices and recommend improvements</p></li><li data-start="960" data-end="1018"><p data-start="962" data-end="1018">Document audit findings and support remediation tracking</p></li><li data-start="1019" data-end="1113"><p data-start="1021" data-end="1113">Utilize digital platforms for audit work and collaboration, in a fully paperless environment</p></li></ul><h4 data-start="1115" data-end="1137"><strong data-start="1120" data-end="1137">Requirements:</strong></h4><ul data-start="1139" data-end="1435"><li data-start="1139" data-end="1218"><p data-start="1141" data-end="1218">Experience and knowledge in compliance within the financial services industry</p></li><li data-start="1219" data-end="1308"><p data-start="1221" data-end="1308">Strong IT literacy, including familiarity with cloud-based platforms (Google Workspace)</p></li><li data-start="1309" data-end="1377"><p data-start="1311" data-end="1377">Ability to work effectively in a remote, digital-first environment</p></li><li data-start="1378" data-end="1435"><p data-start="1380" data-end="1435">Hands-on experience supporting internal audit functions</p></li></ul><h4 data-start="1437" data-end="1471"><strong data-start="1442" data-end="1471">Preferred Qualifications:</strong></h4><ul data-start="1473" data-end="1680"><li data-start="1473" data-end="1517"><p data-start="1475" data-end="1517">Experience with companies listed on NASDAQ</p></li><li data-start="1518" data-end="1573"><p data-start="1520" data-end="1573">Knowledge of AML regulations and compliance practices</p></li><li data-start="1574" data-end="1610"><p data-start="1576" data-end="1610">Prior experience in internal audit</p></li><li data-start="1611" data-end="1680"><p data-start="1613" data-end="1680">Familiarity with Google Workspace tools (Docs, Sheets, Drive, etc.)</p></li></ul><h4 data-start="1682" data-end="1712"><strong data-start="1687" data-end="1712">Language Requirement:</strong></h4><ul data-start="1714" data-end="1751"><li data-start="1714" data-end="1751"><p data-start="1716" data-end="1751">Japanese only (no English required)</p></li></ul><p> </p><p>Location: Tokyo</p><p>Hourly Rate: JPY 9,000</p><p>Reference Number: 06940-0013255657</p><p><em>By clicking 'apply', you give your express consent that Robert Half may use your personal information to process your job application and to contact you from time to time for future employment opportunities. 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