The chief compliance officer (financial services) plays a pivotal role in ensuring the organization's adherence to complex financial services regulations. Chief compliance officers strategically develop and implement effective compliance programs, monitor and assess risks related to financial transactions, and collaborate with various departments to maintain compliance with industry regulations.
Oversee the development and implementation of comprehensive compliance programs tailored to specific financial services regulations (e.g., AML, Anti-Fraud).Monitor and assess risks associated with financial transactions, including money laundering and terrorist financing.Conduct due diligence on clients and transactions to identify potential red flags.Prepare and maintain detailed compliance reports for internal and regulatory purposes.Train and educate employees on relevant financial services regulations and compliance policies.Investigate potential compliance breaches and recommend appropriate corrective actions.Collaborate with internal audit, risk management, and other departments to ensure overall compliance across the organization.Stay up to date on evolving financial services regulations and industry best practices.
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Salary for Chief Compliance Officer – Financial Services in Quebec City, QC
146640 -
223440
25th percentile
146640
The candidate is new to the role and building the needed skills, experience and autonomy.
50th percentile
183120
The candidate has the experience to perform core responsibilities without direct supervision and is comfortable with the role’s processes and subject matter.
75th percentile
223440
The candidate delivers value beyond the stated job duties, has advanced qualifications and experience, and is ready for the next career level.