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4 results for Audit Compliance Specialist in Scarborough, ON
- Markham, ON
- onsite
- Permanent
- 85000 - 95000 CAD / Yearly
- <p>We are looking for an Internal Audit Analyst to join a financial services organization in Markham, Ontario. This role supports the evaluation of financial and operational controls, strengthens compliance practices, and helps identify opportunities to improve risk management across the business. The successful candidate will work closely with internal stakeholders to assess processes, document findings, and contribute to a well-governed and efficient control environment.</p><p><br></p><p>Responsibilities:</p><p>• Conduct internal audit reviews to assess the effectiveness of financial, operational, and compliance controls across business functions.</p><p>• Examine existing processes and procedures to identify control gaps, inefficiencies, and areas where risk can be reduced.</p><p>• Prepare clear audit documentation, summarize observations, and present practical recommendations for process improvement.</p><p>• Collaborate with business teams to understand workflows, gather evidence, and evaluate alignment with internal policies and regulatory requirements.</p><p>• Monitor follow-up activities on audit findings and track management action plans through to resolution.</p><p>• Contribute to compliance testing and procedural reviews to help maintain consistent audit standards across the organization.</p>
- 2026-09-17T00:00:00Z
- Toronto, ON
- onsite
- Temporary
- 40 - 45 CAD / Hourly
- <p>Senior Compliance Specialist – 1.5-Year Contract</p><p><strong>Contract:</strong> 1.5 years</p><p><strong>Industry:</strong> P&C Insurance</p><p>About the Role</p><p>We are seeking a <strong>Senior Compliance Specialist</strong> for a 1.5-year contract to support the Compliance Office and provide leave coverage. The successful candidate will help manage enterprise-wide compliance programs, regulatory requirements, monitoring and testing, risk assessments, and regulatory filings while partnering closely with business units across the organization.</p><p>Key Responsibilities</p><ul><li>Manage the annual <strong>Regulatory Compliance Management (RCM) cycle</strong>, working with business units to complete compliance activities and address identified risks.</li><li>Support the enterprise compliance program, including <strong>compliance inquiries, incidents, conflicts of interest, gifts & entertainment, and compliance communications</strong>.</li><li>Develop and execute the annual <strong>compliance monitoring and testing plan</strong>, assessing regulatory controls and identifying potential risks.</li><li>Manage <strong>regulatory filings, insurer licensing, broker sponsorship due diligence, and regulatory reporting</strong> across applicable jurisdictions.</li><li>Support <strong>regulatory readiness</strong>, including assessing and documenting organizational readiness for new or changing requirements.</li><li>Coordinate annual <strong>compliance risk assessments and attestations</strong> with business unit leaders and Compliance Officers.</li><li>Maintain compliance records, controls, mitigation plans and reporting within <strong>OnSpring</strong>, including KPI/KRI dashboards.</li><li>Deliver compliance education, workshops and communications to business stakeholders.</li></ul><p>Stakeholder Relationships</p><p>Work closely with <strong>Business Unit Compliance Officers, Business Unit Heads, Enterprise Risk, Internal Audit, Legal, Security, Data Governance, Procurement and other internal teams</strong>, as well as regulators, external auditors, legal counsel and consultants.</p><p><br></p><p><br></p>
- 2026-10-03T00:00:00Z
- North York, ON
- onsite
- Permanent
- 150000 - 200000 CAD / Yearly
- <p>Our client, a well-established investment management organization, is seeking a Director, Risk & Audit to join their growing team. Reporting to senior leadership, this individual will be responsible for overseeing operational risk, internal audit, and compliance initiatives across the organization while driving a strong controls environment and risk culture.</p><p><br></p><p><strong>Key Responsibilities</strong></p><ul><li>Lead the development and enhancement of operational risk, internal audit, and compliance frameworks across the organization.</li><li>Assess internal controls, identify risk exposures, and recommend practical improvements.</li><li>Oversee governance processes related to business operations, approvals, and control activities.</li><li>Partner with business leaders across investment, operations, finance, and compliance functions to strengthen risk awareness and accountability.</li><li>Deliver reporting and presentations to executive leadership on key risks, audit findings, and compliance matters.</li><li>Monitor regulatory developments and industry trends to ensure ongoing compliance and best practices.</li></ul><p><br></p>
- 2026-10-02T00:00:00Z
- Mississauga, ON
- onsite
- Contract / Temporary to Hire
- 33 - 35 CAD / Hourly
- <p>Our client is seeking a Financial Reporting Analyst with a strong background in finance, financial analysis, and reporting. This role will take ownership of recurring reporting, prepare management reporting packages, and analyze financial and operational data to support business decisions. The ideal candidate is comfortable managing a high volume of reports, confident in interpreting results, and able to explain the findings clearly to senior management. Strong analytical skills, advanced Excel proficiency, and Power BI experience are key to success in this role.</p><p><br></p><p>Responsibilities:</p><ul><li>Take ownership of recurring management reporting, ensuring reports are accurate, consistent, and delivered on time.</li><li>Prepare and distribute reporting packages across multiple business groups.</li><li>Prepare job costing reports and analyze cost information, trends, and variances.</li><li>Extract data from financial systems and use Excel and Power BI to analyze results and develop reports and dashboards.</li><li>Review reporting outputs, investigate discrepancies, and provide meaningful commentary on key findings.</li><li>Identify trends, variances, and performance indicators that support management’s understanding of business results.</li><li>Prepare executive summaries and presentation materials, providing analytical support for management discussions.</li><li>Respond to ad hoc reporting and analysis requests from leadership and operational teams.</li><li>Collaborate with internal stakeholders to understand reporting requirements and business objectives.</li><li>Improve reporting processes, data quality, and efficiency.</li></ul><p><br></p>
- 2026-10-01T00:00:00Z