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Compliance Manager
<p><strong>Company Profile</strong></p><p>A global electronic brokerage firm known for its advanced trading technology and low-cost investment solutions is seeking a Compliance Manager for its Tokyo office. The company operates in over 135 markets worldwide and is recognized for its commitment to transparency, automation, and regulatory excellence.</p><p><strong>The Role</strong></p><ul><li>As part of the Japan Compliance team, you will play a key role in ensuring the firm's adherence to local financial regulations and global compliance standards.</li><li>You will act as the primary liaison with Japanese regulators and industry bodies, oversee internal compliance programs, and support new business initiatives from a regulatory perspective.</li><li>This position reports directly to the Head of Compliance, Japan, and collaborates closely with global compliance and legal teams.</li></ul><p><strong>Your Skills </strong></p><ul><li>Minimum 5-8 years of experience in compliance within a financial institution or regulatory body</li><li>Strong knowledge of Japanese financial regulations (FSA, JFSA, JSDA, AML/CTF, etc.)</li><li>Native-level Japanese and business-level English</li><li>Experience in brokerage or trading platforms is highly desirable</li><li>Legal or regulatory qualifications are a plus</li><li>Ability to work independently and manage cross-functional collaboration</li></ul><p><strong>Key Highlights of the Role </strong></p><ul><li>Competitive base salary: ¥15M-¥20M, plus performance bonus</li><li>Be the key point of contact with Japanese regulators</li><li>Join a global fintech leader with a strong presence in Asia-Pacific</li><li>Work in a fast-paced, technology-driven environment</li><li>Opportunity to influence compliance strategy and policy in Japan</li><li>Career growth in a stable, innovation-focused organization</li></ul><p><strong>Location </strong></p><p>Tokyo</p><p><strong> </strong></p><p><strong>Salary</strong></p><p>15 - 20 million yen</p><p><strong> </strong></p><p>Reference Number: 06940-0013326676</p><p> </p><p> </p><p>----------------------------</p><p><em>By clicking 'apply', you give your express consent that Robert Half may use your personal information to process your job application and to contact you from time to time for future employment opportunities. For further information on how Robert Half processes your personal information and how to access and correct your information, please read the Robert Half privacy notice <a href="https://www.roberthalf.com/jp/en/privacy">https://www.roberthalf.com/jp/en/privacy</a>. Please do not submit any sensitive personal data to us in your resume (such as such as race, beliefs, social status, medical history or criminal record) as we do not collect your sensitive personal data at this time.</em></p><hr /><p>お客様が「今すぐ応募」ボタンをクリックすることにより、ロバート・ハーフ(以下、当社)がお客様の応募内容を処理し、求人情報を今後随時ご連絡する目的で個人情報を使用することに明示的に同意ただいたこととなります。当社による個人情報の処理方法、またお客様自身の個人情報へのアクセスおよびその訂正に関する詳細については、プライバシー規約(<a href="https://www.roberthalf.com/jp/ja/privacy">https://www.roberthalf.com/jp/ja/privacy</a>)をお読みください。当社は、要配慮個人情報はお預かりしておりませんので人種、信条、社会的身分、病歴、犯罪の経歴など、取扱いに特に配慮を要する個人情報は、ご提出いただく職務経歴書・レジュメ等に含めないようお願いいたします。</p><img src="https://counter.adcourier.com/S3Jpc3RvLkNoYW4uOTA2NDEuMTA4OThAcmhpanAuYXBsaXRyYWsuY29t.gif">
  • Tokyo,
  • remote
  • Permanent
  • 15.0M - 20.0M JPY / Yearly
  • <p><strong>Company Profile</strong></p><p>A global electronic brokerage firm known for its advanced trading technology and low-cost investment solutions is seeking a Compliance Manager for its Tokyo office. The company operates in over 135 markets worldwide and is recognized for its commitment to transparency, automation, and regulatory excellence.</p><p><strong>The Role</strong></p><ul><li>As part of the Japan Compliance team, you will play a key role in ensuring the firm's adherence to local financial regulations and global compliance standards.</li><li>You will act as the primary liaison with Japanese regulators and industry bodies, oversee internal compliance programs, and support new business initiatives from a regulatory perspective.</li><li>This position reports directly to the Head of Compliance, Japan, and collaborates closely with global compliance and legal teams.</li></ul><p><strong>Your Skills </strong></p><ul><li>Minimum 5-8 years of experience in compliance within a financial institution or regulatory body</li><li>Strong knowledge of Japanese financial regulations (FSA, JFSA, JSDA, AML/CTF, etc.)</li><li>Native-level Japanese and business-level English</li><li>Experience in brokerage or trading platforms is highly desirable</li><li>Legal or regulatory qualifications are a plus</li><li>Ability to work independently and manage cross-functional collaboration</li></ul><p><strong>Key Highlights of the Role </strong></p><ul><li>Competitive base salary: ¥15M-¥20M, plus performance bonus</li><li>Be the key point of contact with Japanese regulators</li><li>Join a global fintech leader with a strong presence in Asia-Pacific</li><li>Work in a fast-paced, technology-driven environment</li><li>Opportunity to influence compliance strategy and policy in Japan</li><li>Career growth in a stable, innovation-focused organization</li></ul><p><strong>Location </strong></p><p>Tokyo</p><p><strong> </strong></p><p><strong>Salary</strong></p><p>15 - 20 million yen</p><p><strong> </strong></p><p>Reference Number: 06940-0013326676</p><p> </p><p> </p><p>----------------------------</p><p><em>By clicking 'apply', you give your express consent that Robert Half may use your personal information to process your job application and to contact you from time to time for future employment opportunities. For further information on how Robert Half processes your personal information and how to access and correct your information, please read the Robert Half privacy notice <a href="https://www.roberthalf.com/jp/en/privacy">https://www.roberthalf.com/jp/en/privacy</a>. Please do not submit any sensitive personal data to us in your resume (such as such as race, beliefs, social status, medical history or criminal record) as we do not collect your sensitive personal data at this time.</em></p><hr /><p>お客様が「今すぐ応募」ボタンをクリックすることにより、ロバート・ハーフ(以下、当社)がお客様の応募内容を処理し、求人情報を今後随時ご連絡する目的で個人情報を使用することに明示的に同意ただいたこととなります。当社による個人情報の処理方法、またお客様自身の個人情報へのアクセスおよびその訂正に関する詳細については、プライバシー規約(<a href="https://www.roberthalf.com/jp/ja/privacy">https://www.roberthalf.com/jp/ja/privacy</a>)をお読みください。当社は、要配慮個人情報はお預かりしておりませんので人種、信条、社会的身分、病歴、犯罪の経歴など、取扱いに特に配慮を要する個人情報は、ご提出いただく職務経歴書・レジュメ等に含めないようお願いいたします。</p><img src="https://counter.adcourier.com/S3Jpc3RvLkNoYW4uOTA2NDEuMTA4OThAcmhpanAuYXBsaXRyYWsuY29t.gif">
  • 2025-11-06T01:23:26Z

Compliance Manager Job in Tokyo | Robert Half