Compliance Officer - Top Global Hedge Fund
<p><strong><span style="text-decoration: underline;">The Comapny</span></strong></p><p>Our client, a leading APAC-focused over billion USD size AUM hedge fund, is looking to hire a Compliance Officer. This is an excellent opportunity to join a stable and collaborative team in a well-established firm with a strong track record. The role will involve ensuring the firm's compliance with regulatory requirements while maintaining robust internal controls.</p><p> </p><p><span style="text-decoration: underline;"><strong>The Role</strong></span></p><p>Key Responsibilities:</p><ul><li>Serve as the primary contact for regulatory inspections and investor due diligence inquiries.</li><li>Design, implement, and maintain internal control frameworks to ensure compliance with SFC, SEC, and CIMA regulations.</li><li>Oversee SFC licensing matters, including license applications, Annual Returns, Short Position Reporting etc.</li><li>Manage SEC filings as required.</li><li>Draft and review compliance policies and legal documents, including fund PPMs, brokerage agreements, investment agreements, and marketing materials.</li><li>Ensure full compliance by integrating investment restrictions and sanction lists into the trading system.</li></ul><p> </p><p><span style="text-decoration: underline;"><strong>Your Profile</strong></span></p><p>Requirements:</p><ul><li>Minimum 6 years of compliance experience, ideally from similar buy-side hedge fund environment OR compliance consultancy serving hedge fund clients</li><li>Strong knowledge of SFC Type 9 licensing requirements and other relevant regulatory frameworks.</li><li>Experience with both SFC and SEC filings is highly desirable.</li><li>Fluency in English is essential. </li></ul><p> </p><p><strong><span style="text-decoration: underline;">Apply Today </span></strong></p><p>To apply online (Word attachment only), please click the 'Apply' button. Please note that only short-listed candidates will be contacted.</p><p> </p><p><em>Reference Number: </em><strong><em>67010-0013374559</em></strong></p><p><em>By clicking 'apply', you give your express consent that Robert Half may use your personal information to process your job application and to contact you from time to time for future employment opportunities. For further information on how Robert Half processes your personal information and how to access and correct your information, please read the Robert Half privacy notice: <a href="https://www.roberthalf.com/hk/en/privacy">https://www.roberthalf.com/hk/en/privacy</a>. Please do not submit any sensitive personal data to us in your resume (such as government ID numbers, ethnicity, gender, religion, marital status or trade union membership) as we do not collect your sensitive personal data at this time.</em></p><img src="https://counter.adcourier.com/S2VsbHkud29uZy4xMTQzOC4xMDkxNUByaGloay5hcGxpdHJhay5jb20.gif">
- Central and Western District, Central and Western District
- remote
- Permanent
-
50000 - 60000 HKD / Monthly
- <p><strong><span style="text-decoration: underline;">The Comapny</span></strong></p><p>Our client, a leading APAC-focused over billion USD size AUM hedge fund, is looking to hire a Compliance Officer. This is an excellent opportunity to join a stable and collaborative team in a well-established firm with a strong track record. The role will involve ensuring the firm's compliance with regulatory requirements while maintaining robust internal controls.</p><p> </p><p><span style="text-decoration: underline;"><strong>The Role</strong></span></p><p>Key Responsibilities:</p><ul><li>Serve as the primary contact for regulatory inspections and investor due diligence inquiries.</li><li>Design, implement, and maintain internal control frameworks to ensure compliance with SFC, SEC, and CIMA regulations.</li><li>Oversee SFC licensing matters, including license applications, Annual Returns, Short Position Reporting etc.</li><li>Manage SEC filings as required.</li><li>Draft and review compliance policies and legal documents, including fund PPMs, brokerage agreements, investment agreements, and marketing materials.</li><li>Ensure full compliance by integrating investment restrictions and sanction lists into the trading system.</li></ul><p> </p><p><span style="text-decoration: underline;"><strong>Your Profile</strong></span></p><p>Requirements:</p><ul><li>Minimum 6 years of compliance experience, ideally from similar buy-side hedge fund environment OR compliance consultancy serving hedge fund clients</li><li>Strong knowledge of SFC Type 9 licensing requirements and other relevant regulatory frameworks.</li><li>Experience with both SFC and SEC filings is highly desirable.</li><li>Fluency in English is essential. </li></ul><p> </p><p><strong><span style="text-decoration: underline;">Apply Today </span></strong></p><p>To apply online (Word attachment only), please click the 'Apply' button. Please note that only short-listed candidates will be contacted.</p><p> </p><p><em>Reference Number: </em><strong><em>67010-0013374559</em></strong></p><p><em>By clicking 'apply', you give your express consent that Robert Half may use your personal information to process your job application and to contact you from time to time for future employment opportunities. For further information on how Robert Half processes your personal information and how to access and correct your information, please read the Robert Half privacy notice: <a href="https://www.roberthalf.com/hk/en/privacy">https://www.roberthalf.com/hk/en/privacy</a>. Please do not submit any sensitive personal data to us in your resume (such as government ID numbers, ethnicity, gender, religion, marital status or trade union membership) as we do not collect your sensitive personal data at this time.</em></p><img src="https://counter.adcourier.com/S2VsbHkud29uZy4xMTQzOC4xMDkxNUByaGloay5hcGxpdHJhay5jb20.gif">
- 2026-02-24T01:49:32Z