8 results for General Compliance Associate Asset Management jobs

Compliance Associate- Global Hedge Fund

Hong Kong,
remote
Permanent
50000 - 70000 HKD / Monthly
The CompanyMy client is a Global Hedge Fund that is looking to hire a Compliance Analyst to join its expanding team in Asia. The Role <ul><li>Manage licensing applications, regulatory filings, and periodic compliance reporting.</li><li>Assist in developing, implementing, and maintaining the Group's compliance framework and policies.</li><li>Perform trade monitoring and surveillance to identify and prevent market abuse, insider trading, and regulatory breaches.</li><li>Investigate trade surveillance alerts, resolve routine exceptions, and escalate high-risk issues to key stakeholders.</li><li>Support regional initiatives, including system implementations, UAT, and the launch of new investment products.</li><li>Coordinate ad-hoc regulatory inspections, inquiries, and information requests.</li></ul> Your Profile<ul><li>Bachelor's degree in Business, Finance, Law, or a related discipline.</li><li>Minimum 2 years of compliance experience, ideally within a brokerage or asset management firm.</li><li>Strong analytical, problem-solving, and risk-identification skills with high attention to detail.</li><li>Effective communication and interpersonal skills to collaborate across regional teams and stakeholders.</li><li>Proven ability to prioritize tasks, manage tight deadlines, and thrive in a fast-paced environment.</li><li>Proficiency in MS Office (especially Excel) and financial tools such as Bloomberg.</li></ul> Apply Today To apply online (Word attachment only), please click the 'Apply' button. Please note that only short-listed candidates will be contacted. Reference Number: 67010-0013510395By clicking 'apply', you give your express consent that Robert Half may use your personal information to process your job application and to contact you from time to time for future employment opportunities. For further information on how Robert Half processes your personal information and how to access and correct your information, please read the Robert Half privacy notice: <a href="https://www.roberthalf.com/hk/en/privacy">https://www.roberthalf.com/hk/en/privacy</a>. Please do not submit any sensitive personal data to us in your resume (such as government ID numbers, ethnicity, gender, religion, marital status or trade union membership) as we do not collect your sensitive personal data at this time.<img src="https://counter.adcourier.com/amVzc2ljYS55ZXVuZy43NTYwNi4xMDkxNUByaGloay5hcGxpdHJhay5jb20.gif">
2026-09-21T09:15:01Z

Compliance Manager (Asset Management)

Hong Kong,
remote
Permanent
60000 - 80000 HKD / Monthly
The Role<ul><li>Act as a hands-on member of the Compliance team, supporting the day-to-day compliance function and ensuring the firm's business activities adhere to applicable regulatory requirements and internal policies.</li><li>Review and approve marketing and promotional materials to ensure compliance with relevant regulatory requirements, including SFC regulations, advertising guidelines, and internal compliance standards.</li><li>Assist in the development, implementation, and ongoing maintenance of KYC/AML policies and procedures, while providing guidance and support to business stakeholders on client due diligence and onboarding matters.</li><li>Conduct reviews of client onboarding documentation, KYC records, and due diligence materials to ensure completeness, accuracy, and compliance with regulatory requirements.</li><li>Support the preparation of responses to regulatory inquiries, inspections, and information requests from regulators and external parties, and assist in monitoring regulatory developments and compliance obligations.</li><li>Participate in compliance monitoring, regulatory filings, policy updates, compliance training initiatives, and other ad hoc compliance projects and assignments as required by management.</li></ul> Your Profile<ul><li>Bachelor's degree in Law, Finance, Accounting, Business Administration, or related discipline.</li><li>Minimum 5-8 years of compliance experience within asset management, hedge fund, private equity, or investment management firms.</li><li>Strong knowledge of SFC regulations</li><li>Hands-on experience handling SFC inspections, licensing matters, regulatory filings, and compliance monitoring programs.</li><li>Familiarity with investor onboarding, institutional investor due diligence, compliance questionnaires, and fund-related compliance matters.</li><li>Excellent communication and stakeholder management skills with the ability to liaise directly with investors, regulators, and senior management.</li><li>Fluency in English required; Chinese (Cantonese and/or Mandarin) is an advantage.</li></ul> Apply Today To apply online (Word attachment only), please click the 'Apply' button. Please note that only short-listed candidates will be contacted. Reference Number: 67010-0013495302 By clicking 'apply', you give your express consent that Robert Half may use your personal information to process your job application and to contact you from time to time for future employment opportunities. For further information on how Robert Half processes your personal information and how to access and correct your information, please read the Robert Half privacy notice: <a href="https://www.roberthalf.com/hk/en/privacy">https://www.roberthalf.com/hk/en/privacy</a>. Please do not submit any sensitive personal data to us in your resume (such as government ID numbers, ethnicity, gender, religion, marital status or trade union membership) as we do not collect your sensitive personal data at this time.<img src="https://counter.adcourier.com/RGVyZWsuTmdhaS42NDM2NS4xMDkxNUByaGloay5hcGxpdHJhay5jb20.gif">
2026-08-26T07:12:38Z

Investment Compliance Manager (Foreign Hedge Fund)

Hong Kong,
remote
Permanent
60000 - 80000 HKD / Monthly
The CompanyInvestment Compliance role overseeing SFC Type 4 & 9 compliance, regulatory filings, investment monitoring, investor due diligence, and compliance advisory. The Role<ul><li>Provide compliance advisory support to the investment, marketing, operations, and senior management teams to ensure compliance with SFC regulations, licensing requirements, and internal policies.</li><li>Monitor and oversee compliance with the Securities and Futures Ordinance (SFO), Code of Conduct, Fund Manager Code of Conduct (FMCC), and other applicable regulatory requirements for SFC Type 4 and Type 9 regulated activities.</li><li>Conduct pre- and post-trade surveillance, investment guideline monitoring, restricted list reviews, personal account dealing reviews, and conflicts of interest assessments.</li><li>Lead regulatory filings and submissions through SFC e-Services, including licensing matters, notifications, annual returns, and substantial business change applications.</li><li>Support SFC inspections, regulatory inquiries, thematic reviews, and audits by preparing documentation, coordinating responses, and implementing remediation actions.</li><li>Review fund offering documents, marketing materials, subscription documents, investment management agreements, and investor communications to ensure regulatory compliance.</li><li>Act as a key compliance contact for investors, institutional clients, fund distributors, and external service providers on compliance and regulatory-related matters.</li><li>Handle investor due diligence requests, compliance questionnaires, RFPs, AML/KYC inquiries, and regulatory disclosures.</li><li>Collaborate with legal, risk, operations, and portfolio management teams to identify compliance risks and strengthen internal controls.</li><li>Deliver compliance training and regulatory updates to employees and management.</li></ul> Your Profile<ul><li>Bachelor's degree in Law, Finance, Accounting, Business Administration, or related discipline.</li><li>Minimum 5-8 years of compliance experience within asset management, hedge fund, private equity, or investment management firms.</li><li>Strong knowledge of SFC regulations, SFO, Type 4 and Type 9 licensing requirements, FMCC, and relevant regulatory frameworks.</li><li>Hands-on experience handling SFC inspections, licensing matters, regulatory filings, and compliance monitoring programs.</li><li>Familiarity with investor onboarding, institutional investor due diligence, compliance questionnaires, and fund-related compliance matters.</li><li>Excellent communication and stakeholder management skills with the ability to liaise directly with investors, regulators, and senior management.</li><li>Fluency in English required; Chinese (Cantonese and/or Mandarin) is an advantage.</li></ul> Reference Number: 67010-0013483154By clicking 'apply', you give your express consent that Robert Half may use your personal information to process your job application and to contact you from time to time for future employment opportunities. For further information on how Robert Half processes your personal information and how to access and correct your information, please read the Robert Half privacy notice: <a href="https://www.roberthalf.com/hk/en/privacy">https://www.roberthalf.com/hk/en/privacy</a>. Please do not submit any sensitive personal data to us in your resume (such as government ID numbers, ethnicity, gender, religion, marital status or trade union membership) as we do not collect your sensitive personal data at this time.<img src="https://counter.adcourier.com/RGVyZWsuTmdhaS43MDc0My4xMDkxNUByaGloay5hcGxpdHJhay5jb20.gif">
2026-08-05T03:10:00Z

Compliance Manager

Hong Kong,
remote
Permanent
60000 - 61000 HKD / Yearly
<div><h3>The Company</h3>Our client is a growing investment management and financial services firm specializing in alternative investments and capital management solutions. The company is committed to maintaining the highest standards of regulatory compliance, risk management, and corporate governance while supporting sustainable business growth. <h3>The Role</h3>* Oversee the firm's compliance framework, ensuring adherence to applicable regulatory requirements, internal policies, and industry best practices. * Monitor regulatory developments, conduct compliance reviews, and provide guidance to management and business units on compliance-related matters. * Lead compliance reporting, licensing matters, AML/KYC monitoring, regulatory filings, and staff training programs to foster a strong compliance culture. <h3>Your Profile</h3>* Bachelor's degree in Law, Finance, Accounting, Business Administration, or a related discipline. * Solid compliance experience within asset management, investment management, securities brokerage, private equity, or other financial services environments. * Strong knowledge of regulatory requirements, AML/KYC obligations, risk management principles, and excellent stakeholder management skills.</div> By clicking 'apply', you give your express consent that Robert Half may use your personal information to process your job application and to contact you from time to time for future employment opportunities. For further information on how Robert Half processes your personal information and how to access and correct your information, please read the Robert Half privacy notice: <a href="https://www.roberthalf.com/hk/en/privacy">https://www.roberthalf.com/hk/en/privacy</a>. Please do not submit any sensitive personal data to us in your resume (such as government ID numbers, ethnicity, gender, religion, marital status or trade union membership) as we do not collect your sensitive personal data at this time.<img src="https://counter.adcourier.com/am95Y2UuZm9rLjQ2MDQ4LjEwOTE1QHJoaWhrLmFwbGl0cmFrLmNvbQ.gif">
2026-09-14T06:40:41Z

Accounting Manager

Hong Kong,
remote
Permanent
700000 - 701000 HKD / Yearly
<div><div class="___1sql8mq f1rh9g5y f11qrl6u f19n0e5 fibxuh5 f4fkekg" data-line-index="0">The Company</div><div class="___1sql8mq f1rh9g5y f11qrl6u f19n0e5 fibxuh5 f4fkekg" data-line-index="1"> </div><div class="___1sql8mq f1rh9g5y f11qrl6u f19n0e5 fibxuh5 f4fkekg" data-line-index="2">Our client is a well-established global investment management firm with a strong international presence, providing asset management and investment solutions to institutional investors, financial intermediaries, and high-net-worth individuals.</div><div class="___3tjoez0 fxc4j92 fes3tcz f1xqy1su f1e3ekuc fqq6ekt"> </div><div class="___1sql8mq f1rh9g5y f11qrl6u f19n0e5 fibxuh5 f4fkekg" data-line-index="3"> </div><div class="___3tjoez0 fxc4j92 fes3tcz f1xqy1su f1e3ekuc fqq6ekt"> </div><div class="___1sql8mq f1rh9g5y f11qrl6u f19n0e5 fibxuh5 f4fkekg" data-line-index="4">The Role</div><div class="___3tjoez0 fxc4j92 fes3tcz f1xqy1su f1e3ekuc fqq6ekt"> </div><div class="___1sql8mq f1rh9g5y f11qrl6u f19n0e5 fibxuh5 f4fkekg" data-line-index="5">* Manage the full spectrum of accounting functions, including general ledger, financial reporting, month-end closing, and reconciliations.</div><div class="___1sql8mq f1rh9g5y f11qrl6u f19n0e5 fibxuh5 f4fkekg" data-line-index="6">* Ensure compliance with regulatory requirements, accounting standards, and internal control policies.</div><div class="___1sql8mq f1rh9g5y f11qrl6u f19n0e5 fibxuh5 f4fkekg" data-line-index="7">* Partner with regional and global stakeholders on financial analysis, budgeting, audit coordination, and process improvement initiatives.</div><div class="___1sql8mq f1rh9g5y f11qrl6u f19n0e5 fibxuh5 f4fkekg" data-line-index="8"> </div><div class="___1sql8mq f1rh9g5y f11qrl6u f19n0e5 fibxuh5 f4fkekg" data-line-index="8"> </div><div class="___1sql8mq f1rh9g5y f11qrl6u f19n0e5 fibxuh5 f4fkekg" data-line-index="8"> </div><div class="___1sql8mq f1rh9g5y f11qrl6u f19n0e5 fibxuh5 f4fkekg" data-line-index="9">Your Profile</div><div class="___3tjoez0 fxc4j92 fes3tcz f1xqy1su f1e3ekuc fqq6ekt"> </div><div class="___1sql8mq f1rh9g5y f11qrl6u f19n0e5 fibxuh5 f4fkekg" data-line-index="10">* Bachelor's degree in Accounting, Finance, or a related discipline; professional qualification (e.g., CPA, ACCA) preferred.</div><div class="___1sql8mq f1rh9g5y f11qrl6u f19n0e5 fibxuh5 f4fkekg" data-line-index="11">* Solid accounting experience gained from financial services, asset management, banking, or related industries.</div><div class="___1sql8mq f1rh9g5y f11qrl6u f19n0e5 fibxuh5 f4fkekg" data-line-index="12">* Strong analytical, communication, and stakeholder management skills with proficiency in Microsoft Excel and accounting systems.</div><div class="___1sql8mq f1rh9g5y f11qrl6u f19n0e5 fibxuh5 f4fkekg" data-line-index="13"> </div></div> By clicking 'apply', you give your express consent that Robert Half may use your personal information to process your job application and to contact you from time to time for future employment opportunities. For further information on how Robert Half processes your personal information and how to access and correct your information, please read the Robert Half privacy notice: <a href="https://www.roberthalf.com/hk/en/privacy">https://www.roberthalf.com/hk/en/privacy</a>. Please do not submit any sensitive personal data to us in your resume (such as government ID numbers, ethnicity, gender, religion, marital status or trade union membership) as we do not collect your sensitive personal data at this time.<img src="https://counter.adcourier.com/VmlvbGV0LkNoaS4zODk1NS4xMDkxNUByaGloay5hcGxpdHJhay5jb20.gif">
2026-09-14T06:09:10Z

Compliance Manager

Hong Kong,
remote
Permanent
800000 - 801000 HKD / Yearly
<div><h3>The Company</h3>Our client is a leading multinational organization within the transportation, logistics, and infrastructure sector, operating across Asia and international markets. They are committed to maintaining the highest standards of corporate governance, regulatory compliance, and ethical business practices while supporting sustainable business growth. <h3>The Role</h3>* Develop, implement, and maintain compliance frameworks, policies, and procedures across the organization. * Monitor regulatory developments and assess their impact on business operations, ensuring ongoing compliance with applicable laws and regulations. * Conduct compliance risk assessments, investigations, audits, and employee training programs to strengthen the organization's compliance culture. <h3>Your Profile</h3>* Bachelor's degree in Law, Business Administration, Risk Management, Accounting, or a related discipline. * Minimum 8-10 years of compliance, risk management, internal audit, legal, or governance experience, preferably within a multinational or highly regulated environment. * Strong knowledge of regulatory requirements, corporate governance practices, anti-bribery regulations, and compliance best practices, with excellent stakeholder management skills.</div> By clicking 'apply', you give your express consent that Robert Half may use your personal information to process your job application and to contact you from time to time for future employment opportunities. For further information on how Robert Half processes your personal information and how to access and correct your information, please read the Robert Half privacy notice: <a href="https://www.roberthalf.com/hk/en/privacy">https://www.roberthalf.com/hk/en/privacy</a>. Please do not submit any sensitive personal data to us in your resume (such as government ID numbers, ethnicity, gender, religion, marital status or trade union membership) as we do not collect your sensitive personal data at this time.<img src="https://counter.adcourier.com/bWFyY28udGFtLjQyMzI5LjEwOTE1QHJoaWhrLmFwbGl0cmFrLmNvbQ.gif">
2026-09-10T09:50:18Z

Compliance Manager (Trust and Fiduciary - MLRO)

Central, Central and Western District
remote
Permanent
50000 - 80000 HKD / Monthly
The role<ul><li>Act as MLRO, overseeing AML/CFT framework, institutional risk assessments, and risk-based compliance controls.</li><li>Manage CDD/EDD processes, client onboarding, beneficial ownership verification, and ongoing monitoring.</li><li>Review suspicious activities, file STRs with JFIU, and maintain AML investigation records.</li><li>Liaise with regulators, handle TCSP inspections, regulatory filings, and compliance reporting obligations.</li><li>Conduct compliance monitoring, control testing, remediation, and provide reports to senior management.</li></ul><ul><li>Oversee Hong Kong & BVI corporate secretarial matters, statutory filings, governance, staff training, and record-keeping.</li></ul> Your Profile<ul><li>Extensive experience in AML/CFT, compliance, and financial crime within TCSP, fiduciary, or corporate services environments.</li><li>Strong corporate secretarial expertise, including Companies Registry filings and compliance with Hong Kong Companies Ordinance (Cap. 622).</li><li>Solid knowledge of AMLO (Cap. 615), AML/CFT regulations, and capability to independently perform MLRO responsibilities.</li><li>Proven ability to liaise with regulators, advise senior management, and exercise sound judgment on suspicious transaction reporting.</li><li>Experience in trust and fiduciary administration, UHNW client structures, and cross-border business arrangements is preferred.</li><li>Relevant qualifications (STEP, ICA, CAMS), fluency in English and Mandarin, and authority to maintain an effective AML/CFT framework.</li></ul> Reference no.: 67010-0013484749 By clicking 'apply', you give your express consent that Robert Half may use your personal information to process your job application and to contact you from time to time for future employment opportunities. For further information on how Robert Half processes your personal information and how to access and correct your information, please read the Robert Half privacy notice: <a href="https://www.roberthalf.com/hk/en/privacy">https://www.roberthalf.com/hk/en/privacy</a>. Please do not submit any sensitive personal data to us in your resume (such as government ID numbers, ethnicity, gender, religion, marital status or trade union membership) as we do not collect your sensitive personal data at this time.<img src="https://counter.adcourier.com/RGVyZWsuTmdhaS40MzczMy4xMDkxNUByaGloay5hcGxpdHJhay5jb20.gif">
2026-08-07T07:52:28Z

Compliance Manager (Chinese firm)

Hong Kong,
remote
Permanent
45000 - 65000 HKD / Monthly
The CompanyOur client is looking for Company Secretarial Manager to join the team. The Role<ul><li>Prepare and review announcements, circulars, interim and annual reports, ensuring compliance with Listing Rules and the SFO.</li><li>Support corporate actions, including notifiable transactions, connected transactions, and share schemes.</li><li>Coordinate Board, committee, and shareholder meetings; prepare agendas, board papers, and minutes.</li><li>Monitor regulatory and ESG developments, and update compliance policies and procedures.</li><li>Provide compliance guidance to internal stakeholders and promote good corporate governance practices.</li><li>Liaise with external advisers, auditors, share registrars, and overseas service providers.</li><li>Manage statutory compliance for Hong Kong and overseas entities, including filings, corporate records, renewals, incorporations, and deregistration.</li></ul> Your Profile<ul><li>Bachelor's degree in Law, Corporate Governance, Corporate Administration, Accounting, or a related discipline.</li><li>Minimum 8 years of relevant experience in listed company compliance, company secretarial functions.</li><li>Experience in handling connected transactions and/or drafting major circulars will be an advantage.</li><li>Professional Qualifications: Membership of The Hong Kong Chartered Governance Institute (HKCGI) and/or The Chartered Governance Institute (CGI).</li><li>Simplified Chinese reading is a must.</li></ul> Apply Today To apply online (Word attachment only), please click the 'Apply' button. Please note that only short-listed candidates will be contacted. Reference Number: 67010-0013445793 By clicking 'apply', you give your express consent that Robert Half may use your personal information to process your job application and to contact you from time to time for future employment opportunities. For further information on how Robert Half processes your personal information and how to access and correct your information, please read the Robert Half privacy notice: <a href="https://www.roberthalf.com/hk/en/privacy">https://www.roberthalf.com/hk/en/privacy</a>. Please do not submit any sensitive personal data to us in your resume (such as government ID numbers, ethnicity, gender, religion, marital status or trade union membership) as we do not collect your sensitive personal data at this time.<img src="https://counter.adcourier.com/UmF5bW9uZC5wYW5nLjM5ODY2LjEwOTE1QHJoaWhrLmFwbGl0cmFrLmNvbQ.gif">
2026-09-16T10:03:41Z