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3 results for Kyc Onboarding Compliance Manager in New York Ny

Compliance Manager <p>Our client, a well-established and highly successful Broker Dealer firm, is seeking a skilled Compliance Manager to join their team. This key role works to ensure the firm's adherence to SEC, FINRA, and Exchange regulations, while closely collaborating with trading, operations and risk teams.</p><p> </p><p><strong>Key Responsibilities:</strong></p><p>-         Overseeing Consolidated Audit Trail (CAT) compliance and ensure timely regulatory filings.</p><p>-         Testing order handling, execution, and trade reporting (Reg SHO, NMS, Rule 606).</p><p>-         Analyzing order routing disclosures (Rule 606) for regulatory compliance.</p><p>-         Responding to SEC, FINRA, and exchange regulatory inquiries and audits.</p><p>-         Maintaining and enhancing compliance policies, procedures, and testing programs.</p><p>-         Providing management with written reports on compliance risks and corrective actions.</p><p>-         Collaborating with trading, operations, risk, and legal teams to ensure effective compliance controls.</p><p>-         Driving efficiency improvements in compliance oversight and business processes.</p><p><br></p><p>For immediate consideration please send you resume to Alex.Muzaurieta@roberthalf.</p> Tax Compliance Manager <p>Top manufacturing company in Fairfield County has an immediate opening for a Tax Compliance Manager. The Tax Manager will be responsible for maintaining processes and procedures designed to ensure that the Company meets its US Federal Income Tax, State Income Tax and Franchise Tax obligations. You will be involved with all aspects of US income tax compliance activities including M-1 and tax return preparation, estimated tax payments, federal tax provision preparation and supporting federal audits.</p><p><strong> </strong></p><p><strong><u>Job Responsibilities:</u></strong></p><p><br></p><p>·      Responsible for managing the U.S. Federal income tax compliance reporting to ensure all reporting obligations are satisfied completely, accurately and timely.</p><p>·      Prepared the U.S. federal and state quarterly estimated and extension income tax computations along with the execution of the estimated tax payments and extension requests. </p><p>·      Manage all aspects of the State income tax compliance process ensuring adherence to deadlines, accuracy, and conformity with state regulations in order to reduce the Company’s overall tax burden and risk. </p><p>·      Manage the preparation and review of state income tax returns including the calculation of apportionment and state modifications. </p><p>·      Monitor state nexus and filings to ensure compliance with state tax laws and regulations, identifying any potential areas of risk or exposure. </p><p>·      Provide support in all aspects of the credits including Research & Development tax credit calculation including identifying, gathering and documenting.</p><p>·      Manage state and local tangible property tax returns and other business filings in which an obligation exists to file.</p><p>·      Research, maintain and review tax return work papers for various book to tax differences. </p><p>·      Keep up to date with current legislative developments. </p><p>·      Participate in and support ongoing integration projects/initiatives, streamline tax process related to U.S. income tax compliance, and other special projects.</p><p><br></p><p>If you have experience with the responsibilities above, please email your resume directly to anthony.riccio@roberthalf(.com) ASAP</p> Compliance Officer <p>Robert Half is seeking a <strong><u>Multilingual Project Manage</u></strong><u>r</u> responsible for overseeing the planning, execution, and delivery of complex artificial intelligence projects, ensuring they meet business objectives while adhering to timelines, budgets, and quality standards. </p><p> </p><p>Start Date: February 2025</p><p>Location: Hybrid (2-3 days in office in Ridgefield Park, NJ)</p><p>Salary: $150,000+ annually (negotiable based on experience)</p><p> </p><p><strong>Key Responsibilities:</strong></p><ol><li>Collaborate with stakeholders to define project goals, scope, and success metrics.</li><li>Develop comprehensive project plans, including timelines, milestones, resource allocation, and risk assessments.</li><li>Break down complex AI projects into manageable tasks and work packages.</li><li>Identify data requirements and ensure data quality for AI model training.</li><li>Assemble and lead cross-functional teams consisting of data scientists, machine learning engineers, software developers, and product managers.</li><li>Foster a collaborative environment, promoting effective communication and alignment across team members.</li><li>Delegate tasks and responsibilities based on team expertise and project needs.</li><li>Provide guidance and mentorship to team members on AI development best practices.</li><li>Proactively identify potential risks associated with AI projects, including data biases, ethical considerations, and regulatory compliance.</li><li>Develop mitigation strategies to address identified risks.</li><li>Monitor project progress and address any emerging issues promptly and effectively.</li><li>Regularly communicate project status updates to key stakeholders, including senior management, product teams, and clients.</li><li>Manage stakeholder expectations by providing clear and transparent information on project progress and potential challenges.</li><li>Facilitate decision-making processes and address stakeholder concerns.</li><li>Establish key performance indicators (KPIs) to measure project success.</li><li>Track project progress against KPIs and generate detailed reports for stakeholders.</li><li>Analyze project data to identify areas for continuous improvement.</li></ol><p> </p><p><strong>Required Skills & Qualifications:</strong></p><ul><li>Strong understanding of AI concepts, including machine learning algorithms, deep learning, natural language processing, and computer vision.</li><li>Education or experience in linguistics a plus! </li><li>Biligingual/Multilingual (Arabic, Chinese or Spanish preferred)</li><li>Proven experience in project management methodologies (Agile, Waterfall) with a successful track record of delivering complex AI projects.</li><li>Excellent communication and interpersonal skills to effectively collaborate with cross-functional teams and manage stakeholder expectations.</li><li>Ability to analyze data, identify trends, and make data-driven decisions.</li><li>Prior experience in managing data pipelines and data quality processes is a plus.</li><li>Relevant project management certifications (PMP, Agile) are beneficial</li></ul><p><br></p>