2 results for Kyc Analyst in Central District

KYC Analyst The Company Join a premier global financial services firm renowned for its commitment to excellence in wealth management, investment banking and personal & corporate banking. With a rich history spanning over 100 years, the firm is dedicated to meeting the complex financial needs of clients worldwide, fostering sustainable growth and innovation. The Role<ul><li>Review and analyze KYC documentation to evaluate customers' Source of Wealth (SoW) as a case preparer.</li><li>Corroborate SOW-related documents through public searches, salary benchmarks, and other relevant sources.</li><li>Evaluate the adequacy of identified sources of wealth and ensure all material sources are accounted for.</li><li>Ensure consistency and accuracy of KYC information throughout the customer lifecycle.</li><li>Verify UBO, understand customer's business and assess AML risk</li><li>Identify and document any contradictory information or discrepancies.</li><li>Collaborate with RMs to obtain outstanding information.</li><li>Evaluate additional information obtained by RMs.</li></ul>Requirements<ul><li>Bachelor's degree in a relevant field (e.g., Finance, Business, or related disciplines).</li><li>Min 3 years of experience in compliance, KYC, or risk management, preferably within private or retail banking.</li><li>Strong understanding of Source of Wealth assessments, AML/CFT regulations, and financial risk management.</li><li>Proven track record of identifying and mitigating compliance risks in customer accounts and transactions.</li><li>Proficient in English, read and write Chinese is a must</li></ul>Apply Today To apply online (Word attachment only), please click the 'Apply' button. Please note that only short-listed candidates will be contacted.By clicking 'apply', you give your express consent that Robert Half may use your personal information to process your job application and to contact you from time to time for future employment opportunities. For further information on how Robert Half processes your personal information and how to access and correct your information, please read the Robert Half privacy notice: https://www.roberthalf.com.hk/privacy-statement. Please do not submit any sensitive personal data to us in your resume (such as government ID numbers, ethnicity, gender, religion, marital status or trade union membership) as we do not collect your sensitive personal data at this time.<img src="https://counter.adcourier.com/TWFuZGVlcC5HaWxsLjk2ODUwLjEwOTE1QHJoaWhrLmFwbGl0cmFrLmNvbQ.gif">

Leading ibank - Client Onboarding Analyst (new headcount) The CompanyA leading investment bank is expanding and hiring new talents. The new role will work closely with various internal stakeholders. This expansion reflects the firm's strategic growth in the securities market, aligning with broader industry trends where Chinese firms are increasingly shifting towards wealth management and international expansion. The front office roles will involve direct client interaction and revenue generation through deal fees and investment returns. The Role<ul><li>Oversee the Know Your Customer (KYC) and Customer Due Diligence (CDD) workflow for complete client account openings.</li><li>Ensure compliance with Anti-Money Laundering (AML), tax evasion, and Countering the Financing of Terrorism (CFT) regulations during onboarding and review processes.</li><li>Act as the primary liaison for internal stakeholders, including Sales, Middle Office, Compliance, FATCA team, and clients, regarding KYC documentation collection.</li><li>Conduct verification checks to ensure submitted documents align with the Customer Identification Program; draft and secure approvals for cases involving Politically Exposed Persons, sanctions, or adverse news.</li><li>Address issues arising from screening processes professionally and escalate exceptions to the Chief Operating Officer, Regional Head of AML, or Group Head of Compliance as needed.</li><li>Maintain an up-to-date database of all information, documents, financial reports, and news on accounts for Compliance, Legal, and Internal Audit.</li><li>Collaborate with Legal, Credit, and counterparties on ISDA/GMRA/GMSLA/EAM and distribution agreement negotiations, including execution paperwork.</li><li>Coordinate with Prime Services, Middle Office, and Credit for post-account setup.</li></ul> Your Profile<ul><li>Bachelor's degree in Business or Finance.</li><li>Strong written and verbal communication skills in English and Cantonese.</li><li>Familiarity with account-opening processes is essential.</li><li>Knowledge of financial markets, derivative instruments, and AML regulations, including SFC requirements for Hong Kong Professional Investors and MAS requirements for Singapore Accredited Investors, is preferred; knowledge of other regional regulations is a bonus.</li><li>Experience with handling Financial Institutions or High Net Worth Individuals is a plus.</li><li>Detail-oriented, diligent, independent, and able to thrive under pressure.</li><li>Self-motivated, eager to learn, and ready for new challenges.</li></ul> Apply Today To apply online (Word attachment only), please click the 'Apply' button. Please note that only short-listed candidates will be contacted.Reference Number: 67010-0013175908By clicking 'apply', you give your express consent that Robert Half may use your personal information to process your job application and to contact you from time to time for future employment opportunities. For further information on how Robert Half processes your personal information and how to access and correct your information, please read the Robert Half privacy notice: https://www.roberthalf.com.hk/privacy-statement. Please do not submit any sensitive personal data to us in your resume (such as government ID numbers, ethnicity, gender, religion, marital status or trade union membership) as we do not collect your sensitive personal data at this time.<img src="https://counter.adcourier.com/QW5keS5jaG93Ljg5NDg4LjEwOTE1QHJoaWhrLmFwbGl0cmFrLmNvbQ.gif">