Compliance Officer - Buy-Side
<p><strong>Overview:</strong></p><ul><li>A leading global asset management firm with a strong presence in Asia is seeking a Senior Compliance Officer to join their Japan office. This is a key role supporting the Head of Compliance in ensuring the business operates to the highest regulatory standards and maintains strong relationships with local regulators.</li></ul><p><strong>Key Responsibilities:</strong></p><ul><li>Support the Head of Compliance in managing all aspects of regulatory compliance for the Japan business.</li><li>Monitor and interpret local regulatory requirements; provide clear, practical advice to internal stakeholders.</li><li>Review and enhance compliance policies, procedures, and training programs to ensure ongoing adherence.</li><li>Perform compliance monitoring, testing, and reporting in line with group standards and local regulations.</li><li>Prepare regulatory filings and maintain regular communication with relevant authorities.</li><li>Act as a trusted partner to business teams on compliance-related matters, balancing regulatory obligations with commercial needs.</li><li>Support local and regional projects, including implementation of new regulations and global initiatives.</li></ul><p><strong>Requirements:</strong></p><ul><li>Bachelor's degree or higher in Law, Business, or related field.</li><li>Minimum 5-8 years of relevant compliance experience within asset management, investment management, or broader financial services.</li><li>Solid knowledge of Japanese financial regulations (FIEA, JSDA, FSA requirements).</li><li>Ability to interpret and communicate complex regulations clearly and practically.</li><li>Business-level proficiency in both Japanese and English.</li><li>Strong interpersonal and stakeholder management skills; proactive and detail-oriented.</li></ul><p><strong>Why Apply:</strong></p><ul><li>Work for a reputable global player in asset management with a collaborative culture.</li><li>Partner closely with senior leadership and regional teams.</li><li>Opportunity to grow and expand responsibilities as part of a stable, growing platform.</li><li>Tokyo-based, competitive package and work-life balance. </li></ul><p><strong>Salary:</strong></p><ul><li>11 million yen - 17 million yen</li></ul><p><strong>Location:</strong></p><ul><li>Tokyo</li></ul><p>Reference number : 06940-0013199198</p><p><em>By clicking 'apply', you give your express consent that Robert Half may use your personal information to process your job application and to contact you from time to time for future employment opportunities. For further information on how Robert Half processes your personal information and how to access and correct your information, please read the Robert Half privacy notice <a href="https://www.roberthalf.com/jp/en/privacy">https://www.roberthalf.com/jp/en/privacy</a>. Please do not submit any sensitive personal data to us in your resume (such as such as race, beliefs, social status, medical history or criminal record) as we do not collect your sensitive personal data at this time.</em></p><hr /><p>お客様が「今すぐ応募」ボタンをクリックすることにより、ロバート・ハーフ(以下、当社)がお客様の応募内容を処理し、求人情報を今後随時ご連絡する目的で個人情報を使用することに明示的に同意ただいたこととなります。当社による個人情報の処理方法、またお客様自身の個人情報へのアクセスおよびその訂正に関する詳細については、プライバシー規約(<a href="https://www.roberthalf.com/jp/ja/privacy">https://www.roberthalf.com/jp/ja/privacy</a>)をお読みください。当社は、要配慮個人情報はお預かりしておりませんので人種、信条、社会的身分、病歴、犯罪の経歴など、取扱いに特に配慮を要する個人情報は、ご提出いただく職務経歴書・レジュメ等に含めないようお願いいたします。</p><img src="https://counter.adcourier.com/RGFsZS5JYmFkdXJyYWhtYW4uOTk3MjguMTA4OThAcmhpanAuYXBsaXRyYWsuY29t.gif">
- Tokyo,
- remote
- Permanent
-
11.0M - 17.0M JPY / Yearly
- <p><strong>Overview:</strong></p><ul><li>A leading global asset management firm with a strong presence in Asia is seeking a Senior Compliance Officer to join their Japan office. This is a key role supporting the Head of Compliance in ensuring the business operates to the highest regulatory standards and maintains strong relationships with local regulators.</li></ul><p><strong>Key Responsibilities:</strong></p><ul><li>Support the Head of Compliance in managing all aspects of regulatory compliance for the Japan business.</li><li>Monitor and interpret local regulatory requirements; provide clear, practical advice to internal stakeholders.</li><li>Review and enhance compliance policies, procedures, and training programs to ensure ongoing adherence.</li><li>Perform compliance monitoring, testing, and reporting in line with group standards and local regulations.</li><li>Prepare regulatory filings and maintain regular communication with relevant authorities.</li><li>Act as a trusted partner to business teams on compliance-related matters, balancing regulatory obligations with commercial needs.</li><li>Support local and regional projects, including implementation of new regulations and global initiatives.</li></ul><p><strong>Requirements:</strong></p><ul><li>Bachelor's degree or higher in Law, Business, or related field.</li><li>Minimum 5-8 years of relevant compliance experience within asset management, investment management, or broader financial services.</li><li>Solid knowledge of Japanese financial regulations (FIEA, JSDA, FSA requirements).</li><li>Ability to interpret and communicate complex regulations clearly and practically.</li><li>Business-level proficiency in both Japanese and English.</li><li>Strong interpersonal and stakeholder management skills; proactive and detail-oriented.</li></ul><p><strong>Why Apply:</strong></p><ul><li>Work for a reputable global player in asset management with a collaborative culture.</li><li>Partner closely with senior leadership and regional teams.</li><li>Opportunity to grow and expand responsibilities as part of a stable, growing platform.</li><li>Tokyo-based, competitive package and work-life balance. </li></ul><p><strong>Salary:</strong></p><ul><li>11 million yen - 17 million yen</li></ul><p><strong>Location:</strong></p><ul><li>Tokyo</li></ul><p>Reference number : 06940-0013199198</p><p><em>By clicking 'apply', you give your express consent that Robert Half may use your personal information to process your job application and to contact you from time to time for future employment opportunities. For further information on how Robert Half processes your personal information and how to access and correct your information, please read the Robert Half privacy notice <a href="https://www.roberthalf.com/jp/en/privacy">https://www.roberthalf.com/jp/en/privacy</a>. Please do not submit any sensitive personal data to us in your resume (such as such as race, beliefs, social status, medical history or criminal record) as we do not collect your sensitive personal data at this time.</em></p><hr /><p>お客様が「今すぐ応募」ボタンをクリックすることにより、ロバート・ハーフ(以下、当社)がお客様の応募内容を処理し、求人情報を今後随時ご連絡する目的で個人情報を使用することに明示的に同意ただいたこととなります。当社による個人情報の処理方法、またお客様自身の個人情報へのアクセスおよびその訂正に関する詳細については、プライバシー規約(<a href="https://www.roberthalf.com/jp/ja/privacy">https://www.roberthalf.com/jp/ja/privacy</a>)をお読みください。当社は、要配慮個人情報はお預かりしておりませんので人種、信条、社会的身分、病歴、犯罪の経歴など、取扱いに特に配慮を要する個人情報は、ご提出いただく職務経歴書・レジュメ等に含めないようお願いいたします。</p><img src="https://counter.adcourier.com/RGFsZS5JYmFkdXJyYWhtYW4uOTk3MjguMTA4OThAcmhpanAuYXBsaXRyYWsuY29t.gif">
- 2025-07-10T02:18:29Z