8 results for Corporate Actions Associate in Hong Kong

Chinese investment bank - Associate, Trade support (up to 50K)

Central and Western District, Central and Western District
remote
Permanent
30000 - 50000 HKD / Monthly
The CompanyOur client is a leading Chinese investment bank seeking a highly independent and technically adept professional to join their Trade Operations team. This role will provide operational support across a diverse range of asset classes, including Equities, Fixed Income, and OTC Derivatives. The ideal candidate will play a key role in ensuring accurate trade capture, and effective lifecycle management, while collaborating with both internal stakeholders and external partners in a fast-paced, dynamic environment. This is an excellent opportunity for an individual looking to advance their career within a top-tier financial institution renowned for its commitment to operational excellence. The Role<ul><li>Trade Support: Manage the trade lifecycle for various financial instruments across multiple asset classes.</li><li>Cash Flow Validation: Validate cash flows including performance metrics, funding interest, and product-related events.</li><li>Desk Coordination: Coordinate with Sales and Trading teams to address ad-hoc requests and resolve trade-related inquiries.</li><li>Client Collaboration: Collaborate with clients and external stakeholders to ensure timely and accurate daily deliverables.</li><li>Corporate Actions: Process corporate actions and oversee post-trade lifecycle events to maintain transaction integrity.</li><li>Risk Mitigation: Mitigate operational risks by implementing strong controls and effective daily operations management.</li><li>Technology Support: Support technology initiatives by assisting in the implementation of new processing platforms and system upgrades.</li><li>Product Approval: Contribute to the New Product Approval process by providing operational insights and feasibility assessments.</li><li>Interdepartmental Liaison: Liaise with internal departments such as Audit, Finance, Product Control, and Risk to ensure accurate trade capture and compliance.</li><li>Exception Management: Control trade processing workflows by reconciling discrepancies and resolving exceptions promptly.</li><li>Data Management: Maintain accurate setup of product static data and client accounts to support operational efficiency.</li></ul> Your Profile<ul><li>5-10 years of experience in Middle Office or Trade Support functions.</li><li>Solid understanding of the front-to-back trade lifecycle.</li><li>Good Excel is highly preferred.</li><li>Strong focus on control and proven success within Operations teams.</li><li>Ability to work efficiently under pressure and meet tight deadlines in a fast-paced environment.</li><li>Excellent organizational, communication, and prioritization skills.</li><li>Proactive mindset with a strong sense of ownership and accountability.</li></ul> Apply Today To apply online (Word attachment only), please click the 'Apply' button. Please note that only short-listed candidates will be contacted.Reference Number: 67010-0013272396By clicking 'apply', you give your express consent that Robert Half may use your personal information to process your job application and to contact you from time to time for future employment opportunities. For further information on how Robert Half processes your personal information and how to access and correct your information, please read the Robert Half privacy notice: <a href="https://www.roberthalf.com/hk/en/privacy">https://www.roberthalf.com/hk/en/privacy</a>. Please do not submit any sensitive personal data to us in your resume (such as government ID numbers, ethnicity, gender, religion, marital status or trade union membership) as we do not collect your sensitive personal data at this time.<img src="https://counter.adcourier.com/QW5keS5jaG93LjUwNDA5LjEwOTE1QHJoaWhrLmFwbGl0cmFrLmNvbQ.gif">
2025-09-05T07:06:55Z

Investment Associate - Private Equity focus

Central and Western District, Central and Western District
remote
Permanent
40000 - 45000 HKD / Monthly
The CompanyThis is a unique opportunity to contribute to a well-established investment advisory team with a focus on private equity strategies. The role offers a balanced work-life environment, competitive compensation, and a structured career progression path. The Role<ul><li>Conduct post-investment monitoring activities, including tracking fund performance, preparing dashboards, reports, investment memos, and meeting notes.</li><li>Support sourcing and evaluation of new General Partners (GPs) and funds.</li><li>Assist in the GP selection process, including onsite due diligence for new investments.</li><li>Conduct semi-annual market research to identify investment trends and opportunities.</li><li>Collaborate with senior team members to develop investment strategies for specific regions or sectors.</li><li>Analyze potential fund investments, prepare peer comparisons, and assist in developing investment recommendations.</li><li>Coordinate subscription processes and liaise with Tokyo HQ on investment committee procedures.</li><li>Monitor ongoing fund investments, including capital calls, distributions, and portfolio financial performance.</li><li>Prepare presentations on fund performance as needed.</li><li>Attend investor conferences and one-on-one meetings with external managers.</li><li>Prepare meeting memos for internal circulation.</li><li>Participate in regular internal meetings and provide support to senior team members as needed.</li></ul> Your Profile<ul><li>2-3 years of experience in private equity-related investment, equity research, asset management, consulting, investment advisory, or family office.</li><li>Candidates with private equity fund exposure or fund-of-funds experience are preferred</li><li>Professional designations such as CFA, CAIA, CPA, or CA are advantageous</li><li>Bachelor's Degree or above, MBA or equivalent degree is an asset.</li></ul> Apply Today To apply online (Word attachment only), please click the 'Apply' button. Please note that only short-listed candidates will be contacted. Reference No. 67010-0013287797By clicking 'apply', you give your express consent that Robert Half may use your personal information to process your job application and to contact you from time to time for future employment opportunities. For further information on how Robert Half processes your personal information and how to access and correct your information, please read the Robert Half privacy notice: <a href="https://www.roberthalf.com/hk/en/privacy">https://www.roberthalf.com/hk/en/privacy</a>. Please do not submit any sensitive personal data to us in your resume (such as government ID numbers, ethnicity, gender, religion, marital status or trade union membership) as we do not collect your sensitive personal data at this time.<img src="https://counter.adcourier.com/S2VsbHkud29uZy44NDkwMC4xMDkxNUByaGloay5hcGxpdHJhay5jb20.gif">
2025-09-01T07:45:10Z

Ast Finance Manager, Business Finance

Central and Western District, Central and Western District
remote
Contract
40000 - 55000 HKD / Monthly
The CompanyOur client is seeking a highly skilled and motivated Finance person to play a key role within a direct business team at a leading financial organization. This is an opportunity for a professional with a strong background in financial planning and data analytics, eager to influence decision-making at the highest levels. As part of the role, you will drive strategic business planning, sales performance evaluation, and financial analysis, while supporting the implementation of actionable strategies. Collaborating closely with the senior management team, you will be integral to create value and deliver insights in a fast-moving and competitive market. The Role<ul><li>Drive planning processes including sales performance tracking, compensation scheme development, P&L management, and payroll oversight for the Direct Business division.</li><li>Analyze performance metrics, forecast financial outcomes, prepare budgets, identify opportunities and threats, propose action plans, and present findings to senior leaders</li><li>Partner with the Finance team to ensure KPI achievements, revenue optimization, and expense control, driving the desired Internal Rate of Return (IRR) for the business model.</li><li>Create regular, actionable reports and dashboards that track performance trends and uncover operational improvement opportunities. Present monthly strategy decks to senior executives.</li><li>Design and manage sales incentive structures, complete compensation calculations, and ensure alignment between performance and reward.</li><li>Set up controls to ensure data accuracy, complete financial evaluations, and proactively mitigate risks associated with sales campaigns and business operations.</li><li>Build and maintain robust data pipelines and dashboards while defining KPIs, enabling data-driven decision-making across various functional teams.</li></ul>Your Profile<ul><li>A bachelor's degree in finance, Business Administration, or related disciplines; a major in Finance is preferred.</li><li>5+ years of experience in financial or business planning within the financial, insurance, wealth management background, with a year or more in management consulting highly desirable.</li><li>Advanced skills in MS Office (Excel, PowerPoint, VBA, Access), alongside proficiency in SQL, Python, and Power BI for data analysis and visualization.</li><li>Ability to analyze complex data and extract meaningful insights to recommend business improvements.</li><li>Fluency in English (written and verbal), coupled with the ability to develop compelling stories and present insights to senior management.</li><li>Results-driven, highly organized, and comfortable working under tight deadlines and competing priorities.</li></ul> Apply Today To apply online (Word attachment only), please click the 'Apply' button. Please note that only short-listed candidates will be contacted. Reference Number: 67010-0013282900By clicking 'apply', you give your express consent that Robert Half may use your personal information to process your job application and to contact you from time to time for future employment opportunities. For further information on how Robert Half processes your personal information and how to access and correct your information, please read the Robert Half privacy notice: <a href="https://www.roberthalf.com/hk/en/privacy">https://www.roberthalf.com/hk/en/privacy</a>. Please do not submit any sensitive personal data to us in your resume (such as government ID numbers, ethnicity, gender, religion, marital status or trade union membership) as we do not collect your sensitive personal data at this time.<img src="https://counter.adcourier.com/TmljaG9sYXMueWV1bmcuNDM5NDguMTA5MTVAcmhpaGsuYXBsaXRyYWsuY29t.gif">
2025-08-19T09:02:07Z

AML Advisory Officer, (Contract)

Central and Western District, Central and Western District
remote
Contract
25000 - 30000 HKD / Monthly
The CompanyAre you ready to take your career to the next level in the financial industry? Join a dynamic team as an AML Advisory Officer and play a crucial role in ensuring compliance and due diligence for our valued clients. Our client a fast growing financial institution company is looking for a detail-oriented and collaborative professional to join our team as a AML Advisory Officer. In this role, you will support key compliance efforts by conducting name screenings, assessing alerts, gathering KYC documentation, and ensuring adherence to customer due diligence standards. This is a fantastic opportunity to develop your expertise in AML/KYC processes and make a meaningful impact within a leading financial institution. The Role<ul><li>Conduct name screenings on clients and their connected parties to identify AML risks and ensure compliance with regulatory standards.</li><li>Perform necessary analysis on potential alerts brought to light during name screening activities.</li><li>Partner with internal teams and stakeholders to collect KYC-related information and documentation.</li><li>Conduct thorough customer due diligence by reviewing comprehensive documentation and performing KYC periodic reviews.</li></ul> Your Profile<ul><li>Bachelor's degree in a relevant field such as Business, Law, Finance, Economics, or related disciplines.</li><li>1-2 years or above of banking or insurance experience in conducting name screenings, with familiarity in KYC processes.</li><li>Strong understanding of KYC documentation for Financial Institutions (FI), Non-Bank Financial Institutions (NBFI), and corporate entities.</li><li>Experience in AML System is a big plus</li><li>Excellent interpersonal skills, a team player, and highly detail oriented.</li><li>Proficiency in MS Office and strong written English for effective communication and reporting.</li></ul> Apply Today To apply online (Word attachment only), please click the 'Apply' button. Please note that only short-listed candidates will be contacted. Reference Number: 67010-0013303959 By clicking 'apply', you give your express consent that Robert Half may use your personal information to process your job application and to contact you from time to time for future employment opportunities. For further information on how Robert Half processes your personal information and how to access and correct your information, please read the Robert Half privacy notice: <a href="https://www.roberthalf.com/hk/en/privacy">https://www.roberthalf.com/hk/en/privacy</a>. Please do not submit any sensitive personal data to us in your resume (such as government ID numbers, ethnicity, gender, religion, marital status or trade union membership) as we do not collect your sensitive personal data at this time.<img src="https://counter.adcourier.com/TmljaG9sYXMueWV1bmcuNDAxNDkuMTA5MTVAcmhpaGsuYXBsaXRyYWsuY29t.gif">
2025-09-23T09:31:27Z

AML Advisory Officer, (Contract)

Central and Western District, Central and Western District
remote
Contract
25000 - 30000 HKD / Monthly
The CompanyAre you ready to take your career to the next level in the financial industry? Join a dynamic team as an AML Advisory Officer and play a crucial role in ensuring compliance and due diligence for our valued clients. Our client a fast growing financial institution company is looking for a detail-oriented and collaborative professional to join our team as a AML Advisory Officer. In this role, you will support key compliance efforts by conducting name screenings, assessing alerts, gathering KYC documentation, and ensuring adherence to customer due diligence standards. This is a fantastic opportunity to develop your expertise in AML/KYC processes and make a meaningful impact within a leading financial institution. The Role<ul><li>Conduct name screenings on clients and their connected parties to identify AML risks and ensure compliance with regulatory standards.</li><li>Perform necessary analysis on potential alerts brought to light during name screening activities.</li><li>Partner with internal teams and stakeholders to collect KYC-related information and documentation.</li><li>Conduct thorough customer due diligence by reviewing comprehensive documentation and performing KYC periodic reviews.</li></ul> Your Profile<ul><li>Bachelor's degree in a relevant field such as Business, Law, Finance, Economics, or related disciplines.</li><li>1-2 years or above of banking or insurance experience in conducting name screenings, with familiarity in KYC processes.</li><li>Strong understanding of KYC documentation for Financial Institutions (FI), Non-Bank Financial Institutions (NBFI), and corporate entities.</li><li>Experience in AML System is a big plus</li><li>Excellent interpersonal skills, a team player, and highly detail oriented.</li><li>Proficiency in MS Office and strong written English for effective communication and reporting.</li></ul> Apply Today To apply online (Word attachment only), please click the 'Apply' button. Please note that only short-listed candidates will be contacted. Reference No. 67010-0013296662By clicking 'apply', you give your express consent that Robert Half may use your personal information to process your job application and to contact you from time to time for future employment opportunities. For further information on how Robert Half processes your personal information and how to access and correct your information, please read the Robert Half privacy notice: <a href="https://www.roberthalf.com/hk/en/privacy">https://www.roberthalf.com/hk/en/privacy</a>. Please do not submit any sensitive personal data to us in your resume (such as government ID numbers, ethnicity, gender, religion, marital status or trade union membership) as we do not collect your sensitive personal data at this time.<img src="https://counter.adcourier.com/TmljaG9sYXMueWV1bmcuMTM2MTUuMTA5MTVAcmhpaGsuYXBsaXRyYWsuY29t.gif">
2025-09-12T01:24:33Z

Compliance Officer (Second Line) - Contract

Hong Kong,
remote
Contract
20000 - 30000 HKD / Monthly
The CompanyAre you ready to be a champion of compliance in the dynamic world of financial services, wealth management? Join our client's team as a Compliance Officer and make a meaningful impact by ensuring regulatory excellence, safeguarding trust, and navigating the evolving landscape of AML/CFT compliance. If you thrive on building robust controls, mitigating risks, and promoting ethical practices, this role is tailor-made for you. The Role<ul><li>Conduct Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD) processes, including reviews for high-risk customers and risk assessments.</li><li>Act as a trusted advisor to internal teams by providing expert guidance on AML/CFT regulations, policies, and procedures.</li><li>Assist in the development and implementation of effective AML/CFT policies, procedures, and control frameworks.</li><li>Prepare detailed reports for senior management and regulatory entities on compliance activities and findings.</li><li>Stay updated on the latest AML regulations, emerging risks, and industry best practices to deliver proactive recommendations.</li><li>Evaluate and monitor transaction activity of high-risk users, ensuring compliance with established business rules.</li><li>Lead AML-related initiatives and provide guidance on Know Your Customer (KYC), AML, and EDD procedures.</li></ul> Your Profile<ul><li>Bachelor's degree or higher, preferably in Business Management or a related discipline.</li><li>3-5+ years of experience in AML/CFT compliance, with strong knowledge of related regulations and guidelines.</li><li>Relevant certifications such as Associate AML Professional (AAMLP) or Certified AML Professional (CAMLP) are advantageous.</li><li>Proficient in AML-related legislation and regulations.</li><li>Excellent leadership, communication, organizational, and problem-solving skills.</li><li>Self-motivated, well-organized, and capable of working independently while managing multiple priorities.</li></ul> Apply Today To apply online (Word attachment only), please click the 'Apply' button. Please note that only short-listed candidates will be contacted. Reference Number: 67010-0013303947 By clicking 'apply', you give your express consent that Robert Half may use your personal information to process your job application and to contact you from time to time for future employment opportunities. For further information on how Robert Half processes your personal information and how to access and correct your information, please read the Robert Half privacy notice: <a href="https://www.roberthalf.com/hk/en/privacy">https://www.roberthalf.com/hk/en/privacy</a>. Please do not submit any sensitive personal data to us in your resume (such as government ID numbers, ethnicity, gender, religion, marital status or trade union membership) as we do not collect your sensitive personal data at this time.<img src="https://counter.adcourier.com/TmljaG9sYXMueWV1bmcuNjk1MzkuMTA5MTVAcmhpaGsuYXBsaXRyYWsuY29t.gif">
2025-09-23T09:11:44Z

AML Advisory Manager, (Contract)

Central and Western District, Central and Western District
remote
Contract
40000 - 50000 HKD / Monthly
The CompanyAre you passionate about ensuring regulatory compliance and driving excellence in quality assurance? Join a leading financial services organization as an Assistant Manager/Manager - AML Advisory (Contract) and play a vital role in safeguarding processes and operations while shaping the future of compliance testing frameworks. Our client is seeking a diligent and detail-oriented professional to join the Compliance AML team. In this role, you'll support the implementation, monitoring, and enhancement of the company's AML compliance controls to ensure full adherence to regulatory and internal requirements. From developing robust quality assurance frameworks to conducting in-depth data analysis, you'll be at the forefront of creating safer and more compliant operational processes. The Role<ul><li>Support the Compliance AML team lead in reviewing Anti-Money Laundering (AML) controls, ensuring compliance with all regulatory and internal requirements</li><li>Assist in developing and maintaining robust compliance testing frameworks.</li><li>Design comprehensive testing methodologies while implementing, maintaining, and enhancing QA programs to assess FCC process effectiveness across departments (e.g., name screening, customer due diligence, premium collection, transaction monitoring, and AML data quality).</li><li>Prepare detailed QA reports highlighting findings and actionable recommendations, ensuring deadlines are met. Follow up on management responses and remedial actions where necessary.</li></ul> Your Profile<ul><li>Degree holder in Accounting, Business, Insurance, Risk Management, or related disciplines</li><li>Minimum 5 years or above experience working in the insurance industry, with a solid understanding of AML compliance requirements.</li><li>Familiar with relevant insurance-related legislation and regulatory environments in Hong Kong and Bermuda.</li><li>Hands-on experience with AML systems, data quality reviews, and AML-related data analysis. Programming knowledge in Python, VBA, or SQL is a strong advantage.</li><li>A detail-oriented individual with excellent problem-solving and research capabilities.</li><li>Strong interpersonal, presentation, and communication skills to foster relationships with stakeholders and address key compliance concerns</li></ul> Apply Today To apply online (Word attachment only), please click the 'Apply' button. Please note that only short-listed candidates will be contacted. Reference No. 67010-0013294015By clicking 'apply', you give your express consent that Robert Half may use your personal information to process your job application and to contact you from time to time for future employment opportunities. For further information on how Robert Half processes your personal information and how to access and correct your information, please read the Robert Half privacy notice: <a href="https://www.roberthalf.com/hk/en/privacy">https://www.roberthalf.com/hk/en/privacy</a>. Please do not submit any sensitive personal data to us in your resume (such as government ID numbers, ethnicity, gender, religion, marital status or trade union membership) as we do not collect your sensitive personal data at this time.<img src="https://counter.adcourier.com/TmljaG9sYXMueWV1bmcuMTA1MjYuMTA5MTVAcmhpaGsuYXBsaXRyYWsuY29t.gif">
2025-09-09T01:21:07Z

Director - AML Compliance (Life Insurance) - up to 1.5m

Hong Kong,
remote
Permanent
100000 - 125000 HKD / Monthly
The CompanyMy client is looking for an AML Director to join their local Hong Kong office. The RoleJob Purpose:The Director of AML Compliance will establish and lead the Anti-Money Laundering (AML) framework for the local operations of our global life insurance company. This strategic role ensures compliance with local AML regulations, group policies, and international standards while protecting the organization from financial crime risks. The position serves as the designated Money Laundering Reporting Officer (MLRO) for the local jurisdiction. Key Responsibilities:<ol><li> AML Program Leadership:</li></ol><ul><li>Develop, implement and maintain a comprehensive AML/CFT program aligned with local regulations (e.g., MAS, HKMA, FCA) and group standards</li><li>Serve as the appointed MLRO and primary liaison with financial intelligence units and regulators</li><li>Establish risk-based AML policies covering customer due diligence, transaction monitoring, and suspicious activity reporting</li></ul><ol start="2"><li> Risk Management & Controls:</li></ol><ul><li>Conduct regular AML risk assessments across all business lines and products</li><li>Oversee the customer onboarding framework including KYC, CDD and EDD processes</li><li>Implement and enhance transaction monitoring systems to detect suspicious activities</li><li>Lead investigations into potential money laundering or terrorist financing cases</li></ul><ol start="3"><li> Regulatory Compliance & Reporting:</li></ol><ul><li>Ensure timely filing of suspicious transaction reports (STRs) with financial intelligence units</li><li>Manage regulatory inspections and audits related to AML compliance</li><li>Monitor evolving AML regulations and implement necessary policy changes</li><li>Prepare and present AML compliance reports to senior management and board committees</li></ul><ol start="4"><li> Stakeholder Engagement:</li></ol><ul><li>Collaborate with business units to embed AML controls in products and processes</li><li>Partner with Group Financial Crime teams to align local practices with global standards</li><li>Interface with law enforcement and regulatory bodies on AML matters</li></ul><ol start="5"><li> Training & Culture:</li></ol><ul><li>Develop and deliver targeted AML training programs for employees at all levels</li><li>Promote a strong compliance culture through awareness initiatives</li><li>Provide specialized training for high-risk departments and senior management</li></ul> Your ProfileQualifications & Experience:Education:<ul><li>Bachelor's degree in Law, Finance, Business or related field</li><li>Advanced degree or professional certification preferred (CAMS, ICA Diploma)</li></ul>Experience:<ul><li>10+ years in AML compliance within financial services, with at least 5 years in insurance</li><li>Deep expertise in local AML regulations and international standards (FATF recommendations)</li><li>Experience with insurance-specific AML risks (e.g., high-value policies, third-party distributions)</li></ul>Skills:<ul><li>Strong leadership and people management capabilities</li><li>Excellent analytical and investigative skills</li><li>Ability to communicate complex regulatory requirements effectively</li><li>Fluency in Chinese and English</li></ul> Apply Today To apply online (Word attachment only), please click the 'Apply' button. Please note that only short-listed candidates will be contacted.Reference Number: 67010-0013278061By clicking 'apply', you give your express consent that Robert Half may use your personal information to process your job application and to contact you from time to time for future employment opportunities. For further information on how Robert Half processes your personal information and how to access and correct your information, please read the Robert Half privacy notice: <a href="https://www.roberthalf.com/hk/en/privacy">https://www.roberthalf.com/hk/en/privacy</a>. Please do not submit any sensitive personal data to us in your resume (such as government ID numbers, ethnicity, gender, religion, marital status or trade union membership) as we do not collect your sensitive personal data at this time.<img src="https://counter.adcourier.com/S2ltYmVybHkuY2hhbi41MzYzMi4xMDkxNUByaGloay5hcGxpdHJhay5jb20.gif">
2025-08-11T09:16:45Z