<p><strong><span style="text-decoration: underline;">The Company</span></strong></p><p>Are you ready to be a champion of compliance in the dynamic world of financial services, wealth management?</p><p> </p><p>Join our client's team as a <strong>Compliance Officer</strong> and make a meaningful impact by ensuring regulatory excellence, safeguarding trust, and navigating the evolving landscape of AML/CFT compliance. If you thrive on building robust controls, mitigating risks, and promoting ethical practices, this role is tailor-made for you.</p><p> </p><p><strong><span style="text-decoration: underline;">The Role</span></strong></p><ul><li>Conduct Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) processes, including reviews for high-risk customers and risk assessments.</li><li>Act as a trusted advisor to internal teams by providing expert guidance on AML/CFT regulations, policies, and procedures.</li><li>Assist in the development and implementation of effective AML/CFT policies, procedures, and control frameworks.</li><li>Prepare detailed reports for senior management and regulatory entities on compliance activities and findings.</li><li>Stay updated on the latest AML regulations, emerging risks, and industry best practices to deliver proactive recommendations.</li><li>Evaluate and monitor transaction activity of high-risk users, ensuring compliance with established business rules.</li><li>Lead AML-related initiatives and provide guidance on Know Your Customer (KYC), AML, and EDD procedures.</li></ul><p> </p><p><strong><span style="text-decoration: underline;">Your Profile</span></strong></p><ul><li>Bachelor's degree or higher, preferably in Business Management or a related discipline.</li><li>3-5+ years of experience in AML/CFT compliance, with strong knowledge of related regulations and guidelines.</li><li>Relevant certifications such as Associate AML Professional (AAMLP) or Certified AML Professional (CAMLP) are advantageous.</li><li>Proficient in AML-related legislation and regulations.</li><li>Excellent leadership, communication, organizational, and problem-solving skills.</li><li>Self-motivated, well-organized, and capable of working independently while managing multiple priorities.</li></ul><p> </p><p><strong><span style="text-decoration: underline;">Apply Today </span></strong></p><p>To apply online (Word attachment only), please click the 'Apply' button. Please note that only short-listed candidates will be contacted.</p><p> </p><p> </p><p><em>Reference Number: 67010-0013303947</em></p><p> </p><p><em>By clicking 'apply', you give your express consent that Robert Half may use your personal information to process your job application and to contact you from time to time for future employment opportunities. For further information on how Robert Half processes your personal information and how to access and correct your information, please read the Robert Half privacy notice: <a href="https://www.roberthalf.com/hk/en/privacy">https://www.roberthalf.com/hk/en/privacy</a>. Please do not submit any sensitive personal data to us in your resume (such as government ID numbers, ethnicity, gender, religion, marital status or trade union membership) as we do not collect your sensitive personal data at this time.</em></p><img src="https://counter.adcourier.com/TmljaG9sYXMueWV1bmcuNjk1MzkuMTA5MTVAcmhpaGsuYXBsaXRyYWsuY29t.gif">
Central and Western District, Central and Western District
remote
Contract
40000 - 50000HKD / Monthly
<p><strong><span style="text-decoration: underline;">The Company</span></strong></p><p>Are you passionate about ensuring regulatory compliance and driving excellence in quality assurance? Join a leading financial services organization as an <strong>Assistant Manager/Manager - AML Advisory (Contract)</strong> and play a vital role in safeguarding processes and operations while shaping the future of compliance testing frameworks.</p><p> </p><p>Our client is seeking a diligent and detail-oriented professional to join the Compliance AML team. In this role, you'll support the implementation, monitoring, and enhancement of the company's AML compliance controls to ensure full adherence to regulatory and internal requirements. From developing robust quality assurance frameworks to conducting in-depth data analysis, you'll be at the forefront of creating safer and more compliant operational processes.</p><p> </p><p> </p><p><strong><span style="text-decoration: underline;">The Role</span></strong></p><ul><li>Support the Compliance AML team lead in reviewing Anti-Money Laundering (AML) controls, ensuring compliance with all regulatory and internal requirements</li><li>Assist in developing and maintaining robust compliance testing frameworks.</li><li>Design comprehensive testing methodologies while implementing, maintaining, and enhancing QA programs to assess FCC process effectiveness across departments (e.g., name screening, customer due diligence, premium collection, transaction monitoring, and AML data quality).</li><li>Prepare detailed QA reports highlighting findings and actionable recommendations, ensuring deadlines are met. Follow up on management responses and remedial actions where necessary.</li></ul><p> </p><p> </p><p><strong><span style="text-decoration: underline;">Your Profile</span></strong></p><ul><li>Degree holder in Accounting, Business, Insurance, Risk Management, or related disciplines</li><li>Minimum 5 years or above experience working in the insurance industry, with a solid understanding of AML compliance requirements.</li><li>Familiar with relevant insurance-related legislation and regulatory environments in Hong Kong and Bermuda.</li><li>Hands-on experience with AML systems, data quality reviews, and AML-related data analysis. Programming knowledge in Python, VBA, or SQL is a strong advantage.</li><li>A detail-oriented individual with excellent problem-solving and research capabilities.</li><li>Strong interpersonal, presentation, and communication skills to foster relationships with stakeholders and address key compliance concerns</li></ul><p> </p><p> </p><p><strong><span style="text-decoration: underline;">Apply Today </span></strong></p><p>To apply online (Word attachment only), please click the 'Apply' button. Please note that only short-listed candidates will be contacted.</p><p> </p><p><em> </em></p><p><em>Reference No. 67010-0013294015</em></p><p><em>By clicking 'apply', you give your express consent that Robert Half may use your personal information to process your job application and to contact you from time to time for future employment opportunities. For further information on how Robert Half processes your personal information and how to access and correct your information, please read the Robert Half privacy notice: <a href="https://www.roberthalf.com/hk/en/privacy">https://www.roberthalf.com/hk/en/privacy</a>. Please do not submit any sensitive personal data to us in your resume (such as government ID numbers, ethnicity, gender, religion, marital status or trade union membership) as we do not collect your sensitive personal data at this time.</em></p><img src="https://counter.adcourier.com/TmljaG9sYXMueWV1bmcuMTA1MjYuMTA5MTVAcmhpaGsuYXBsaXRyYWsuY29t.gif">
Central and Western District, Central and Western District
remote
Contract
45000 - 50000HKD / Monthly
<p><span style="text-decoration: underline;"><strong>The Company</strong></span><br />Asset Mangement company in HK</p><p><span style="text-decoration: underline;"><strong>The Role</strong></span></p><ul><li>Monitor and interpret SFC and Insurance Authority regulations to ensure compliance in online distribution activities.</li><li>Advise design teams on creating effective selling frameworks and user interfaces for digital banking applications.</li><li>Draft and implement policies and procedures that align with regulatory requirements.</li><li>Conduct risk assessments to identify compliance vulnerabilities and recommend corrective actions.</li><li>Provide training and support to staff on compliance-related matters, focusing on sales suitability.</li></ul><p><span style="text-decoration: underline;"><strong>Your Profile</strong></span></p><ul><li>Bachelor's degree in Finance, Business Administration, Law, or a related field.</li><li>Proven experience in compliance within the financial services industry, specifically in online distribution of investment and insurance products.</li><li>Strong understanding of SFC and IA regulations.</li><li>Excellent writing and communication skills for drafting policies and procedures.</li><li>Ability to work collaboratively with various teams and stakeholders.</li><li>Knowledge of sales suitability practices is a distinct advantage.</li></ul><p><span style="text-decoration: underline;"><strong>Apply Today</strong></span> <br />To apply online (Word attachment only), please click the 'Apply' button. Please note that only short-listed candidates will be contacted.</p><p><em>By clicking 'apply', you give your express consent that Robert Half may use your personal information to process your job application and to contact you from time to time for future employment opportunities. For further information on how Robert Half processes your personal information and how to access and correct your information, please read the Robert Half privacy notice: <a href="https://www.roberthalf.com/hk/en/privacy">https://www.roberthalf.com/hk/en/privacy</a>. Please do not submit any sensitive personal data to us in your resume (such as government ID numbers, ethnicity, gender, religion, marital status or trade union membership) as we do not collect your sensitive personal data at this time.</em></p><img src="https://counter.adcourier.com/UmVteWEuRXJheWlsUG9vbmhlbi4zODUxNi4xMDkxNUByaGloay5hcGxpdHJhay5jb20.gif">
Central and Western District, Central and Western District
remote
Permanent
30000 - 40000HKD / Monthly
<p><strong><span style="text-decoration: underline;">The Company</span></strong></p><p>My client, a growing Private Equity, is seeking an Operations & Compliance Officer to join their dynamic team.</p><p> </p><p><strong><span style="text-decoration: underline;">The Role</span></strong><br />This role offers the opportunity to work closely with fund administrators, compliance professionals, and product teams, ensuring smooth operational processes and adherence to regulatory requirements.</p><p> </p><p><strong>Key Responsibilities:</strong></p><ul><li><strong>Fund Administration:</strong> Collaborate with fund administrators to handle payments, KYC processes, and ensure compliance with regulatory standards.</li><li><strong>Company Secretarial & Compliance Filing:</strong> Oversee economic substance filings, annual compliance submissions, and company secretarial duties.</li><li><strong>Document Management:</strong> Review and manage legal documents, including client account opening documentation and settlement agreements for derivatives.</li><li><strong>Client Services:</strong> Coordinate with brokers and client services teams to manage KYC requirements, payments, and client account operations.</li><li><strong>Compliance Oversight:</strong> Work with the compliance team to ensure adherence to regulations, support compliance audits, and address high-level compliance matters.</li><li><strong>Operational Support:</strong> Provide operational support for product teams, including assisting with fund setup and ensuring efficient processes for settlement and client account management.</li></ul><p> </p><p><span style="text-decoration: underline;"><strong>Your Profile</strong></span></p><p><strong>Requirements:</strong></p><ul><li>Bachelor's degree in Finance, Business Administration, Law, or related fields.</li><li>3-5+ years of experience in operations, compliance, or fund administration within the financial services industry.</li><li>Knowledge of KYC processes, economic substance filings, and company secretarial duties.</li><li>Attention to detail with excellent organizational and multitasking skills.</li><li>Ability to collaborate with cross-functional teams, including brokers, compliance heads, and product teams.</li><li>Fluency in English & Cantonese; Mandarin proficiency is a plus.</li></ul><p><strong>Why Joining?</strong></p><ul><li>Competitive salary package with career growth opportunities.</li><li>Exposure to diverse operational and compliance functions in a fast-paced financial environment.</li><li>Collaborative team culture with opportunities to work on high-level projects.</li></ul><p> </p><p><strong><span style="text-decoration: underline;">Apply Today </span></strong></p><p>To apply online (Word attachment only), please click the 'Apply' button. Please note that only short-listed candidates will be contacted.</p><p><em>Reference Number: 67010-0013203522</em></p><p><em>By clicking 'apply', you give your express consent that Robert Half may use your personal information to process your job application and to contact you from time to time for future employment opportunities. For further information on how Robert Half processes your personal information and how to access and correct your information, please read the Robert Half privacy notice: <a href="https://www.roberthalf.com/hk/en/privacy">https://www.roberthalf.com/hk/en/privacy</a>. Please do not submit any sensitive personal data to us in your resume (such as government ID numbers, ethnicity, gender, religion, marital status or trade union membership) as we do not collect your sensitive personal data at this time.</em></p><img src="https://counter.adcourier.com/S2VsbHkud29uZy40NDk0Ni4xMDkxNUByaGloay5hcGxpdHJhay5jb20.gif">
Central and Western District, Central and Western District
remote
Permanent
100000 - 130000HKD / Monthly
<p><strong>The Company</strong><br /> <br /> Our client is a Global Insurance firm and looking for a Compliance Director to join their Core Compliance team.<br /> <br /> <br /> <br /> <strong>The Role</strong><br /> <br /> <strong>Key Responsibilities and Qualifications</strong><br /> </p><ul><li>Provide compliance advisory support on product development, sales practices, and marketing materials</li><li>Design and implement compliance programs aligned with regulatory and internal requirements</li><li>Review new business initiatives, regulatory changes, and emerging compliance risks</li><li>Partner with business units to embed effective controls and regulatory processes</li><li>Conduct compliance reviews and provide clearance on product and sales materials</li><li>Support periodic compliance reports and annual corporate compliance exercises</li></ul><p><br /> <br /> <strong>Your Profile</strong><br /> </p><ul><li>Degree in Law, Accounting, or Finance</li><li>8+ years of compliance experience; 5+ in insurance/asset management preferred</li><li>Strong knowledge of life insurance compliance; ILAS experience is a plus</li><li>Experience engaging with regulators (IA, SFC)</li><li>Fluent in English and Chinese</li><li>Strong analytical, communication, and problem-solving skills</li><li>Self-motivated, detail-oriented, and able to work independently</li></ul><p><br /> <br /> <strong>Apply Today </strong><br /> <br /> To apply online (Word attachment only), please click the 'Apply' button. Please note that only short-listed candidates will be contacted.<br /> <br /> <br /> <br /> <em>Reference Number: 67010-0013292200</em><br /> </p><p><em>By clicking 'apply', you give your express consent that Robert Half may use your personal information to process your job application and to contact you from time to time for future employment opportunities. For further information on how Robert Half processes your personal information and how to access and correct your information, please read the Robert Half privacy notice: <a href="https://www.roberthalf.com/hk/en/privacy">https://www.roberthalf.com/hk/en/privacy</a>. Please do not submit any sensitive personal data to us in your resume (such as government ID numbers, ethnicity, gender, religion, marital status or trade union membership) as we do not collect your sensitive personal data at this time.</em></p><img src="https://counter.adcourier.com/amVzc2ljYS55ZXVuZy4zMzgwNi4xMDkxNUByaGloay5hcGxpdHJhay5jb20.gif">
Central and Western District, Central and Western District
remote
Permanent
50000 - 70000HKD / Monthly
<p><strong><span style="text-decoration: underline;">The Company</span></strong></p><p>Are you ready to take your expertise in compliance to the next level? Step into a dynamic role where you'll lead the charge in combating financial crimes, ensuring regulatory adherence, and fostering trust within a leading financial institution. Join our client as a <strong>Compliance Manager</strong> and help build a robust framework that protects customers and drives global excellence. If you're a forward-thinking professional with a passion for financial crime prevention, we want to hear from you!</p><p> </p><p><strong><span style="text-decoration: underline;">The Role</span></strong></p><ul><li>Formulate and regularly update the financial crime control policies, ensuring compliance with relevant laws and internal requirements.</li><li>Interpret financial crime-related laws and provide expert consulting services for the regulations</li><li>Coordinate and conduct comprehensive money laundering risk assessments for various units, subsidiaries, branches, and regions.</li><li>Review and approve enhanced due diligence (EDD) for high-risk customers, ensuring adherence to regulatory standards.</li><li>Perform pre-launch due diligence for new products/businesses and conduct ongoing assessments of existing offerings.</li><li>Develop and implement effective AML control systems while addressing inspection findings from regulatory agencies, audits, and internal reviews.</li><li>Design and deliver annual financial crime compliance training plans tailored to the needs of various business units.</li></ul><p> </p><p><strong><span style="text-decoration: underline;">Your Profile</span></strong></p><ul><li>Bachelor's degree or higher in Law, Risk Management, Business Administration, or related disciplines. Relevant qualifications such as CAMS, AAMLP, CAMLP, FRM, CPA, or ACCA are a plus.</li><li>5-8 years of experience in anti-money laundering (AML), audit, banking operations, or internal control within the banking or financial sectors.</li><li>Knowledge or experience in artificial intelligence, machine learning, or compliance-related technologies is preferred.</li><li>Excellent interpersonal, written, and spoken communication abilities in English; proficiency in Chinese and Mandarin is highly desirable.</li><li>Strong analytical skills and the ability to work independently to deliver high-quality, detail-oriented output.</li><li>Immediately available is highly preferred</li></ul><p> </p><p><strong><span style="text-decoration: underline;">Apply Today </span></strong></p><p>To apply online (Word attachment only), please click the 'Apply' button. Please note that only short-listed candidates will be contacted.</p><p> </p><p><em>Reference Number: 67010-0013303948</em></p><p><em>By clicking 'apply', you give your express consent that Robert Half may use your personal information to process your job application and to contact you from time to time for future employment opportunities. For further information on how Robert Half processes your personal information and how to access and correct your information, please read the Robert Half privacy notice: <a href="https://www.roberthalf.com/hk/en/privacy">https://www.roberthalf.com/hk/en/privacy</a>. Please do not submit any sensitive personal data to us in your resume (such as government ID numbers, ethnicity, gender, religion, marital status or trade union membership) as we do not collect your sensitive personal data at this time.</em></p><img src="https://counter.adcourier.com/TmljaG9sYXMueWV1bmcuOTYzNTcuMTA5MTVAcmhpaGsuYXBsaXRyYWsuY29t.gif">
<p><span style="text-decoration: underline;"><strong>The Company</strong></span></p><p>My client is looking for an AML Director to join their local Hong Kong office. </p><p> </p><p><span style="text-decoration: underline;"><strong>The Role</strong></span></p><p><strong>Job Purpose:</strong></p><p>The Director of AML Compliance will establish and lead the Anti-Money Laundering (AML) framework for the local operations of our global life insurance company. This strategic role ensures compliance with local AML regulations, group policies, and international standards while protecting the organization from financial crime risks. The position serves as the designated Money Laundering Reporting Officer (MLRO) for the local jurisdiction.</p><p> </p><p><strong>Key Responsibilities:</strong></p><ol><li><strong> AML Program Leadership:</strong></li></ol><ul><li>Develop, implement and maintain a comprehensive AML/CFT program aligned with local regulations (e.g., MAS, HKMA, FCA) and group standards</li><li>Serve as the appointed MLRO and primary liaison with financial intelligence units and regulators</li><li>Establish risk-based AML policies covering customer due diligence, transaction monitoring, and suspicious activity reporting</li></ul><ol start="2"><li><strong> Risk Management & Controls:</strong></li></ol><ul><li>Conduct regular AML risk assessments across all business lines and products</li><li>Oversee the customer onboarding framework including KYC, CDD and EDD processes</li><li>Implement and enhance transaction monitoring systems to detect suspicious activities</li><li>Lead investigations into potential money laundering or terrorist financing cases</li></ul><ol start="3"><li><strong> Regulatory Compliance & Reporting:</strong></li></ol><ul><li>Ensure timely filing of suspicious transaction reports (STRs) with financial intelligence units</li><li>Manage regulatory inspections and audits related to AML compliance</li><li>Monitor evolving AML regulations and implement necessary policy changes</li><li>Prepare and present AML compliance reports to senior management and board committees</li></ul><ol start="4"><li><strong> Stakeholder Engagement:</strong></li></ol><ul><li>Collaborate with business units to embed AML controls in products and processes</li><li>Partner with Group Financial Crime teams to align local practices with global standards</li><li>Interface with law enforcement and regulatory bodies on AML matters</li></ul><ol start="5"><li><strong> Training & Culture:</strong></li></ol><ul><li>Develop and deliver targeted AML training programs for employees at all levels</li><li>Promote a strong compliance culture through awareness initiatives</li><li>Provide specialized training for high-risk departments and senior management</li></ul><p> </p><p><span style="text-decoration: underline;"><strong>Your Profile</strong></span></p><p><strong>Qualifications & Experience:</strong></p><p><strong>Education:</strong></p><ul><li>Bachelor's degree in Law, Finance, Business or related field</li><li>Advanced degree or professional certification preferred (CAMS, ICA Diploma)</li></ul><p><strong>Experience:</strong></p><ul><li>10+ years in AML compliance within financial services, with at least 5 years in insurance</li><li>Deep expertise in local AML regulations and international standards (FATF recommendations)</li><li>Experience with insurance-specific AML risks (e.g., high-value policies, third-party distributions)</li></ul><p><strong>Skills:</strong></p><ul><li>Strong leadership and people management capabilities</li><li>Excellent analytical and investigative skills</li><li>Ability to communicate complex regulatory requirements effectively</li><li>Fluency in Chinese and English</li></ul><p> </p><p><strong><span style="text-decoration: underline;">Apply Today </span></strong></p><p>To apply online (Word attachment only), please click the 'Apply' button. Please note that only short-listed candidates will be contacted.</p><p><em>Reference Number: 67010-0013278061</em></p><p><em>By clicking 'apply', you give your express consent that Robert Half may use your personal information to process your job application and to contact you from time to time for future employment opportunities. For further information on how Robert Half processes your personal information and how to access and correct your information, please read the Robert Half privacy notice: <a href="https://www.roberthalf.com/hk/en/privacy">https://www.roberthalf.com/hk/en/privacy</a>. Please do not submit any sensitive personal data to us in your resume (such as government ID numbers, ethnicity, gender, religion, marital status or trade union membership) as we do not collect your sensitive personal data at this time.</em></p><img src="https://counter.adcourier.com/S2ltYmVybHkuY2hhbi41MzYzMi4xMDkxNUByaGloay5hcGxpdHJhay5jb20.gif">
