Compliance Manager/Senior Manager (PE/VC)
<p><strong><span style="text-decoration: underline;">The Company</span></strong></p><p>Our client is an Global Asset Management firm and looking for a Compliance Lead to join their Central Compliance team.</p><p> </p><p><strong><span style="text-decoration: underline;">The Role</span></strong></p><p><strong>Key Responsibilities and Qualifications</strong></p><ul><li>Develop, implement, and monitor compliance programs aligned with regulatory and internal requirements.</li><li>Collaborate with internal teams on AML, marketing, conflicts of interest, and regulatory reporting.</li><li>Support compliance training and respond to investor, regulatory, and internal inquiries.</li><li>Lead risk assessments, monitoring, investigations, and remediation efforts.</li><li>Report regularly to senior compliance and business leaders; support internal audit reviews.</li><li>Manage special compliance projects and ad-hoc assignments as needed.</li></ul><p><strong> </strong></p><p><strong><span style="text-decoration: underline;">Your Profile</span></strong></p><ul><li>Minimum 6 years of experience in financial services, with 4+ years in advisory compliance.</li><li>Experience with alternative investments (private credit, real estate, PE/VC, fund-of-funds) preferred.</li><li>Strong knowledge of APAC regulations (SFC, MAS, ASIC, FSA).</li><li>Highly organized, detail-oriented, and able to work independently or within teams.</li><li>Strong integrity, analytical thinking, and problem-solving skills.</li><li>Fluent in English, Cantonese, and Mandarin.</li><li>Degree in Accounting, Finance, Law, or related field; certifications a plus.</li></ul><p> </p><p><strong><span style="text-decoration: underline;">Apply Today </span></strong></p><p>To apply online (Word attachment only), please click the 'Apply' button. Please note that only short-listed candidates will be contacted.</p><p><em>Reference Number: 67010-0013264356</em></p><p><em>By clicking 'apply', you give your express consent that Robert Half may use your personal information to process your job application and to contact you from time to time for future employment opportunities. For further information on how Robert Half processes your personal information and how to access and correct your information, please read the Robert Half privacy notice: https://www.roberthalf.com.hk/privacy-statement. Please do not submit any sensitive personal data to us in your resume (such as government ID numbers, ethnicity, gender, religion, marital status or trade union membership) as we do not collect your sensitive personal data at this time.</em></p><img src="https://counter.adcourier.com/amVzc2ljYS55ZXVuZy44ODUwOC4xMDkxNUByaGloay5hcGxpdHJhay5jb20.gif">
- Central and Western District, Central and Western District
- remote
- Permanent
-
80000 - 100000 HKD / Monthly
- <p><strong><span style="text-decoration: underline;">The Company</span></strong></p><p>Our client is an Global Asset Management firm and looking for a Compliance Lead to join their Central Compliance team.</p><p> </p><p><strong><span style="text-decoration: underline;">The Role</span></strong></p><p><strong>Key Responsibilities and Qualifications</strong></p><ul><li>Develop, implement, and monitor compliance programs aligned with regulatory and internal requirements.</li><li>Collaborate with internal teams on AML, marketing, conflicts of interest, and regulatory reporting.</li><li>Support compliance training and respond to investor, regulatory, and internal inquiries.</li><li>Lead risk assessments, monitoring, investigations, and remediation efforts.</li><li>Report regularly to senior compliance and business leaders; support internal audit reviews.</li><li>Manage special compliance projects and ad-hoc assignments as needed.</li></ul><p><strong> </strong></p><p><strong><span style="text-decoration: underline;">Your Profile</span></strong></p><ul><li>Minimum 6 years of experience in financial services, with 4+ years in advisory compliance.</li><li>Experience with alternative investments (private credit, real estate, PE/VC, fund-of-funds) preferred.</li><li>Strong knowledge of APAC regulations (SFC, MAS, ASIC, FSA).</li><li>Highly organized, detail-oriented, and able to work independently or within teams.</li><li>Strong integrity, analytical thinking, and problem-solving skills.</li><li>Fluent in English, Cantonese, and Mandarin.</li><li>Degree in Accounting, Finance, Law, or related field; certifications a plus.</li></ul><p> </p><p><strong><span style="text-decoration: underline;">Apply Today </span></strong></p><p>To apply online (Word attachment only), please click the 'Apply' button. Please note that only short-listed candidates will be contacted.</p><p><em>Reference Number: 67010-0013264356</em></p><p><em>By clicking 'apply', you give your express consent that Robert Half may use your personal information to process your job application and to contact you from time to time for future employment opportunities. For further information on how Robert Half processes your personal information and how to access and correct your information, please read the Robert Half privacy notice: https://www.roberthalf.com.hk/privacy-statement. Please do not submit any sensitive personal data to us in your resume (such as government ID numbers, ethnicity, gender, religion, marital status or trade union membership) as we do not collect your sensitive personal data at this time.</em></p><img src="https://counter.adcourier.com/amVzc2ljYS55ZXVuZy44ODUwOC4xMDkxNUByaGloay5hcGxpdHJhay5jb20.gif">
- 2025-07-18T07:58:46Z