6 results for General Compliance Manager Asset Management jobs

Compliance Officer - Global PE Fund House

Admiralty, Central and Western District
remote
Permanent
40000 - 60000 HKD / Monthly
The CompanyOur client is a global private equity fund house with a strong international footprint and a long‑established presence in the market. As part of their continued growth, they are looking to hire a Compliance Officer to join their experienced and well‑respected compliance team. The Role<ul><li>Assist in designing and maintaining compliance policies and controls across VC/PE, fund management, and cross‑border investments</li><li>Monitor fund trading, personal account dealing, and restricted lists</li><li>Oversee expert network calls, chaperoning, NDA reviews, and ethical wall controls</li><li>Provide compliance advice and training to investment, operations, and portfolio teams</li><li>Prepare and submit regulatory filings across multiple jurisdictions (HK SFC, SEC, MAS, CIMA, etc.)</li><li>Partner with internal teams and external advisors on compliance matters</li><li>Support investigations, incident management, and regulatory inquiries</li><li>Contribute to ongoing monitoring, testing, and reporting to senior management</li></ul> Your Profile<ul><li>Bachelor's degree; LLB / law background preferred</li><li>4-7 years' compliance experience within VC, PE, asset management, or financial services</li><li>Strong knowledge of Hong Kong regulatory requirements (Type 9); regional/global exposure a plus</li><li>Detail‑oriented, analytical, and able to operate in a fast‑paced environment</li><li>Fluent in English and Mandarin</li></ul> Apply Today To apply online (Word attachment only), please click the 'Apply' button. Please note that only short-listed candidates will be contacted. Reference No. 67010-0013410600By clicking 'apply', you give your express consent that Robert Half may use your personal information to process your job application and to contact you from time to time for future employment opportunities. For further information on how Robert Half processes your personal information and how to access and correct your information, please read the Robert Half privacy notice: <a href="https://www.roberthalf.com/hk/en/privacy">https://www.roberthalf.com/hk/en/privacy</a>. Please do not submit any sensitive personal data to us in your resume (such as government ID numbers, ethnicity, gender, religion, marital status or trade union membership) as we do not collect your sensitive personal data at this time.<img src="https://counter.adcourier.com/amVzc2ljYS55ZXVuZy4wNzk1Ny4xMDkxNUByaGloay5hcGxpdHJhay5jb20.gif">
2026-03-30T08:58:58Z

Compliance Manager, Brokerage firm HK$ 60k -HK$ 80k

Hong Kong,
remote
Permanent
60000 - 80000 HKD / Monthly
The CompanyOur client is a well-established financial institution holding SFC licenses for Types 1, 2, 4, and 9, with a strong foothold in retail brokerage and Capital Market. To support their continued business expansion, they are seeking a Compliance Manager to join their Compliance team. The Role<ul><li>Conduct regular compliance reviews and monitoring activities to ensure adherence to internal policies and external regulations.</li><li>Deliver timely, practical, and consistent compliance guidance on business initiatives and new financial products, including risk assessment and regulatory interpretation.</li><li>Address inquiries from front-office and operational teams on regulatory requirements, offering clear recommendations and actionable solutions.</li><li>Engage and negotiate with internal stakeholders across functions and senior management; liaise with external legal counsel and consultants as needed.</li><li>Develop ethical, transparent, and efficient reporting frameworks to support business decision-making and regulatory submissions.</li><li>Support ad-hoc compliance projects and other assignments delegated by management.</li></ul> Your Profile<ul><li>4-6 years of relevant compliance experience within a financial institution, with exposure to retail brokerage.</li><li>Solid knowledge of financial markets, including product structures and applicable rules and regulations governing Hong Kong and U.S. capital markets.</li><li>Strong familiarity with compliance rules and guidelines issued by the Securities and Futures Commission (SFC).</li><li>Analytical mindset, self-driven, and capable of performing under pressure.</li></ul> Apply Today To apply online (Word attachment only), please click the 'Apply' button. Please note that only short-listed candidates will be contacted. Reference No. 67010-0013418717By clicking 'apply', you give your express consent that Robert Half may use your personal information to process your job application and to contact you from time to time for future employment opportunities. For further information on how Robert Half processes your personal information and how to access and correct your information, please read the Robert Half privacy notice: <a href="https://www.roberthalf.com/hk/en/privacy">https://www.roberthalf.com/hk/en/privacy</a>. Please do not submit any sensitive personal data to us in your resume (such as government ID numbers, ethnicity, gender, religion, marital status or trade union membership) as we do not collect your sensitive personal data at this time.<img src="https://counter.adcourier.com/am95Y2UuZm9rLjYyOTc0LjEwOTE1QHJoaWhrLmFwbGl0cmFrLmNvbQ.gif">
2026-04-13T07:56:10Z

Trade Compliance Officer - Contract

Hong Kong,
remote
Permanent
22000 - 25000 HKD / Monthly
The CompanyOur client a MNC professional services organization, is seeking a Trade Compliance Officer to join and support their trade advisory projects team. This role is ideal for an early‑career professional who is keen to build hands‑on experience in trade compliance, regulatory analysis, and cross‑border transactions within a consulting environment. The Role<ul><li>Support the team members in the delivery of multiple client projects, ensuring work is completed accurately and on time</li><li>Review commercial, financial, and documentation to assess compliance with applicable regulatory requirements under supervision</li><li>Assist in preparing compliance presentations, memos, affidavits, manuals, and supporting documentation for clients and vendors</li><li>Collect, organize, and validate supporting documents from trading companies and factories for compliance reviews</li><li>Assist in mapping company ownership structures and related‑party relationships and documenting findings clearly</li><li>Support arm's length pricing analysis, benchmarking exercises, and transaction risk assessments</li><li>Maintain proper document management, version control, and archiving in line with internal policies</li><li>Provide regular status updates to project leads and flag potential risks or issues in a timely manner</li></ul> Your Profile<ul><li>Bachelor's degree in law, Business, Finance, Supply Chain, or a related discipline</li><li>1-2 years of experience in trade compliance, customs advisory, regulatory consulting, finance & accounting or a related field</li><li>Basic understanding of trade compliance frameworks and cross‑border transaction processes</li><li>Strong attention to detail with good organization and documentation skills</li><li>Ability to work independently on assigned tasks while following guidance from senior team members</li><li>Strong written and verbal communication skills</li><li>Fluency in English, Cantonese, and Mandarin</li><li>Proficiency in Microsoft Word and Excel</li></ul> Apply Today To apply online (Word attachment only), please click the 'Apply' button. Please note that only short-listed candidates will be contacted. Reference Number: 67010-0013422473By clicking 'apply', you give your express consent that Robert Half may use your personal information to process your job application and to contact you from time to time for future employment opportunities. For further information on how Robert Half processes your personal information and how to access and correct your information, please read the Robert Half privacy notice: <a href="https://www.roberthalf.com/hk/en/privacy">https://www.roberthalf.com/hk/en/privacy</a>. Please do not submit any sensitive personal data to us in your resume (such as government ID numbers, ethnicity, gender, religion, marital status or trade union membership) as we do not collect your sensitive personal data at this time.<img src="https://counter.adcourier.com/TmljaG9sYXMueWV1bmcuMDY5MzMuMTA5MTVAcmhpaGsuYXBsaXRyYWsuY29t.gif">
2026-04-20T03:11:51Z

A leading fund house - Fund Operations Analyst

Hong Kong,
remote
Contract
20000 - 35000 HKD / Monthly
The CompanyOur client is a leading FI, and they are seeking for an experienced fund operations candidate to join the team. Key Accountabilities and Main ResponsibilitiesStrategic Focus<ul><li>Collaborate with the Fund Operations Team to ensure alignment with the organization's mission, strategy, and objectives.</li><li>Standardize business processes to enhance operational performance.</li><li>Regularly assess work practices and procedures to identify opportunities for improving quality and productivity.</li><li>Implement projects that add value and reduce operational risk, supporting the retention of profitable business and growth of the client portfolio.</li></ul> Operational Management<ul><li>Develop and implement changes to policies and procedures within the Fund Operations Team to ensure service quality and compliance with regulatory and legislative requirements.</li><li>Oversee daily fund operations for pension schemes, including trade order placement, valuation, and reconciliation.</li><li>Ensure timely and accurate reporting of fund and redemption amounts, cash flow management, and relevant reconciliations.</li><li>Manage the unit pricing and crediting rate upload processes effectively.</li><li>Address and escalate issues, flagged transactions, and risks identified by the Fund Operations Team for internal and external reporting.</li><li>Update procedural documentation for Fund Operations processes.</li><li>Foster collaboration with internal functions (e.g., Operations, Business Support) by providing input on operational inquiries and system enhancements.</li><li>Engage with external partners (e.g., Fund Managers, Custodians) as the primary contact for discussions, negotiations, and resolutions.</li><li>Lead organizational and technological changes impacting the Fund Operations Team.</li><li>Implement new business processes to drive beneficial improvements.</li><li>Highlight the importance of client relationships and the critical nature of processes within the team.</li></ul> Experience & Personal Attributes<ul><li>2-5 years of relevant experience in pension fund operations or related fields.</li><li>Strong understanding of pension administration, legislation, and regulatory requirements.</li><li>Solid grasp of accounting concepts, standards, and reporting issues, including unit pricing.</li><li>Knowledgeable in fund administration, including transfer agency functions.</li><li>Demonstrated ability to improve business-wide processes through collaborative efforts.</li><li>Proactive problem solver with strong analytical skills and a methodical approach to work.</li><li>Capable of making objective assessments and providing actionable recommendations.</li><li>Proficient in discussing day-to-day processes with clients and internal management.</li><li>Committed to continuous improvement in departmental processes and procedures.</li><li>Ability to work independently, meet tight deadlines, and handle pressure effectively.</li><li>Strong computer skills (Excel, Word, PowerPoint) and General Ledger knowledge (PeopleSoft preferred).</li><li>Familiarity with administration systems such as aaspire is highly regarded.</li></ul> Apply Today To apply online (Word attachment only), please click the 'Apply' button. Please note that only short-listed candidates will be contacted.Reference Number: 67010-0013402460By clicking 'apply', you give your express consent that Robert Half may use your personal information to process your job application and to contact you from time to time for future employment opportunities. For further information on how Robert Half processes your personal information and how to access and correct your information, please read the Robert Half privacy notice: <a href="https://www.roberthalf.com/hk/en/privacy">https://www.roberthalf.com/hk/en/privacy</a>. Please do not submit any sensitive personal data to us in your resume (such as government ID numbers, ethnicity, gender, religion, marital status or trade union membership) as we do not collect your sensitive personal data at this time.<img src="https://counter.adcourier.com/QWxleC5MYXcuNDA1MzcuMTA5MTVAcmhpaGsuYXBsaXRyYWsuY29t.gif">
2026-03-16T05:19:27Z

Compliance Specialist (6 months contract)

Central, Central and Western District
remote
Contract
25000 - 35000 HKD / Monthly
The Company We are looking for a Compliance CDD Reviewer to support the Compliance team. The contractor will act as a Checker, responsible for reviewing and approving Customer Due Diligence (CDD) cases prepared by offshore teams. The role focuses on clearing an existing backlog of retail customer cases and supporting periodic reviews and trigger event reviews.Key Responsibilities<ul><li>Review and approve CDD cases prepared by offshore Maker teams (2-5 staff based in China)</li><li>Act as the Checker, ensuring compliance with internal policies and regulatory standards</li><li>Handle approximately 500 retail customer cases during the contract period</li><li>Complete each case within an estimated 20-30 minutes</li><li>Perform Periodic Reviews and Trigger Event Reviews</li><li>Ensure accuracy, completeness, and regulatory compliance of documentation</li><li>Escalate issues or discrepancies where required</li></ul>Requirements<ul><li>Around 3+ years of experience in Compliance / CDD / KYC / AML</li><li>Experience acting as a Checker or Reviewer preferred</li><li>Transaction Monitoring (TM) experience is a strong plus</li><li>Ability to read and work entirely in Chinese</li><li>Cantonese and Mandarin-speaking, with strong understanding of Chinese working culture</li><li>Detail-oriented, with strong compliance and risk awareness</li><li>Comfortable reviewing outputs from offshore teams</li></ul>Apply Today To apply online (Word attachment only), please click the 'Apply' button. Please note that only short-listed candidates will be contacted.By clicking 'apply', you give your express consent that Robert Half may use your personal information to process your job application and to contact you from time to time for future employment opportunities. For further information on how Robert Half processes your personal information and how to access and correct your information, please read the Robert Half privacy notice: <a href="https://www.roberthalf.com/hk/en/privacy">https://www.roberthalf.com/hk/en/privacy</a>. Please do not submit any sensitive personal data to us in your resume (such as government ID numbers, ethnicity, gender, religion, marital status or trade union membership) as we do not collect your sensitive personal data at this time.<img src="https://counter.adcourier.com/Q2Fyb2wuRmFuLjg3Mjk2LjEwOTE1QHJoaWhrLmFwbGl0cmFrLmNvbQ.gif">
2026-03-17T09:09:28Z

Chinese UX Writer -12 months Contract

Central and Western District, Central and Western District
remote
Contract
40000 - 50000 HKD / Monthly
The Company Financial Institution in HKThe Role<ul><li>Content Creation: Develop concise and impactful microcopy for various digital assets, including web pages, mobile apps, tooltips, and onboarding materials.</li><li>User-Centric Approach: Collaborate with UX designers, product managers, and researchers to ensure content meets user needs and enhances the overall user experience.</li><li>Content Strategy: Contribute to the content strategy by identifying opportunities for improvement in user flows and interactions, ensuring consistency across all platforms.</li><li>Testing and Optimization: Participate in user testing sessions to gather feedback on content effectiveness and adapt writing based on insights gathered from user interactions.</li><li>Brand Voice: Maintain and evolve the brand's tone and voice, ensuring that all content aligns with the bank's values and resonates with our target audience.</li><li>Compliance Collaboration: Work closely with compliance and legal teams to ensure all content adheres to industry regulations and standards.</li></ul> Your Profile<ul><li>Solid writing and editorial methodologies, drive the delivery of written scripts in Traditional Chinese/Simplified Chinese/English language.</li><li>Solid understanding of business knowledge in either Banking or financial services in general</li></ul> Apply Today To apply online (Word attachment only), please click the 'Apply' button. Please note that only short-listed candidates will be contacted.By clicking 'apply', you give your express consent that Robert Half may use your personal information to process your job application and to contact you from time to time for future employment opportunities. For further information on how Robert Half processes your personal information and how to access and correct your information, please read the Robert Half privacy notice: <a href="https://www.roberthalf.com/hk/en/privacy">https://www.roberthalf.com/hk/en/privacy</a>. Please do not submit any sensitive personal data to us in your resume (such as government ID numbers, ethnicity, gender, religion, marital status or trade union membership) as we do not collect your sensitive personal data at this time.<img src="https://counter.adcourier.com/UmVteWEuRXJheWlsUG9vbmhlbi45MjkwMi4xMDkxNUByaGloay5hcGxpdHJhay5jb20.gif">
2026-04-01T09:42:45Z