<p>Role Overview:</p><ul><li>An international financial institution is seeking a Compliance Officer to lead its compliance framework in Japan. The role involves direct interaction with regulators and ensuring adherence to all applicable Japanese financial laws and regulations.</li></ul><p><br /> Key Responsibilities:</p><ul><li>Act as the primary contact point with regulators, including the Financial Services Agency (FSA).</li><li>Develop and oversee compliance programs, policies, and internal controls.</li><li>Conduct risk assessments and recommend measures to mitigate compliance risks.</li><li>Monitor regulatory developments and update internal frameworks accordingly.</li><li>Provide compliance training and advisory support to employees.</li><li>Prepare reports and documentation required by regulators.</li><li>Support internal and external audits related to compliance.</li></ul><p>Requirements: </p><ul><li>Minimum 10 years of experience in Compliance, Risk Management, or Internal Audit (2nd or 3rd line functions) within a bank or financial institution in Japan.</li><li>Strong knowledge of Japanese financial regulations and supervisory frameworks.</li><li>Proven ability to manage regulatory interactions, especially with the FSA.</li><li>Fluent Japanese language skills (written and spoken).</li><li>No nationality restriction; no statutory qualifications required.</li><li>Candidates with prior compliance leadership at institutions penalized by the FSA may not be acceptable.</li></ul><p>Reference No.: 06940-0013287795</p><p><br /> </p><p><em>By clicking 'apply', you give your express consent that Robert Half may use your personal information to process your job application and to contact you from time to time for future employment opportunities. For further information on how Robert Half processes your personal information and how to access and correct your information, please read the Robert Half privacy notice <a href="https://www.roberthalf.com/jp/en/privacy">https://www.roberthalf.com/jp/en/privacy</a>. Please do not submit any sensitive personal data to us in your resume (such as such as race, beliefs, social status, medical history or criminal record) as we do not collect your sensitive personal data at this time.</em></p><hr /><p>お客様が「今すぐ応募」ボタンをクリックすることにより、ロバート・ハーフ（以下、当社）がお客様の応募内容を処理し、求人情報を今後随時ご連絡する目的で個人情報を使用することに明示的に同意ただいたこととなります。当社による個人情報の処理方法、またお客様自身の個人情報へのアクセスおよびその訂正に関する詳細については、プライバシー規約（<a href="https://www.roberthalf.com/jp/ja/privacy">https://www.roberthalf.com/jp/ja/privacy</a>）をお読みください。当社は、要配慮個人情報はお預かりしておりませんので人種、信条、社会的身分、病歴、犯罪の経歴など、取扱いに特に配慮を要する個人情報は、ご提出いただく職務経歴書・レジュメ等に含めないようお願いいたします。</p><img src="https://counter.adcourier.com/RGFsZS5JYmFkdXJyYWhtYW4uNDQ4NzIuMTA4OThAcmhpanAuYXBsaXRyYWsuY29t.gif">