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11 results for Regulatory Compliance Assistant Manager Banking jobs

Foreign Bank - Assistant Relationship Manager (Up to 50K)
  • Hong Kong,
  • remote
  • Permanent
  • 40000 - 50000 HKD / Monthly
  • <p><strong><span style="text-decoration: underline;">The Company</span></strong></p><p>Our client is a foreign bank that is looking to hire an Assistant Relationship Manager to join their growing team. This role is responsible for client servicing, account opening, KYC reviews, investment product support, portfolio reporting, transaction processing, stakeholder management, and relationship manager support.</p><p> </p><p><strong><span style="text-decoration: underline;">The Role</span></strong></p><ul><li><strong>Client servicing:</strong> Assist Relationship Managers with day-to-day client requests, account inquiries, and relationship management activities.</li><li><strong>Account opening &amp; documentation:</strong> Prepare account opening documents, perform KYC reviews, and ensure client records are maintained accurately.</li><li><strong>Investment &amp; product support:</strong> Coordinate investment subscriptions, redemptions, structured products, FX transactions, and other banking services.</li><li><strong>Portfolio monitoring:</strong> Support client portfolio reviews, prepare investment reports, and follow up on outstanding actions.</li><li><strong>Stakeholder coordination:</strong> Work closely with compliance, operations, legal, product specialists, and onboarding teams to facilitate client transactions and requests.</li></ul><p> </p><p><strong><span style="text-decoration: underline;">Your Profile</span></strong></p><ul><li>3-7 years of experience in client servicing, sales support, or ARM</li><li>Solid understanding of investment products across different asset classes</li><li>Comfortable using CRM tools; experience with market data platforms is an advantage</li><li>Relevant regulatory qualifications in financial services are preferred</li><li>Strong language skills in Cantonese, English, and Mandarin</li><li>Degree holder in Finance, Business, or a related discipline</li></ul><p> </p><p><strong><span style="text-decoration: underline;">Apply Today </span></strong></p><p>To apply online (Word attachment only), please click the 'Apply' button. Please note that only short-listed candidates will be contacted.</p><p> </p><p><em>Reference Number: 67010-0013448464</em></p><p><em>By clicking 'apply', you give your express consent that Robert Half may use your personal information to process your job application and to contact you from time to time for future employment opportunities. For further information on how Robert Half processes your personal information and how to access and correct your information, please read the Robert Half privacy notice: <a href="https://www.roberthalf.com/hk/en/privacy">https://www.roberthalf.com/hk/en/privacy</a>. Please do not submit any sensitive personal data to us in your resume (such as government ID numbers, ethnicity, gender, religion, marital status or trade union membership) as we do not collect your sensitive personal data at this time.</em></p><img src="https://counter.adcourier.com/QW5keS5jaG93LjI0MDM1LjEwOTE1QHJoaWhrLmFwbGl0cmFrLmNvbQ.gif">
  • 2026-08-21T06:56:19Z
Investment Compliance Manager (Foreign Hedge Fund)
  • Hong Kong,
  • remote
  • Permanent
  • 60000 - 80000 HKD / Monthly
  • <p><strong><span style="text-decoration: underline;">The Company</span></strong></p><p>Investment Compliance role overseeing SFC Type 4 &amp; 9 compliance, regulatory filings, investment monitoring, investor due diligence, and compliance advisory.</p><p><strong> </strong></p><p><strong><span style="text-decoration: underline;">The Role</span></strong></p><ul><li>Provide compliance advisory support to the investment, marketing, operations, and senior management teams to ensure compliance with SFC regulations, licensing requirements, and internal policies.</li><li>Monitor and oversee compliance with the Securities and Futures Ordinance (SFO), Code of Conduct, Fund Manager Code of Conduct (FMCC), and other applicable regulatory requirements for SFC Type 4 and Type 9 regulated activities.</li><li>Conduct pre- and post-trade surveillance, investment guideline monitoring, restricted list reviews, personal account dealing reviews, and conflicts of interest assessments.</li><li>Lead regulatory filings and submissions through SFC e-Services, including licensing matters, notifications, annual returns, and substantial business change applications.</li><li>Support SFC inspections, regulatory inquiries, thematic reviews, and audits by preparing documentation, coordinating responses, and implementing remediation actions.</li><li>Review fund offering documents, marketing materials, subscription documents, investment management agreements, and investor communications to ensure regulatory compliance.</li><li>Act as a key compliance contact for investors, institutional clients, fund distributors, and external service providers on compliance and regulatory-related matters.</li><li>Handle investor due diligence requests, compliance questionnaires, RFPs, AML/KYC inquiries, and regulatory disclosures.</li><li>Collaborate with legal, risk, operations, and portfolio management teams to identify compliance risks and strengthen internal controls.</li><li>Deliver compliance training and regulatory updates to employees and management.</li></ul><p><strong> </strong></p><p><strong><span style="text-decoration: underline;">Your Profile</span></strong></p><ul><li>Bachelor's degree in Law, Finance, Accounting, Business Administration, or related discipline.</li><li>Minimum 5-8 years of compliance experience within asset management, hedge fund, private equity, or investment management firms.</li><li>Strong knowledge of SFC regulations, SFO, Type 4 and Type 9 licensing requirements, FMCC, and relevant regulatory frameworks.</li><li>Hands-on experience handling SFC inspections, licensing matters, regulatory filings, and compliance monitoring programs.</li><li>Familiarity with investor onboarding, institutional investor due diligence, compliance questionnaires, and fund-related compliance matters.</li><li>Excellent communication and stakeholder management skills with the ability to liaise directly with investors, regulators, and senior management.</li><li>Fluency in English required; Chinese (Cantonese and/or Mandarin) is an advantage.</li></ul><p><strong> </strong></p><p><strong>Reference Number: </strong><em>67010-0013483154</em></p><p><em>By clicking 'apply', you give your express consent that Robert Half may use your personal information to process your job application and to contact you from time to time for future employment opportunities. For further information on how Robert Half processes your personal information and how to access and correct your information, please read the Robert Half privacy notice: <a href="https://www.roberthalf.com/hk/en/privacy">https://www.roberthalf.com/hk/en/privacy</a>. Please do not submit any sensitive personal data to us in your resume (such as government ID numbers, ethnicity, gender, religion, marital status or trade union membership) as we do not collect your sensitive personal data at this time.</em></p><img src="https://counter.adcourier.com/RGVyZWsuTmdhaS43MDc0My4xMDkxNUByaGloay5hcGxpdHJhay5jb20.gif">
  • 2026-08-05T03:10:00Z
Vice President - Credit Approver/Risk (Foreign Bank)
  • Central, Central and Western District
  • remote
  • Permanent
  • 70000 - 90000 HKD / Monthly
  • <p><strong><span style="text-decoration: underline;">The Company</span></strong></p><p>Vice President with 10+ years of credit approval and portfolio management experience in corporate/commercial banking, fluent in English &amp; Mandarin.</p><p> </p><p><span style="text-decoration: underline;"><strong>The Role</strong></span></p><ul><li>Review and approve credit proposals within delegated authority, ensuring alignment with the Bank's credit policies, procedures, and risk appetite.</li><li>Evaluate financial statements, industry developments, and transaction structures to identify key credit risks and provide recommendations to business units and credit approvers.</li><li>Conduct credit due diligence through client visits, joint meetings, and discussions with relationship managers and business stakeholders.</li><li>Monitor and manage the credit portfolio of assigned business units, ensuring asset quality and risk control.</li><li>Perform ongoing surveillance of approved credit facilities and assess borrowers' creditworthiness and financial performance.</li><li>Conduct periodic and annual credit reviews in accordance with internal policies, regulatory requirements, and risk management standards.</li><li>Provide coaching and technical guidance to junior Credit Officers, Relationship Managers (RMs), and Assistant Relationship Managers (ARMs) to strengthen credit assessment capabilities.</li><li>Support the implementation and enhancement of credit policies, procedures, and risk management frameworks, ensuring adherence to regulatory and internal compliance requirements.</li></ul><p> </p><p><span style="text-decoration: underline;"><strong>Your Profile</strong></span></p><ul><li>Bachelor's degree or above in Finance, Accounting, Business Administration, Economics, or a related discipline.</li><li>Professional qualifications such as CPA, ACCA, CFA, or equivalent certifications are highly preferred.</li><li>Holder of ECF-CRM certification is an advantage.</li><li>Minimum 10 years of experience in credit approval, credit risk management, or related functions within corporate and commercial banking.</li><li>Strong expertise in credit analysis, financial statement assessment, risk evaluation, and portfolio management.</li><li>Experience in assessing complex financing structures, including structured finance, acquisition finance, and leveraged finance transactions, is highly desirable.</li><li>Excellent analytical, problem-solving, and risk management skills with sound credit judgment.</li><li>Fluent in English and Mandarin, with strong written and verbal communication abilities.</li><li>Proven stakeholder management and interpersonal skills, with the ability to effectively engage internal and external parties.</li><li>Self-motivated, independent, and capable of performing effectively in a fast-paced, deadline-driven environment.</li><li>Willingness to travel for client visits, credit due diligence, joint calls, and business support activities as required.</li></ul><p> </p><p><em>Reference no.: 67010-0013501233</em></p><p><em>By clicking 'apply', you give your express consent that Robert Half may use your personal information to process your job application and to contact you from time to time for future employment opportunities. For further information on how Robert Half processes your personal information and how to access and correct your information, please read the Robert Half privacy notice: <a href="https://www.roberthalf.com/hk/en/privacy">https://www.roberthalf.com/hk/en/privacy</a>. Please do not submit any sensitive personal data to us in your resume (such as government ID numbers, ethnicity, gender, religion, marital status or trade union membership) as we do not collect your sensitive personal data at this time.</em></p><img src="https://counter.adcourier.com/RGVyZWsuTmdhaS4zMzMwMC4xMDkxNUByaGloay5hcGxpdHJhay5jb20.gif">
  • 2026-09-04T04:14:10Z
Compliance Manager (Asset Management)
  • Hong Kong,
  • remote
  • Permanent
  • 60000 - 80000 HKD / Monthly
  • <p> </p><p><span style="text-decoration: underline;"><strong>The Role</strong></span></p><ul><li>Act as a hands-on member of the Compliance team, supporting the day-to-day compliance function and ensuring the firm's business activities adhere to applicable regulatory requirements and internal policies.</li><li>Review and approve marketing and promotional materials to ensure compliance with relevant regulatory requirements, including SFC regulations, advertising guidelines, and internal compliance standards.</li><li>Assist in the development, implementation, and ongoing maintenance of KYC/AML policies and procedures, while providing guidance and support to business stakeholders on client due diligence and onboarding matters.</li><li>Conduct reviews of client onboarding documentation, KYC records, and due diligence materials to ensure completeness, accuracy, and compliance with regulatory requirements.</li><li>Support the preparation of responses to regulatory inquiries, inspections, and information requests from regulators and external parties, and assist in monitoring regulatory developments and compliance obligations.</li><li>Participate in compliance monitoring, regulatory filings, policy updates, compliance training initiatives, and other ad hoc compliance projects and assignments as required by management.</li></ul><p> </p><p><strong><span style="text-decoration: underline;">Your Profile</span></strong></p><ul><li>Bachelor's degree in Law, Finance, Accounting, Business Administration, or related discipline.</li><li>Minimum 5-8 years of compliance experience within asset management, hedge fund, private equity, or investment management firms.</li><li>Strong knowledge of SFC regulations</li><li>Hands-on experience handling SFC inspections, licensing matters, regulatory filings, and compliance monitoring programs.</li><li>Familiarity with investor onboarding, institutional investor due diligence, compliance questionnaires, and fund-related compliance matters.</li><li>Excellent communication and stakeholder management skills with the ability to liaise directly with investors, regulators, and senior management.</li><li>Fluency in English required; Chinese (Cantonese and/or Mandarin) is an advantage.</li></ul><p> </p><p><strong><span style="text-decoration: underline;">Apply Today </span></strong></p><p>To apply online (Word attachment only), please click the 'Apply' button. Please note that only short-listed candidates will be contacted.</p><p> </p><p><em>Reference Number: 67010-0013495302</em></p><p> </p><p><em>By clicking 'apply', you give your express consent that Robert Half may use your personal information to process your job application and to contact you from time to time for future employment opportunities. For further information on how Robert Half processes your personal information and how to access and correct your information, please read the Robert Half privacy notice: <a href="https://www.roberthalf.com/hk/en/privacy">https://www.roberthalf.com/hk/en/privacy</a>. Please do not submit any sensitive personal data to us in your resume (such as government ID numbers, ethnicity, gender, religion, marital status or trade union membership) as we do not collect your sensitive personal data at this time.</em></p><img src="https://counter.adcourier.com/RGVyZWsuTmdhaS42NDM2NS4xMDkxNUByaGloay5hcGxpdHJhay5jb20.gif">
  • 2026-08-26T07:12:38Z
Compliance Analyst/Manager (Global Hedge Fund)
  • Hong Kong,
  • remote
  • Permanent
  • 45000 - 70000 HKD / Monthly
  • <p> </p><p><span style="text-decoration: underline;"><strong>The Role</strong></span></p><ul><li>Act as a hands-on member of the Compliance team, supporting the day-to-day compliance function and ensuring the firm's business activities adhere to applicable regulatory requirements and internal policies.</li><li>Review and approve marketing and promotional materials to ensure compliance with relevant regulatory requirements, including SFC regulations, advertising guidelines, and internal compliance standards.</li><li>Assist in the development, implementation, and ongoing maintenance of KYC/AML policies and procedures, while providing guidance and support to business stakeholders on client due diligence and onboarding matters.</li><li>Conduct reviews of client onboarding documentation, KYC records, and due diligence materials to ensure completeness, accuracy, and compliance with regulatory requirements.</li><li>Support the preparation of responses to regulatory inquiries, inspections, and information requests from regulators and external parties, and assist in monitoring regulatory developments and compliance obligations.</li><li>Participate in compliance monitoring, regulatory filings, policy updates, compliance training initiatives, and other ad hoc compliance projects and assignments as required by management.</li></ul><p> </p><p><span style="text-decoration: underline;"><strong>Your Profile</strong></span></p><ul><li>Bachelor's degree in Law, Finance, Accounting, Business Administration, or related discipline.</li><li>Minimum 3-6 years of compliance experience within asset management, hedge fund, private equity, or investment management firms.</li><li>Strong knowledge of SFC regulations</li><li>Hands-on experience handling SFC inspections, licensing matters, regulatory filings, and compliance monitoring programs.</li><li>Familiarity with investor onboarding, institutional investor due diligence, compliance questionnaires, and fund-related compliance matters.</li><li>Excellent communication and stakeholder management skills with the ability to liaise directly with investors, regulators, and senior management.</li><li>Fluency in English required; Chinese (Cantonese and/or Mandarin) is an advantage.</li></ul><p> </p><p><strong><span style="text-decoration: underline;">Apply Today </span></strong></p><p>To apply online (Word attachment only), please click the 'Apply' button. Please note that only short-listed candidates will be contacted.</p><p> </p><p> </p><p><em>Reference Number: 67010-0013512174</em></p><p><em>By clicking 'apply', you give your express consent that Robert Half may use your personal information to process your job application and to contact you from time to time for future employment opportunities. For further information on how Robert Half processes your personal information and how to access and correct your information, please read the Robert Half privacy notice: <a href="https://www.roberthalf.com/hk/en/privacy">https://www.roberthalf.com/hk/en/privacy</a>. Please do not submit any sensitive personal data to us in your resume (such as government ID numbers, ethnicity, gender, religion, marital status or trade union membership) as we do not collect your sensitive personal data at this time.</em></p><img src="https://counter.adcourier.com/RGVyZWsuTmdhaS45NTA4Ny4xMDkxNUByaGloay5hcGxpdHJhay5jb20.gif">
  • 2026-09-23T04:19:24Z
Compliance Manager
  • Hong Kong,
  • remote
  • Permanent
  • 60000 - 61000 HKD / Yearly
  • <p></p><div><h3><span class="___xxxjie0 f1w7gpdv f1gqqdtu">The Company</span></h3><p>Our client is a growing investment management and financial services firm specializing in <span class="___1cs5bdp f1w7gpdv f5p0z4x">alternative</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">investments</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">and</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">capital</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">management</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">solutions.</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">The</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">company</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">is</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">committed</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">to</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">maintaining</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">the</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">highest</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">standards</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">of</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">regulatory</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">compliance,</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">risk</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">management,</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">and</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">corporate</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">governance</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">while</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">supporting</span> <span class="___xxxjie0 f1w7gpdv f1gqqdtu">sustainable</span> <span class="___xxxjie0 f1w7gpdv f1gqqdtu">business</span> <span class="___xxxjie0 f1w7gpdv f1gqqdtu">growth.</span></p><p> </p><h3><span class="___xxxjie0 f1w7gpdv f1gqqdtu">The</span> <span class="___xxxjie0 f1w7gpdv f1gqqdtu">Role</span></h3><p><span class="___1cs5bdp f1w7gpdv f5p0z4x">*</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">Oversee</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">the</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">firm's</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">compliance</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">framework,</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">ensuring</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">adherence</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">to</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">applicable</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">regulatory</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">requirements,</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">internal</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">policies,</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">and</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">industry</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">best</span> <span class="___xxxjie0 f1w7gpdv f1gqqdtu">practices.</span><br /> <span class="___1cs5bdp f1w7gpdv f5p0z4x">*</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">Monitor</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">regulatory</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">developments,</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">conduct</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">compliance</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">reviews,</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">and</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">provide</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">guidance</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">to</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">management</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">and</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">business</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">units</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">on</span> <span class="___xxxjie0 f1w7gpdv f1gqqdtu">compliance-related</span> <span class="___xxxjie0 f1w7gpdv f1gqqdtu">matters.</span><br /> <span class="___1cs5bdp f1w7gpdv f5p0z4x">*</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">Lead</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">compliance</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">reporting,</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">licensing</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">matters,</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">AML/KYC</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">monitoring,</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">regulatory</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">filings,</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">and</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">staff</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">training</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">programs</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">to</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">foster</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">a</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">strong</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">compliance</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">culture.</span></p><p> </p><h3><span class="___xxxjie0 f1w7gpdv f1gqqdtu">Your</span> <span class="___xxxjie0 f1w7gpdv f1gqqdtu">Profile</span></h3><p><span class="___1cs5bdp f1w7gpdv f5p0z4x">*</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">Bachelor's</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">degree</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">in</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">Law,</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">Finance,</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">Accounting,</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">Business</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">Administration,</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">or</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">a</span> <span class="___xxxjie0 f1w7gpdv f1gqqdtu">related</span> <span class="___xxxjie0 f1w7gpdv f1gqqdtu">discipline.</span><br /> <span class="___1cs5bdp f1w7gpdv f5p0z4x">*</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">Solid</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">compliance</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">experience</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">within</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">asset</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">management,</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">investment</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">management,</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">securities</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">brokerage,</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">private</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">equity,</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">or</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">other</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">financial</span> <span class="___xxxjie0 f1w7gpdv f1gqqdtu">services</span> <span class="___xxxjie0 f1w7gpdv f1gqqdtu">environments.</span><br /> <span class="___1cs5bdp f1w7gpdv f5p0z4x">*</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">Strong</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">knowledge</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">of</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">regulatory</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">requirements,</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">AML/KYC</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">obligations,</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">risk</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">management</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">principles,</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">and</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">excellent</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">stakeholder</span> <span class="___xxxjie0 f1w7gpdv f1gqqdtu">management</span> <span class="___xxxjie0 f1w7gpdv f1gqqdtu">skills.</span></p></div><p> </p><p><em>By clicking 'apply', you give your express consent that Robert Half may use your personal information to process your job application and to contact you from time to time for future employment opportunities. For further information on how Robert Half processes your personal information and how to access and correct your information, please read the Robert Half privacy notice: <a href="https://www.roberthalf.com/hk/en/privacy">https://www.roberthalf.com/hk/en/privacy</a>. Please do not submit any sensitive personal data to us in your resume (such as government ID numbers, ethnicity, gender, religion, marital status or trade union membership) as we do not collect your sensitive personal data at this time.</em></p><img src="https://counter.adcourier.com/am95Y2UuZm9rLjQ2MDQ4LjEwOTE1QHJoaWhrLmFwbGl0cmFrLmNvbQ.gif">
  • 2026-09-14T06:40:41Z
Compliance Manager
  • Hong Kong,
  • remote
  • Permanent
  • 800000 - 801000 HKD / Yearly
  • <p></p><div><h3><span class="___1cs5bdp f1w7gpdv f5p0z4x">The Company</span></h3><p>Our client is a leading multinational organization within the transportation, logistics, and infrastructure sector, operating across Asia and international markets. They are <span class="___1cs5bdp f1w7gpdv f5p0z4x">committed</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">to</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">maintaining</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">the</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">highest</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">standards</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">of</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">corporate</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">governance,</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">regulatory</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">compliance,</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">and</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">ethical</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">business</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">practices</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">while</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">supporting</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">sustainable</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">business</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">growth.</span></p><p> </p><h3><span class="___1cs5bdp f1w7gpdv f5p0z4x">The</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">Role</span></h3><p><span class="___1cs5bdp f1w7gpdv f5p0z4x">*</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">Develop,</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">implement,</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">and</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">maintain</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">compliance</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">frameworks,</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">policies,</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">and</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">procedures</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">across</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">the</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">organization.</span><br /> <span class="___1cs5bdp f1w7gpdv f5p0z4x">*</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">Monitor</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">regulatory</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">developments</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">and</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">assess</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">their</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">impact</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">on</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">business</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">operations,</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">ensuring</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">ongoing</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">compliance</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">with</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">applicable</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">laws</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">and</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">regulations.</span><br /> <span class="___1cs5bdp f1w7gpdv f5p0z4x">*</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">Conduct</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">compliance</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">risk</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">assessments,</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">investigations,</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">audits,</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">and</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">employee</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">training</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">programs</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">to</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">strengthen</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">the</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">organization's</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">compliance</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">culture.</span></p><p> </p><h3><span class="___1cs5bdp f1w7gpdv f5p0z4x">Your Profile</span></h3><p><span class="___1cs5bdp f1w7gpdv f5p0z4x">*</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">Bachelor's</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">degree</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">in</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">Law,</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">Business</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">Administration,</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">Risk</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">Management,</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">Accounting,</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">or</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">a</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">related</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">discipline.</span><br /> * Minimum 8-10 years of compliance, <span class="___1cs5bdp f1w7gpdv f5p0z4x">risk</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">management,</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">internal</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">audit,</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">legal,</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">or</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">governance</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">experience,</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">preferably</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">within</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">a</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">multinational</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">or</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">highly</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">regulated</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">environment.</span><br /> <span class="___1cs5bdp f1w7gpdv f5p0z4x">*</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">Strong</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">knowledge</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">of</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">regulatory</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">requirements,</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">corporate</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">governance</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">practices,</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">anti-bribery</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">regulations,</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">and</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">compliance</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">best</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">practices,</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">with</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">excellent</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">stakeholder</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">management</span> <span class="___1cs5bdp f1w7gpdv f5p0z4x">skills.</span></p></div><p> </p><p><em>By clicking 'apply', you give your express consent that Robert Half may use your personal information to process your job application and to contact you from time to time for future employment opportunities. For further information on how Robert Half processes your personal information and how to access and correct your information, please read the Robert Half privacy notice: <a href="https://www.roberthalf.com/hk/en/privacy">https://www.roberthalf.com/hk/en/privacy</a>. Please do not submit any sensitive personal data to us in your resume (such as government ID numbers, ethnicity, gender, religion, marital status or trade union membership) as we do not collect your sensitive personal data at this time.</em></p><img src="https://counter.adcourier.com/bWFyY28udGFtLjQyMzI5LjEwOTE1QHJoaWhrLmFwbGl0cmFrLmNvbQ.gif">
  • 2026-09-10T09:50:18Z
Compliance Associate- Global Hedge Fund
  • Hong Kong,
  • remote
  • Permanent
  • 50000 - 70000 HKD / Monthly
  • <p><strong><span style="text-decoration: underline;">The Company</span></strong></p><p>My client is a <strong>Global Hedge Fund</strong> that is looking to hire a <strong>Compliance Analyst</strong> to join its expanding team in Asia.</p><p> </p><p><strong><span style="text-decoration: underline;">The Role</span></strong></p><p> </p><ul><li>Manage licensing applications, regulatory filings, and periodic compliance reporting.</li><li>Assist in developing, implementing, and maintaining the Group's compliance framework and policies.</li><li>Perform trade monitoring and surveillance to identify and prevent market abuse, insider trading, and regulatory breaches.</li><li>Investigate trade surveillance alerts, resolve routine exceptions, and escalate high-risk issues to key stakeholders.</li><li>Support regional initiatives, including system implementations, UAT, and the launch of new investment products.</li><li>Coordinate ad-hoc regulatory inspections, inquiries, and information requests.</li></ul><p><strong> </strong></p><p><span style="text-decoration: underline;"><strong>Your Profile</strong></span></p><ul><li>Bachelor's degree in Business, Finance, Law, or a related discipline.</li><li>Minimum 2 years of compliance experience, ideally within a brokerage or asset management firm.</li><li>Strong analytical, problem-solving, and risk-identification skills with high attention to detail.</li><li>Effective communication and interpersonal skills to collaborate across regional teams and stakeholders.</li><li>Proven ability to prioritize tasks, manage tight deadlines, and thrive in a fast-paced environment.</li><li>Proficiency in MS Office (especially Excel) and financial tools such as Bloomberg.</li></ul><p> </p><p><strong><span style="text-decoration: underline;">Apply Today </span></strong></p><p>To apply online (Word attachment only), please click the 'Apply' button. Please note that only short-listed candidates will be contacted.</p><p> </p><p> </p><p><em>Reference Number: 67010-0013510395</em></p><p><em>By clicking 'apply', you give your express consent that Robert Half may use your personal information to process your job application and to contact you from time to time for future employment opportunities. For further information on how Robert Half processes your personal information and how to access and correct your information, please read the Robert Half privacy notice: <a href="https://www.roberthalf.com/hk/en/privacy">https://www.roberthalf.com/hk/en/privacy</a>. Please do not submit any sensitive personal data to us in your resume (such as government ID numbers, ethnicity, gender, religion, marital status or trade union membership) as we do not collect your sensitive personal data at this time.</em></p><img src="https://counter.adcourier.com/amVzc2ljYS55ZXVuZy43NTYwNi4xMDkxNUByaGloay5hcGxpdHJhay5jb20.gif">
  • 2026-09-21T09:15:01Z
Compliance Manager (Trust and Fiduciary - MLRO)
  • Central, Central and Western District
  • remote
  • Permanent
  • 50000 - 80000 HKD / Monthly
  • <p><strong>The role</strong></p><ul><li>Act as MLRO, overseeing AML/CFT framework, institutional risk assessments, and risk-based compliance controls.</li><li>Manage CDD/EDD processes, client onboarding, beneficial ownership verification, and ongoing monitoring.</li><li>Review suspicious activities, file STRs with JFIU, and maintain AML investigation records.</li><li>Liaise with regulators, handle TCSP inspections, regulatory filings, and compliance reporting obligations.</li><li>Conduct compliance monitoring, control testing, remediation, and provide reports to senior management.</li></ul><ul><li>Oversee Hong Kong &amp; BVI corporate secretarial matters, statutory filings, governance, staff training, and record-keeping.</li></ul><p><strong> </strong></p><p><strong>Your Profile</strong></p><ul><li>Extensive experience in AML/CFT, compliance, and financial crime within TCSP, fiduciary, or corporate services environments.</li><li>Strong corporate secretarial expertise, including Companies Registry filings and compliance with Hong Kong Companies Ordinance (Cap. 622).</li><li>Solid knowledge of AMLO (Cap. 615), AML/CFT regulations, and capability to independently perform MLRO responsibilities.</li><li>Proven ability to liaise with regulators, advise senior management, and exercise sound judgment on suspicious transaction reporting.</li><li>Experience in trust and fiduciary administration, UHNW client structures, and cross-border business arrangements is preferred.</li><li>Relevant qualifications (STEP, ICA, CAMS), fluency in English and Mandarin, and authority to maintain an effective AML/CFT framework.</li></ul><p> </p><p><em>Reference no.: 67010-0013484749</em></p><p> </p><p><em>By clicking 'apply', you give your express consent that Robert Half may use your personal information to process your job application and to contact you from time to time for future employment opportunities. For further information on how Robert Half processes your personal information and how to access and correct your information, please read the Robert Half privacy notice: <a href="https://www.roberthalf.com/hk/en/privacy">https://www.roberthalf.com/hk/en/privacy</a>. Please do not submit any sensitive personal data to us in your resume (such as government ID numbers, ethnicity, gender, religion, marital status or trade union membership) as we do not collect your sensitive personal data at this time.</em></p><img src="https://counter.adcourier.com/RGVyZWsuTmdhaS40MzczMy4xMDkxNUByaGloay5hcGxpdHJhay5jb20.gif">
  • 2026-08-07T07:52:28Z
Compliance Manager (Chinese firm)
  • Hong Kong,
  • remote
  • Permanent
  • 45000 - 65000 HKD / Monthly
  • <p><strong><span style="text-decoration: underline;">The Company</span></strong></p><p>Our client is looking for Company Secretarial Manager to join the team.</p><p> </p><p><strong><span style="text-decoration: underline;">The Role</span></strong></p><ul><li>Prepare and review announcements, circulars, interim and annual reports, ensuring compliance with Listing Rules and the SFO.</li><li>Support corporate actions, including notifiable transactions, connected transactions, and share schemes.</li><li>Coordinate Board, committee, and shareholder meetings; prepare agendas, board papers, and minutes.</li><li>Monitor regulatory and ESG developments, and update compliance policies and procedures.</li><li>Provide compliance guidance to internal stakeholders and promote good corporate governance practices.</li><li>Liaise with external advisers, auditors, share registrars, and overseas service providers.</li><li>Manage statutory compliance for Hong Kong and overseas entities, including filings, corporate records, renewals, incorporations, and deregistration.</li></ul><p> </p><p><strong><span style="text-decoration: underline;">Your Profile</span></strong></p><ul><li>Bachelor's degree in Law, Corporate Governance, Corporate Administration, Accounting, or a related discipline.</li><li>Minimum 8 years of relevant experience in listed company compliance, company secretarial functions.</li><li>Experience in handling connected transactions and/or drafting major circulars will be an advantage.</li><li>Professional Qualifications: Membership of The Hong Kong Chartered Governance Institute (HKCGI) and/or The Chartered Governance Institute (CGI).</li><li>Simplified Chinese reading is a must.</li></ul><p> </p><p><strong><span style="text-decoration: underline;">Apply Today </span></strong></p><p>To apply online (Word attachment only), please click the 'Apply' button. Please note that only short-listed candidates will be contacted.</p><p> </p><p><em>Reference Number: 67010-0013445793 </em></p><p><em>By clicking 'apply', you give your express consent that Robert Half may use your personal information to process your job application and to contact you from time to time for future employment opportunities. For further information on how Robert Half processes your personal information and how to access and correct your information, please read the Robert Half privacy notice: <a href="https://www.roberthalf.com/hk/en/privacy">https://www.roberthalf.com/hk/en/privacy</a>. Please do not submit any sensitive personal data to us in your resume (such as government ID numbers, ethnicity, gender, religion, marital status or trade union membership) as we do not collect your sensitive personal data at this time.</em></p><img src="https://counter.adcourier.com/UmF5bW9uZC5wYW5nLjM5ODY2LjEwOTE1QHJoaWhrLmFwbGl0cmFrLmNvbQ.gif">
  • 2026-09-16T10:03:41Z
AVP/ VP - Finance, Family office
  • Hong Kong,
  • remote
  • Permanent
  • 50000 - 70000 HKD / Monthly
  • <p><span style="text-decoration: underline;"><strong>The Company</strong></span></p><p>An exciting opportunity for a Compliance Associate to work closely with front‑office and leadership teams, gaining broad regulatory exposure while helping shape a strong compliance culture in a stable environment.</p><p> </p><p><span style="text-decoration: underline;"><strong>The Role</strong></span></p><ul><li>Monitor the investment and portfolio performance</li><li>Prepare monthly/ quarterly NAV packs and handle investment funding</li><li>Prepare daily and monthly FRR regulatory reports under SFC standard</li><li>Support the day‑to‑day finance function across payment, reporting, and month end closing</li><li>Review and verify invoices, payment instructions, and supporting documentation to ensure accuracy and compliance</li><li>Liaise with banks, internal stakeholders, and external vendors on payment-related queries</li><li>Support month-end closing activities, including journal entries and account reconciliations</li><li>Perform ad hoc responsibility as assigned</li></ul><p><br /><span style="text-decoration: underline;"><strong>Your Profile</strong></span></p><ul><li>Bachelor's degree in Accounting, Finance, or related discipline</li><li>5 -8 years of relevant experience in accounting</li><li>Experience in financial services, asset management, or multinational environments is preferred</li><li>High attention to detail with strong organisational and time management skills</li><li>Good communication skills in English; Cantonese/Mandarin is a plus</li></ul><p> </p><p><strong><span style="text-decoration: underline;">Apply Today </span></strong></p><p>To apply online (Word attachment only), please click the 'Apply' button. Please note that only short-listed candidates will be contacted.</p><p> </p><p><em>Reference Number: 67010-0013429218</em></p><p><em>By clicking 'apply', you give your express consent that Robert Half may use your personal information to process your job application and to contact you from time to time for future employment opportunities. For further information on how Robert Half processes your personal information and how to access and correct your information, please read the Robert Half privacy notice: <a href="https://www.roberthalf.com/hk/en/privacy">https://www.roberthalf.com/hk/en/privacy</a>. Please do not submit any sensitive personal data to us in your resume (such as government ID numbers, ethnicity, gender, religion, marital status or trade union membership) as we do not collect your sensitive personal data at this time.</em></p><img src="https://counter.adcourier.com/VmlvbGV0LkNoaS4xNjk1MC4xMDkxNUByaGloay5hcGxpdHJhay5jb20.gif">
  • 2026-09-11T07:07:24Z