1 results for Product Compliance Director Section Head Investment Bank Brokerage in Hong Kong
Team Lead, General Compliance<p><span style="text-decoration: underline;"><strong>The Company</strong></span><br />My client is a leading bank in Hong Kong.</p><p><br /><span style="text-decoration: underline;"><strong>The Role</strong></span></p><p>* Lead and supervise a team of compliance professionals, providing guidance and support as needed. <br />* Develop and implement compliance strategies to ensure adherence to regulatory requirements. <br />* Conduct regular audits and reviews to assess compliance levels within the organization. <br />* Collaborate with other departments to address compliance issues and implement corrective actions. <br />* Stay up-to-date on regulatory changes and ensure team members are informed and trained accordingly. <br />* Prepare and present compliance reports to senior management and regulatory authorities. <br />* Foster a culture of compliance awareness and ethical behavior within the team and the organization. <br />* Handle escalated compliance issues and provide resolution in a timely manner. <br />Participate in industry forums and conferences to stay informed about best practices and trends in compliance.</p><p> </p><p><span style="text-decoration: underline;"><strong>Your Profile</strong></span></p><p>* Bachelor's degree in Business, Finance, Law, or related field. Advanced degree or certification in compliance is a plus. <br />* Minimum of 8 years of experience in compliance within the banking or financial services industry. <br />* Strong knowledge of regulatory requirements and best practices in compliance management. <br />* Proven leadership skills with the ability to motivate and mentor team members.</p><p> </p><p><span style="text-decoration: underline;"><strong>Apply Today</strong></span> <br />To apply online (Word attachment only), please click the 'Apply' button or drop me your resume to [email protected] . Please note that only short-listed candidates will be contacted.</p><p> </p><p><em>Reference no.: 67010-0013135207</em></p><p><em>By clicking 'apply', you give your express consent that Robert Half may use your personal information to process your job application and to contact you from time to time for future employment opportunities. For further information on how Robert Half processes your personal information and how to access and correct your information, please read the Robert Half privacy notice: https://www.roberthalf.com.hk/privacy-statement. Please do not submit any sensitive personal data to us in your resume (such as government ID numbers, ethnicity, gender, religion, marital status or trade union membership) as we do not collect your sensitive personal data at this time.</em></p><img src="https://counter.adcourier.com/QWRhLkNoZXVuZy4wNDA5My4xMDkxNUByaGloay5hcGxpdHJhay5jb20.gif">